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Avantor, Inc. — Director's Dealing 2020
Jun 2, 2020
30731_dirs_2020-06-02_89754404-6e61-4219-9939-971ef4e69baa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2020-05-29
Reporting Person: Ohri Devashish (EVP, IMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-29 | Common Stock | M | 30000 | $1.60 | Acquired | 181671 | Direct |
| 2020-05-29 | Common Stock | S | 30000 | $18.57 | Disposed | 151671 | Direct |
| 2020-05-29 | Common Stock | M | 35000 | $1.60 | Acquired | 186671 | Direct |
| 2020-05-29 | Common Stock | S | 35000 | $19.07 | Disposed | 151671 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-29 | Stock Options (Right to Buy) | $1.6 | M | 30000 | Disposed | 2025-03-24 | Common Stock (30000.0) | Direct |
| 2020-05-29 | Stock Options (Right to Buy) | $1.6 | M | 35000 | Disposed | 2024-09-18 | Common Stock (35000.0) | Direct |
Footnotes
F1: The sale reported herein reflects the transfer of shares received upon the exercise of stock options. This transaction was permitted pursuant to a lock-up agreement entered into by the Reporting Person on May 20, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.50 to $18.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.00 to $19.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5: These options are fully vested.