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Avantor, Inc. — Director's Dealing 2021
Nov 15, 2021
30731_dirs_2021-11-15_7f30e9c3-3810-4949-bd86-e921f7a28631.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2021-11-11
Reporting Person: Vanderhaegen Frederic (EVP, Europe)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-11 | Common Stock | S | 60804 | $38.41 | Disposed | 154495 | Direct |
| 2021-11-12 | Common Stock | M | 80000 | $23.20 | Acquired | 234495 | Direct |
| 2021-11-12 | Common Stock | S | 80000 | $38.25 | Disposed | 154495 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-12 | Stock Options (Right to Buy) | $23.2 | M | 80000 | Disposed | 2028-10-08 | Common Stock (80000.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.37 to $38.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F2: Includes 915 shares acquired under the Avantor Employee Stock Purchase Plan
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.00 to $38.79, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F4: Reflects an initial grant of 540,830 stock options in which 40% vested at the time of the IPO and the remaining 60% that vested in four equal installments beginning on October 8, 2019.