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Avantor, Inc. — Director's Dealing 2022
Feb 26, 2022
30731_dirs_2022-02-25_a902bd33-5c9c-4122-9234-220de3e0eae6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2022-02-23
Reporting Person: Brophy Gerard (EVP, Biopharma Production)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-23 | Common Stock | S | 3059 | $33.79 | Disposed | 125181 | Direct |
| 2022-02-23 | Common Stock | A | 15110 | — | Acquired | 140291 | Direct |
| 2022-02-25 | Common Stock | F | 2043 | $35.39 | Disposed | 138248 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-23 | Stock Options (Right to Buy) | $33.09 | A | 43708 | Acquired | 2032-02-23 | Common Stock (43708.0) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.75 to $33.94 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F3: Reflects a grant of restricted stock units that vest in four equal annual installments beginning on February 23, 2023.
F4: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSU's.
F5: Reflects a grant of stock options that vest in four equal annual installments beginning on February 23, 2023.