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Avantor, Inc. — Director's Dealing 2019
May 17, 2019
30731_dirs_2019-05-16_9fc168c3-378d-434f-bd55-1d37d0e14323.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Avantor, Inc. (AVTR)
CIK: 0001722482
Period of Report: 2019-05-16
Reporting Person: Stubblefield Michael (Director, President and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34152 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $1.60 | 2024-05-12 | Common Stock (1290970) | Direct | |
| Stock Options (Right to Buy) | $3.13 | 2024-05-12 | Common Stock (430325) | Direct | |
| Stock Options (Right to Buy) | $4.19 | 2026-01-20 | Common Stock (57375) | Direct | |
| Stock Options (Right to Buy) | $13.11 | 2026-09-30 | Common Stock (750000) | Direct | |
| Stock Options (Right to Buy) | $23.21 | 2027-12-13 | Common Stock (3380200) | Direct |
Footnotes
F1: These options are fully vested.
F2: Reflects options that vest in four equal annual installments beginning on January 20, 2017.
F3: Reflects options that vest in four equal annual installments beginning on September 30, 2017.
F4: Reflects options that vest as follows: (a) 60% vests in four equal annual installments beginning on December 13, 2018, and (b) 40% vests upon consummation of the Issuer's initial public offering.
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