AURIC MINING LIMITED — Major Shareholding Notification 2021

Sep 27, 2021

604 page 1/2 15 July 2001

Form 604

Corporations Act 2001 Section 671B

Notice of change of interest of substantial holder

To: Company Name/ Scheme Auric Mining Limited (AWJ)

ACN/ARSN 635 470 843

1. Details of substantial holder(1)

Auric Mining Limited (AWJ)

Name ACN/ARSN (if applicable) 635 470 843 There was a change in the interests of the substantial holder on 28/09/2021 The previous notice was given to the company on 23/09/2021 The previous notice was 23/09/2021 dated

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

ompanyor scheme, are as follows:
Class of securities (4)	Previous notice		Present notice
	Person’s votes	Votingpower(5)	Person’s votes	Votingpower(5)
Ordinary Shares	43,959,646	47.23%	41,818,971	44.93%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, relevant interests of the substantial shareholder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

r scheme are as follows:
Date of change	Person whoserelevant interestchanged	Nature of change(6)	Consideration givenin relation to change(7)	Class and numberof securitiesaffected	Person’s votesaffected
28/09/2021	Auric Mining Limited	Ceasing to haverelevant interest in2,140,675 sharesupon release of thoseshares from voluntaryescrow as disclosed inAWJ’s Prospectusdated 18/11/2020	Non-cash pursuant toescrow deed betweenAWJ and each of theregistered holders ofthe shares as set outin the escrow deedlodged with ASX on12/02/2021	2,140,675 fully paidordinary shares	2,140,675

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevantinterest	Registered holderof securities	Person entitled tobe registered asholder(8)	Nature of relevantinterest (6)	Class and numberof securities	Person’s votes
Auric Mining Limited	Auric Mining Limited	Auric Mining Limited	See Annexure	41,818,971Ordinary Shares	41,818,971

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604 page 2/2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable) Nature of association Not Applicable

6. Addresses

The addresses of the person named in this form are as follows:

Addresseshe addresses of the person named in this form are as follows:
Name	Address
Auric Mining Limited	Level 1, 1 Tully Road, East Perth WA 6004

Signature

print name Stephen Strubel

	Stephen Strubel	capacity	Executive Director
		date	28 September 2021

sign here

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

• (3) See the definition of “relevant interest” in section 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its association in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder is unable to determine the identity of the person (eg, if the relevant interest arises because of an option) write “unknown”.

(9) Give details, if appropriate, of the present association and any change in that associate since the last substantial holding notice.

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