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Avantor, Inc. — Director's Dealing 2021
Jun 11, 2021
30731_dirs_2021-06-10_f97f1b02-f044-47d5-9666-3dd300e9b7fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2021-06-08
Reporting Person: Stubblefield Michael (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-08 | Common Stock | M | 152643 | $3.13 | Acquired | 1555924 | Direct |
| 2021-06-08 | Common Stock | S | 152643 | $32.04 | Disposed | 1403281 | Direct |
| 2021-06-09 | Common Stock | M | 235170 | $3.13 | Acquired | 1638451 | Direct |
| 2021-06-09 | Common Stock | S | 235170 | $32.03 | Disposed | 1403281 | Direct |
| 2021-06-10 | Common Stock | M | 42512 | $3.13 | Acquired | 1445793 | Direct |
| 2021-06-10 | Common Stock | S | 42512 | $32.48 | Disposed | 1403281 | Direct |
| 2021-06-10 | Common Stock | M | 57375 | $4.19 | Acquired | 1460656 | Direct |
| 2021-06-10 | Common Stock | S | 57375 | $32.48 | Disposed | 1403281 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-08 | Stock Options (Right to Buy) | $3.13 | M | 152643 | Disposed | 2024-05-12 | Common Stock (152643.0) | Direct |
| 2021-06-09 | Stock Options (Right to Buy) | $3.13 | M | 235170 | Disposed | 2024-05-12 | Common Stock (235170.0) | Direct |
| 2021-06-10 | Stock Options (Right to Buy) | $3.13 | M | 42512 | Disposed | 2024-05-12 | Common Stock (42512.0) | Direct |
| 2021-06-10 | Common Stock | $4.19 | M | 57375 | Disposed | 2026-01-20 | Common Stock (57375.0) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.00 to $32.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.00 to $32.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.03 to $32.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5: These options are fully vested.