Regulatory Filings • Jul 26, 2011
Regulatory Filings
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The submission of Form 1 shall be provisional. Formal application will only be deemed to be made when a Prospectus relating to the securities to be admitted to trading has been approved and published. All applications are subject to the Admission and Disclosure Standards ("the Standards").
For new issues this form must arrive no later than 10 business days prior to the consideration of the application for admission to trading and for further issues no later than 2 business days prior to the consideration of the application for admission to trading.
The form should be submitted to Market Operations at the London Stock Exchange either by fax on +44 (0)20 7920 4607 or by email to [email protected] If you require assistance, please call Market Operations on +44 (0)20 7797 4310
| Application to be considered on (date): | Not applicable | ||
|---|---|---|---|
| Dealings expected to commence on | 26 July 2011 | ||
| (data): |
$\overline{\mathbf{1}}$ . Full legal name of issuer:
Agricultural Bank of Greece S.A.
hereby applies for the following securities to be admitted to trading on the London Stock Exchange or for the purposes of MTN Programmes only:
hereby applies to establish a programme on the London Stock Exchange for the issuance of debt securities. Application for admission to trading on the London Stock Exchange of debt securities issued under the programme will be deemed to take effect only on submission of a pricing supplement for a specific issue of debt securities under the programme.
(Example: 30,000,000 ordinary shares of 20 pence each fully paid. Where the securities are to be issued under an issuance programme, please give a description of the programme and the maximum amount of securities that may be admitted to trading at any one time)
EUR 1,500,000,000 Floating Rate Notes due July 2014 issued under the EUR 10.000.000.000 Euro Medium Term Note Programme of Agricultural Bank of Greece S.A. and ABG Finance International plc and guaranteed by the Hellenic Republic
a. TIDM of each security for which this application is being made: $N/A$
(Example: Bonus, Rights, Placing, Open Offer, Block listing, Eurobond, MTN Programme, Warrants)
Drawdown under EMTN Programme
By ticking this box you are confirming that you meet the criteria and requirements of the market to which you are applying.
| Main Market | X | Professional Securities Market |
Specialist Fund Market |
Other | |
|---|---|---|---|---|---|
| Premium | |||||
| Standard | ▷ |
| a. with each other? | YES: | ⊠ | NO: | |
|---|---|---|---|---|
| b. with an existing class of security? | YES: | NO: |
| Not applicable | |||||||
|---|---|---|---|---|---|---|---|
| New Issues: This section only requires completion if the application is for a new issue, this information may be published in the New Issues List section on the Exchange's website. |
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| 6. | Country of incorporation: | Greece | |||||
| 7. | Home EEA competent authority for listing: Commision de Surveillance du Secteur Financier, Luxembourg |
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| а. - | Will the securities also be admitted to the FSA's Official List? |
YES: | ⊠ | NO: | |||
| b. | If appropriate, has the "passport" been lodged with the UKLA? If so, please attach a copy. |
YES: | NO: | ⊠ | |||
| 8. | Expected size of offer (£m): | EUR 1,500,000,000 | |||||
| 9. | Expected market cap. post issue (£m): N/A |
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| 10. | Expected percentage of Free Float for N/A this security post issue: |
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| 11. | Preferred trading currency / currencies: EUR |
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| 12. | ISIN Number/s and TIDM/s: | XS0651719378 | |||||
| 13. | Default place of settlement (system): Clearstream, Luxembourg |
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| 14. | Issuer details: | ||||||
| а. | Website address: | http://www.ate.gr | |||||
| b. | Contact name: | Nikolaos Keramidas | |||||
| C. | Job title: | Assistant Treasurer | |||||
| d. | Telephone number: | +30 210 369 7558 | |||||
| е. | Email address: | [email protected] |
| 15. | Invoicing-Value Added Tax (VAT) | |||||
