AI assistant
CASEYS GENERAL STORES INC — Director's Dealing 2016
Jun 14, 2016
30281_dirs_2016-06-14_71dec466-cd93-4947-920f-3b3c01a69527.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASEYS GENERAL STORES INC (CASY)
CIK: 0000726958
Period of Report: 2016-06-13
Reporting Person: HANDLEY TERRY W (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-13 | Common Stock | M | 15000 | $25.26 | Acquired | 34298 | Direct |
| 2016-06-13 | Common Stock | S | 15000 | $118.54 | Disposed | 19298 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-13 | Option - right to buy | $25.26 | M | 15000 | Disposed | 2019-06-23 | Common Stock (20000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11396 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option - right to buy | $44.39 | 2021-06-23 | Common Stock (20000.0) | 20000 | Direct |
| Restricted stock units | $ | Common Stock (3250.0) | 3250 | Direct | |
| Restricted stock units | $ | Common Stock (3250.0) | 3250 | Direct | |
| Restricted stock units | $ | Common Stock (3250.0) | 3250 | Direct | |
| Restricted stock units | $ | Common Stock (10000.0) | 10000 | Direct |
Footnotes
F1: Allocated to Mr. Handley's KSOP account as of April 30, 2016. Does not include any shares allocated by the KSOP trustee after that date.
F2: Pursuant to terms and conditions of 2000 Stock Option Plan.
F3: Pursuant to terms and conditions of 2009 Stock Incentive Plan.
F4: Pursant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 6, 2017.
F5: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
F6: Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 5, 2018.
F7: Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 2, 2019.
F8: Pursuant to a Restricted Stock Units Agreement dated as of April 12, 2016, executed in conjunction with Mr. Handley's employment agreement of the same date. These units vest over a 5-year period, commencing on May 1, 2017 and thereafter on each May 1 of the following 4 years, at the rate of 2,000 units (20% of the total units awarded) per year.