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CASEYS GENERAL STORES INC — Director's Dealing 2017
Jul 18, 2017
30281_dirs_2017-07-18_34b0caee-e0a1-437c-80de-8ae542244a18.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CASEYS GENERAL STORES INC (CASY)
CIK: 0000726958
Period of Report: 2017-04-30
Reporting Person: Walljasper William J (Senior VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-23 | Common Stock | G | 150 | — | Disposed | 19386 | Direct |
| 2015-07-02 | Common Stock | G | 200 | — | Disposed | 19386 | Direct |
| 2016-12-21 | Common Stock | G | 100 | — | Disposed | 19386 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6437 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option - right to buy | $25.26 | 2019-06-23 | Common Stock (15300.0) | 15300 | Direct |
| Option - right to buy | $44.39 | 2021-06-23 | Common Stock (20000.0) | 20000 | Direct |
| Restricted stock units | $ | Common Stock (3250.0) | 3250 | Direct | |
| Restricted stock units | $ | Common Stock (3250.0) | 3250 | Direct | |
| Restricted stock units | $ | Common Stock (3250.0) | 3250 | Direct |
Footnotes
F1: The number of shares reported reflects a bona fide gift of shares to a charitable organization on the transaction date that has not been previously reported by Mr. Walljasper. The omitted shares also were included in the Table I, Column 5 beneficial ownership reported in the intervening Forms 4 and 4/A filed by Mr. Walljasper between the applicable transaction date and this Form 5.
F2: Reflects the number of shares directly owned by Mr. Walljasper as of the end of Casey's fiscal year, April 30, 2017, taking into account the amendment reported on Form 4/A being filed with this Form 5.
F3: Allocated to Mr. Walljasper's 401k plan account as of the end of Casey's fiscal year, April 30, 2017. Does not include any shares allocated by the plan trustee after that date.
F4: Pursuant to terms and conditions of 2000 Stock Option Plan (or predecessor plan).
F5: Pursuant to terms and conditions of 2009 Stock Incentive Plan.
F6: Pursuant to terms and conditions of 2009 Stock Incentive Plan. As reported in the intervening Form 4 on June 6, 2017, this award vested in full on June 6, 2017; however, the holding (and the other holdings in Table II) reflects Mr. Walljasper's ownership of derivative securities as of the end of Casey's fiscal year, April 30, 2017.
F7: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
F8: Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 5, 2018.
F9: Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 2, 2019.