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Avantor, Inc. — Director's Dealing 2021
Dec 10, 2021
30731_dirs_2021-12-10_746e0c4e-79b9-4f03-9834-877c6eefaf32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2021-12-08
Reporting Person: Couturier Christophe (EVP, AMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-08 | Common Stock | M | 5828 | $17.67 | Acquired | 116325 | Direct |
| 2021-12-08 | Common Stock | S | 5828 | $40 | Disposed | 110497 | Direct |
| 2021-12-09 | Common Stock | M | 7859 | $17.67 | Acquired | 118356 | Direct |
| 2021-12-09 | Common Stock | S | 7859 | $40.24 | Disposed | 110497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-08 | Stock Options (Right to Buy) | $17.67 | M | 5828 | Disposed | 2028-02-21 | Common Stock (5828.0) | Direct |
| 2021-12-09 | Stock Options (Right to Buy) | $17.67 | M | 7859 | Disposed | 2028-02-21 | Common Stock (7859.0) | Direct |
Footnotes
F1: Includes 420 shares acquired under the Avantor Employee Stock Purchase Plan.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person herein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.00 to $40.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.05 to $40.42, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F5: Reflects an initial grant of 54,745 stock options that vest in four equal installments beginning on February 21, 2021.