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AUB GROUP LIMITED Major Shareholding Notification 2021

Jul 19, 2021

64456_rns_2021-07-19_50e5a559-f2fc-49de-9af8-3ef84d4257fe.pdf

Major Shareholding Notification

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Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme AUB GROUP LIMITED

ACN/ARSN 000 000 715

1. Details of substantial holder (1)

Name PERPETUAL LIMITED and its related bodies corporate ACN (if applicable) 000 431 827 There was a change in the interests of the Substantial holder on _ 16 _ / 07 / 2021 __ The previous notice was given to the company on 29 / 06 / 2021_ _ The previous notice was dated 25 / 06 /_ 2021 __

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previousnotice
Presentnotice
Person’s votes
Voting power (5)
Person’s votes
Voting power (5)
Ordinary 7,859,830
10.56%
6,992,130
9.40%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed		 Nature of
change (6)		 Consideration
given in relation
to change (7)		 Class and
number of
securities affected		 Person’s votes
affected
Refer annexure 3

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

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Holder of Registered holder of Person entitled Nature of relevant Class and Person’s votes
relevant securities to be registered interest (6) number of
interest as holder (8) securities
Refer annexure 1 & 2
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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable) Nature of association Perpetual Investment Management Limited Related bodies corporate of Perpetual Limited Perpetual Trustee Company Limited Related bodies corporate of Perpetual Limited

6. Addresses

The addresses of persons named in this form are as follows:

Name Address Perpetual Limited 18/123 Pitt Street Sydney, NSW 2000 Perpetual Investment Management Limited 18/123 Pitt Street Sydney, NSW 2000 Perpetual Trustee Company Limited 18/123 Pitt Street Sydney, NSW 2000

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Signature

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Print name Sylvie Dimarco Capacity COMPANY SECRETARY
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ANNEXURE 1 - Perpetual Investments Account Codes & Details

Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, as Responsible Ent

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INTERNAL CODE REGISTRATION DETAILS
HSBC Custody Nominees (Australia) Limited
17 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
26 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
33 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
118 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
212 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
649 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
650 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
652 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
653 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
651 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
654 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
670 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
695 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
774 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
855 GPO Box 5302
Sydney NSW 2001
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This is Annexure 1 Page 1 of 6 referred to in Form 603

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HSBC Custody Nominees (Australia) Limited
2093 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2095 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2124 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2125 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2127 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2128 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2199 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2210 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2219 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2130 GPO Box 5302
Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Limited
2089
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
2086
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
106
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
133
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
323
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
669
GPO Box 5430 Sydney NSW 2001
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This is Annexure 1 Page 2 of 6 referred to in Form 603

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RBC Investor Services Australia Nominees Pty Ltd
139
GPO Box 5430 Sydney NSW 2001
UBS Nominees Pty Ltd
44 Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000
UBS Nominees Pty Ltd
108 Level 16, Chifley Tower
2 Chifley Square
Sydney NSW 2000
UBS Nominees Pty Ltd
414 Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000
UBS Nominees Pty Ltd
696 Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000
UBS Nominees Pty Ltd
941 Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000
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Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, as Trustee for:

HSBC Custody Nominees (Australia) Limited
ALL 'SS' CODES GPO Box 5302
Sydney NSW 2001

Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, under Investment M

INTERNAL CODE REGISTRATION DETAILS
BNP Paribas Nominees Pty Ltd
227 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Noms Pty Ltd
248 P.O. Box R209 Royal Exchange
Sydney NSW 1225
BNP Paribas Nominees Pty Ltd
702 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
740 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
786 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
2085 PO Box R209 Royal Exchange
NSW 1225

This is Annexure 1 Page 3 of 6 referred to in Form 603

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BNP Paribas Nominees Pty Ltd
2122 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
2131 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
2216 PO Box R209 Royal Exchange
NSW 1225
Citicorp Nominees Pty Ltd
220 GPO Box 764G
Melbourne VIC 3001
Citicorp Nominees Pty Ltd
221 GPO Box 764G
Melbourne VIC 3001
Citicorp Nominees Pty Ltd
222 GPO Box 764G
Melbourne VIC 3001
Citicorp Nominees Pty Ltd
224 GPO Box 764G
Melbourne VIC 3001
Northern Trust Company Melbourne Branch: HSBC Custody
Nominees (Australia) Limited
2163 GPO Box 5302
Sydney NSW 2001
Citicorp Nominees Pty Ltd
2222 GPO Box 764G
Melbourne VIC 3001
Northern Trust Company Melbourne Branch: HSBC Custody
Nominees (Australia) Limited
194 GPO Box 5302
Sydney NSW 2001
State Street Limited
779 420 George Street
Sydney NSW 2000
HSBC Custody Nominees (Australia) Limited
GPO Box 5302
2101
Sydney NSW 2001
Northern Trust Company Melbourne Branch: HSBC Custody
Nominees (Australia) Limited
2152 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
GPO Box 5302
2161
Sydney NSW 2001
State Street Limited
2172 420 George Street
Sydney NSW 2000
JPMorgan Nominees Australia Limited
210 Locked Bag 20049
Melbourne VIC 3001
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This is Annexure 1 Page 4 of 6 referred to in Form 603

