BOTANIX PHARMACEUTICALS LTD — Share Issue/Capital Change 2021

Oct 7, 2021

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

BOTANIX PHARMACEUTICALS LTD

Date of this announcement

Friday October 08, 2021

The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted Options	10,000,000	07/10/2021
to be confirmed

Refer to next page for full details of the announcement

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

BOTANIX PHARMACEUTICALS LTD

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

70009109755

1.3 ASX issuer code

BOT

1.4 The announcement is

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New announcement

1.5 Date of this announcement

8/10/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

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ASX +security code +Security description
New class - code to be confirmed Unlisted Options
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
7/10/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02423713-6A1051131?access_token=8
3ff96335c2d45a094df02a206a39ff4
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3ff96335c2d45a094df02a206a39ff4 +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.08900000 7/10/2024 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description BOT Ordinary Shares Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02423713--api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02423713-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02423713--gateway/ASX/asx-research/1.0/file/2924-02423713-gateway/ASX/asx-research/1.0/file/2924-02423713--research/1.0/file/2924-02423713-research/1.0/file/2924-02423713--02423713-02423713--6A1051131?access_token=8

Options Details

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02423713--api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02423713-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02423713--gateway/ASX/asx-research/1.0/file/2924-02423713-gateway/ASX/asx-research/1.0/file/2924-02423713--research/1.0/file/2924-02423713-research/1.0/file/2924-02423713--02423713-02423713--6A1051131?access_token=8 3ff96335c2d45a094df02a206a39ff4

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Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

10,000,000

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Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
BOT : ORDINARY FULLY PAID	973,142,074

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
BOTAE : OPTION EXPIRING 30-JUN-2022 EX 5.51C	41,339,667
BOTAD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	27,166,668
New class - code to be confirmed : Unlisted Options	10,000,000

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes

5.1a Select the number of the applicable exception in Listing Rule 7.2

13

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