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Avantor, Inc. — Director's Dealing 2023
Feb 28, 2023
30731_dirs_2023-02-27_ab4c90d2-9b16-47cf-95af-e3277aaf59f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2023-02-23
Reporting Person: Stubblefield Michael (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-23 | Common Stock | F | 7422 | $24.59 | Disposed | 1187818 | Direct |
| 2023-02-24 | Common Stock | A | 99004 | — | Acquired | 1286822 | Direct |
| 2023-02-25 | Common Stock | F | 7685 | $24.62 | Disposed | 1279137 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-24 | Stock Options (Right to Buy) | $24.62 | A | 239915 | Acquired | 2033-02-24 | Common Stock (239915.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 111917 | Indirect |
| Common Stock | 429500 | Indirect |
Footnotes
F1: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F2: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 24, 2024.
F3: Reflects securities held by a trust for the benefit of the Reporting Person's family, of which the spouse of the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of the securities held by the trust, except to the extent of his pecuniary interest therein.
F4: Reflects a grant of stock options that vest in four equal annual installments beginning on February 24, 2024.