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JPMorgan Nominees Australia Limited
215 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
230 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
231 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
392 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
394 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
449 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
773 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
788 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
791 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
2100 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
2166 Locked Bag 20049
Melbourne VIC 3001
National Nominees Pty Ltd
711 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
787 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
2083 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
2097 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
2160 PO Box 1406
Melbourne VIC 3001
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This is Annexure 1 Page 5 of 6 referred to in Form 603

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National Nominees Pty Ltd
2220 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
2243 PO Box 1406
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
2264 Locked Bag 20049
Melbourne VIC 3001
Perpetual Trustee Company Limited as trustee, custodian or nominee
INTERNAL CODE REGISTRATION DETAILS
T2 Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T3 The Trust Company Limited
GPO Box 4270 Sydney NSW 2001
T4 Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T6 Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T7 Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
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This is Annexure 1 Page 6 of 6 referred to in Form 603

ANNEXURE 2

PRESENT RELEVANT INTERESTS

ASXCode
Internal Code
AUB
2130
AUB
212
AUB
2222
AUB
2243
AUB
649
AUB
650
AUB
2125
AUB
2264
AUB
2124
AUB
2127
AUB
670
AUB
44
AUB
695
AUB
220
AUB
653		 Holding
760,305
446,398
11,636
19,788
658,276
186,377
19,726
206,563
9,517
49,903
6,900
802,843
2,263,179
204,193
1,346,526
6,992,130

This is annexure 2 Page 1 of 1 referred to in Form 604 Title: Notice of change of interests of substantial holder

ANNEXURE 3

CHANGES IN RELEVANT INTERESTS

Account Security Volume Value Price AsAtDate
44 AUB 2,286 51,143 $ 22.34
 30/06/2021
212 AUB - 5,502
 119,828 $ 21.81
 07/07/2021
212 AUB - 18,108
 393,456 $ 21.76
 08/07/2021
220 AUB - 8,209
 178,352 $ 21.76
 08/07/2021
649 AUB - 32,354
 702,998 $ 21.76
 08/07/2021
650 AUB - 8,698
 188,993 $ 21.76
 08/07/2021
695 AUB - 65,188
 1,416,426 $ 21.76
 08/07/2021
2124 AUB - 381
 8,278 $ 21.76
 08/07/2021
2125 AUB - 1,346
 29,246 $ 21.76
 08/07/2021
2130 AUB - 36,215
 786,891 $ 21.76
 08/07/2021
2222 AUB - 432
 9,386 $ 21.76
 08/07/2021
2243 AUB - 973
 21,142 $ 21.76
 08/07/2021
2264 AUB - 9,173
 199,296 $ 21.76
 08/07/2021
44 AUB - 60,093
 1,319,596 $ 21.98
 14/07/2021
44 AUB - 60,094
 1,321,119 $ 22.00
 14/07/2021
212 AUB - 11,910
 261,534 $ 21.98
 14/07/2021
212 AUB - 11,910
 261,832 $ 22.00
 14/07/2021
220 AUB - 15,035
 330,140 $ 21.98
 14/07/2021
220 AUB - 15,035
 330,515 $ 22.00
 14/07/2021
649 AUB - 48,190
 1,058,215 $ 21.98
 14/07/2021
649 AUB - 48,192
 1,059,463 $ 22.00
 14/07/2021
650 AUB - 13,753
 302,005 $ 21.98
 14/07/2021
650 AUB - 13,752
 302,327 $ 22.00
 14/07/2021
695 AUB - 47,154
 1,035,466 $ 21.98
 14/07/2021
695 AUB - 47,155
 1,036,666 $ 22.00
 14/07/2021
2124 AUB - 688
 15,108 $ 21.98
 14/07/2021
2124 AUB - 687
 15,103 $ 22.00
 14/07/2021
2125 AUB - 1,406
 30,875 $ 21.98
 14/07/2021
2125 AUB - 1,406
 30,910 $ 22.00
 14/07/2021
2127 AUB - 8,399
 184,436 $ 21.98
 14/07/2021
2127 AUB - 8,398
 184,623 $ 22.00
 14/07/2021
2130 AUB - 25,839
 567,405 $ 21.98
 14/07/2021
2130 AUB - 25,839
 568,050 $ 22.00
 14/07/2021
2222 AUB - 860
 18,884 $ 21.98
 14/07/2021
2222 AUB - 860
 18,905 $ 22.00
 14/07/2021
2243 AUB - 1,456
 31,973 $ 21.98
 14/07/2021
2243 AUB - 1,456
 32,009 $ 22.00
 14/07/2021
2264 AUB - 15,217
 334,136 $ 21.98
 14/07/2021
2264 AUB - 15,216
 334,494 $ 22.00
 14/07/2021
44 AUB - 1,528
 33,929 $ 22.23
 15/07/2021
44 AUB - 6,214
 137,809 $ 22.20
 15/07/2021
212 AUB - 304
 6,750 $ 22.23
 15/07/2021
212 AUB - 1,237
 27,433 $ 22.20
 15/07/2021
220 AUB - 382
 8,481 $ 22.23
 15/07/2021
220 AUB - 1,555
 34,483 $ 22.20
 15/07/2021
649 AUB - 1,226
 27,223 $ 22.23
 15/07/2021
649 AUB - 4,983
 110,509 $ 22.20
 15/07/2021
650 AUB - 350
 7,772 $ 22.23
 15/07/2021
650 AUB - 1,422
 31,536 $ 22.20
 15/07/2021
695 AUB - 1,199
 26,624 $ 22.23
 15/07/2021

