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Avantor, Inc. — Director's Dealing 2019
May 17, 2019
30731_dirs_2019-05-16_9870025e-1532-4e1b-966d-d24a0c02684e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2019-05-16
Reporting Person: GUPTA RAJIV (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 540141 | Direct |
| Common Stock | 320505 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $1.60 | 2020-11-03 | Common Stock (860645) | Direct | |
| Stock Options (Right to Buy) | $1.60 | 2021-02-28 | Common Stock (430325) | Direct | |
| Existing Junior Convertible Preferred | $ | Common Stock (523286) | Direct |
Footnotes
F1: Reflects securities held by a trust for the benefit of the Reporting Person's family, of which the spouse of the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of the securities held by the trust, except to the extent of his pecuniary interest therein.
F2: These options are fully vested.
F3: Existing Junior Convertible Preferred Stock will automatically convert into common stock of the Issuer upon consummation of the Issuer's initial public offering. The number of shares of common stock received upon conversion of the Existing Junior Convertible Preferred Stock will be based on the aggregate liquidation preference of such stock divided by the initial public offering price.