|---|---|---|---|---|---|---|
| The following information is required in order to comply with the EC Invoicing Directive (2001/115/EC) and to ensure that VAT is charged in accordance with EC law: |
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| а. | Country of Principal Place of Business (PPB): | Hellenic Republic | ||||
| NB: PPB is usually the head office, headquarters or 'seat' from which business is run. | ||||||
| b. | Is the Issuer registered for VAT in the UK? | ⊠ YES: NO: |
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| C. | Is the Issuer registered for VAT in another | ⊠ YES: NO: |
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| EC country? | ||||||
| d. | If YES, please confirm EC VAT registration number: | 094326270 | ||||
| admission and annual fees. | NB: Where PPB is an EC country (excluding UK) - Failure to provide a valid EC VAT registration number will result in UK VAT being charged on | |||||
| 16. | Brief description of | Commercial bank | ||||
| business / fund type: | ||||||
| 17. | Fiscal year end: | 31 December | ||||
| 18. | Sponsor/ Lead manager / Adviser (if applicable): | |||||
| Contact name: a. |
Garyfalia Leledaki | |||||
| Telephone Number: b. |
+44(0)207 964 6085 | |||||
| [email protected] Email address: c. |
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| 19. | Corporate Broker: | |||||
| N/A | ||||||
| 20. | Confirmed Market Makers: | |||||
| N/A | ||||||
| 21. | Financial PR advisors: | At least one market maker is required if the security is to be traded on a segment with mandatory market maker requirements N/A |
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| 22. | Address at which admission document will be available: | |||||
| Agricultural Bank of Greece S.A., 23 Panepistimiou Street, 10564 Athens, Greece | ||||||
| The Bank of New York Mellon, acting through its London Branch at One Canada Square, London E14 | ||||||
| 5AL, United Kingdom | ||||||
| The Bank of New York Mellon (Luxembourg) S.A. at Vertigo Building, Polaris, 2-4 rue Eugène Ruppert, L- | ||||||
| 2453 Luxembourg | ||||||
| 23. | Date available: | 26 July 2011 |
Update
Debt Issues:
| 24. | Date of issue of certificates (or where relevant definitive bearer securities) for which |
|---|---|
| application to trading is sought. |
26 July 2011
Please indicate whether the certificates are in registered or bearer form: 25.
Bearer
MTN Programmes: Establish
Please tick the box that best describes the security for which admission is sought. (more then one box may be appropriate in some cases)
| N/A | N/A | ||
|---|---|---|---|
| Floating rate | x | Step up up/Down | |
| Preference shares Exchangeable/Convertible |
Guaranteed Debentures |
Χ | |
| Retail offer Inflation Linked |
Eurobonds Warrante |
||
| Any other Linked Loan Participation |
Collateralised Debt Obligation |
||
| Credit Linked Notes | Zero coupon | ||
| Asset Backed Extendable |
Covered Shari'ah Compliant |
||
| Commercial paper | Mortgage Backed |
| 28. If the security does not fall |
|---|
| under any of the descriptions |
| set above please provide a brief |
| description |
| 29. Please state the maturity of the |
| debt security |
Guaranteed by the Hellenic Republic
26/7/2014/
We have read and acknowledge our obligations under the Standards. Accordingly we declare that:
We undertake to comply with the Standards as published by the London Stock Exchange from time to time. $\Rightarrow$ $A - I$ $\sim$ $\overline{a}$
| Please ensure that all sections where applicable on this form have been completed. Failure to do so may cause delays in admission. |
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|---|---|---|---|---|---|---|
| Name of Issuer: | AGRICULTURAL BANK OF GREECE S.A. | GEORGIOS Z. STAMNOS | ||||
| Signed by a duly authorised officer (e.g. Director) for and on behalf of: | TREASURY AND INVESTMENT BANKING DIVISION |
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| Job Title: | TREASURER | Date: | 25 July 2011 | AGRICULTURAL BANK OF GREECE S.A. TREASURER |
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| Signed: | Print Name: |
AI LOUNK W AFPOTIKH TPANEZA EANAAOI |
London Stock Exchange - Registered in England & Wales No. 2015021, Registured office - 10 Paternoster Square, London EC4M 7L5
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