This is annexure 3 Page 1 of 2 referred to in Form 604

695
AUB

2124
AUB

2124
AUB

2125
AUB

2125
AUB

2130
AUB

2130
AUB

2222
AUB

2222
AUB

2243
AUB

2243
AUB

2264
AUB

2264
AUB

44
AUB

44
AUB

212
AUB

212
AUB

220
AUB

220
AUB

649
AUB

649
AUB

650
AUB

650
AUB

695
AUB

695
AUB

2124
AUB

2124
AUB

2125
AUB

2125
AUB

2130
AUB

2130
AUB

2222
AUB

2222
AUB

2243
AUB

2243
AUB

2264
AUB

2264
AUB

 4,875
-
108,114
22.20
$ 15/07/2021
17
-
377
22.23
$ 15/07/2021
71
-
1,575
22.20
$ 15/07/2021
36
-
799
22.23
$ 15/07/2021
145
-
3,216
22.20
$ 15/07/2021
660
-
14,655
22.23
$ 15/07/2021
2,685
-
59,546
22.20
$ 15/07/2021
22
-
488
22.23
$ 15/07/2021
89
-
1,974
22.20
$ 15/07/2021
37
-
822
22.23
$ 15/07/2021
151
-
3,349
22.20
$ 15/07/2021
387
-
8,593
22.23
$ 15/07/2021
1,573
-
34,882
22.20
$ 15/07/2021
32,922
-
730,375
22.21
$ 16/07/2021
4,979
-
110,421
22.20
$ 16/07/2021
6,560
-
145,534
22.21
$ 16/07/2021
992
-
22,000
22.20
$ 16/07/2021
8,221
-
182,367
22.21
$ 16/07/2021
1,243
-
27,564
22.20
$ 16/07/2021
26,380
-
585,241
22.21
$ 16/07/2021
3,989
-
88,465
22.20
$ 16/07/2021
7,522
-
166,876
22.21
$ 16/07/2021
1,137
-
25,216
22.20
$ 16/07/2021
25,774
-
571,797
22.21
$ 16/07/2021
3,898
-
86,447
22.20
$ 16/07/2021
376
-
8,342
22.21
$ 16/07/2021
57
-
1,264
22.20
$ 16/07/2021
770
-
17,082
22.21
$ 16/07/2021
116
-
2,573
22.20
$ 16/07/2021
14,132
-
313,519
22.21
$ 16/07/2021
2,137
-
47,393
22.20
$ 16/07/2021
471
-
10,448
22.21
$ 16/07/2021
71
-
1,574
22.20
$ 16/07/2021
800
-
17,748
22.21
$ 16/07/2021
121
-
2,683
22.20
$ 16/07/2021
8,331
-
184,806
22.21
$ 16/07/2021
1,260
-
27,941
22.20
$ 16/07/2021
867,700
-

This is annexure 3 Page 2 of 2 referred to in Form 604

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