Avantor, Inc. — Director's Dealing 2020

Aug 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2020-08-19

Reporting Person: GUPTA RAJIV (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-19	Common Stock	M	1147970	$1.60	Acquired	1856716	Direct
2020-08-19	Common Stock	G	100000	—	Disposed	1756716	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-19	Stock Options (Right to Buy)	$1.6	M	717645	Disposed	2020-11-03	Common Stock (717645.0)	Direct
2020-08-19	Stock Options (Right to Buy)	$1.6	M	430325	Disposed	2021-02-28	Common Stock (430325.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	843789	Indirect

Footnotes

F1: Reflects a gift to his adult daughters.

F2: Reflects securities held by trusts for the benefit of the Reporting Person's family, of which the spouse of the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of the securities held by the trusts, except to the extent of his pecuniary interest therein.

F3: These options are fully vested.