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AUB GROUP LIMITED Major Shareholding Notification 2020

Mar 4, 2020

64456_rns_2020-03-04_862514d3-1f37-4b8b-b010-8db80104f693.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme:

AUB GROUP LIMITED

ACN/ARSN: 000 000 715

1. Details of substantial holder

Name: Mitsubishi UFJ Financial Group, Inc.

The holder ceased to be a substantial holder on: 2 March 2020 The previous notice was given to the company on: 3 March 2020 The previous notice was dated: 3 March 2020 The holder became aware on: 4 March 2020

Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	117,818.69	8,443 Ordinaryshares	8,443
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	153,651.18	11,062 Ordinaryshares	11,062
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	48,309.80	3,476 Ordinaryshares	3,476
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	75,271.11	5,394 Ordinaryshares	5,394
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	458,422.56	32,851 Ordinaryshares	32,851
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	75,633.46	5,442 Ordinaryshares	5,442
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	190,047.70	13,619 Ordinaryshares	13,619
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	145,253.43	10,409 Ordinaryshares	10,409
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	203,890.66	14,611 Ordinaryshares	14,611
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	93,256.25	6,710 Ordinaryshares	6,710
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	935,852.64	67,376 Ordinaryshares	67,376
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	294,278.37	21,174 Ordinaryshares	21,174
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	130,906.20	9,419 Ordinaryshares	9,419
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	122,011.42	8,779 Ordinaryshares	8,779
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	240,505.35	17,315 Ordinaryshares	17,315
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	387,975.48	27,932 Ordinaryshares	27,932

28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	296,523.72	21,348 Ordinaryshares	21,348
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	416,241.63	29,967 Ordinaryshares	29,967
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,007.77	73 OrdinaryShares	73
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	291.90	21 OrdinaryShares	21
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	15,529.02	1,118 OrdinaryShares	1,118
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	262.39	19 OrdinaryShares	19
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	139.40	10 OrdinaryShares	10
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	222.56	16 OrdinaryShares	16
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	445.12	32 OrdinaryShares	32
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,311.95	95 OrdinaryShares	95
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,426.98	102 OrdinaryShares	102
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	9,639.38	698 OrdinaryShares	698
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,265.81	91 OrdinaryShares	91
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	8,648.91	618 OrdinaryShares	618
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	478.45	35 OrdinaryShares	35
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,033.50	75 OrdinaryShares	75
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	153.56	11 OrdinaryShares	11
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	537.42	39 OrdinaryShares	39
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	459.36	33 OrdinaryShares	33
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,307.20	95 OrdinaryShares	95
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	315.33	23 OrdinaryShares	23
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	96.46	7 OrdinaryShares	7

28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	3,064.71	222 OrdinaryShares	222
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	3,118.08	224 OrdinaryShares	224
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	551.60	40 OrdinaryShares	40
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	454.58	34 OrdinaryShares	34
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	2,442.60	177 OrdinaryShares	177
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,697.40	123 OrdinaryShares	123
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,611.24	116 OrdinaryShares	116
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,516.19	109 OrdinaryShares	109
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,045.76	76 OrdinaryShares	76
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	713.44	52 OrdinaryShares	52
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	986.40	72 OrdinaryShares	72
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	96.32	7 OrdinaryShares	7
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	2,268.12	164 OrdinaryShares	164
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	671.28	48 OrdinaryShares	48
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	432.14	31 OrdinaryShares	31
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	598.99	43 OrdinaryShares	43
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,060.29	77 OrdinaryShares	77
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	779.76	57 OrdinaryShares	57
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	2,388.87	171 OrdinaryShares	171
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	838.75	61 OrdinaryShares	61
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	446.82	33 OrdinaryShares	33
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,880.81	139 OrdinaryShares	139

28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	892.80	64 OrdinaryShares	64
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,512.00	108 OrdinaryShares	108
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	496.44	36 OrdinaryShares	36
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	2,294.12	166 OrdinaryShares	166
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,957.20	140 OrdinaryShares	140
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,525.46	109 OrdinaryShares	109
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	474.60	35 OrdinaryShares	35
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,279.65	95 OrdinaryShares	95
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	479.16	36 OrdinaryShares	36
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,906.32	141 OrdinaryShares	141
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	483.48	36 OrdinaryShares	36
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	459.00	34 OrdinaryShares	34
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	363.48	26 OrdinaryShares	26
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	317.40	23 OrdinaryShares	23
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,328.10	95 OrdinaryShares	95
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	6,354.86	459 OrdinaryShares	459
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	857.43	63 OrdinaryShares	63
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	235.96	17 OrdinaryShares	17
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	3,565.56	258 OrdinaryShares	258
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	3,732.66	267 OrdinaryShares	267
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,240.66	89 OrdinaryShares	89
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	2,390.86	173 OrdinaryShares	173

28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,014.75	75 OrdinaryShares	75
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,012.32	74 OrdinaryShares	74
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	851.56	61 OrdinaryShares	61
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	307.56	22 OrdinaryShares	22
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	571.95	41 OrdinaryShares	41
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,736.00	124 OrdinaryShares	124
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	3,050.67	219 OrdinaryShares	219
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	3,417.44	248 OrdinaryShares	248
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,445.57	107 OrdinaryShares	107
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	471.10	35 OrdinaryShares	35
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	484.20	36 OrdinaryShares	36
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,005.21	73 OrdinaryShares	73
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	509.12	37 OrdinaryShares	37
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	648.84	47 OrdinaryShares	47
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	598.56	43 OrdinaryShares	43
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,615.77	117 OrdinaryShares	117
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	344.50	25 OrdinaryShares	25
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	4,886.00	350 OrdinaryShares	350
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,117.60	80 OrdinaryShares	80
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	527.06	38 OrdinaryShares	38
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	910.47	66 OrdinaryShares	66
28/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	28.00	2 OrdinaryShares	2

AI assistant

AUB GROUP LIMITED Major Shareholding Notification 2020

64456_rns_2020-03-04_862514d3-1f37-4b8b-b010-8db80104f693.pdf

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

1. Details of substantial holder

2. Changes in relevant interests

3. Changes in association

4. Addresses

5. Signature

Citigroup Global Markets Limited (Agreement 12)

Morgan Stanley

2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	384,661.40	27,536 Ordinaryshares	27,536
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	4,700.05	336 OrdinaryShares	336
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	320.85	23 OrdinaryShares	23
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,590.00	185 OrdinaryShares	185
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,223.22	87 OrdinaryShares	87
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	70.00	5 OrdinaryShares	5
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	4,532.76	324 OrdinaryShares	324
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	69.70	5 OrdinaryShares	5
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	320.39	23 OrdinaryShares	23
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	794.58	57 OrdinaryShares	57
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	575.64	41 OrdinaryShares	41
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,973.48	213 OrdinaryShares	213
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	14.07	1 OrdinaryShares	1
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	293.37	21 OrdinaryShares	21
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	140.60	10 OrdinaryShares	10
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,425.86	173 OrdinaryShares	173
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	447.68	32 OrdinaryShares	32
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,076.77	79 OrdinaryShares	79
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	7,844.08	568 OrdinaryShares	568
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	3,024.98	217 OrdinaryShares	217
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,478.74	107 OrdinaryShares	107
2/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,471.28	106 OrdinaryShares	106

Type of agreement:	Australian Master Securities Lending Agreement
Parties to agreement:	(1) Citigroup Global Markets Limited; and (2) First Sentier Investors Holdings PtyLimited
Holder of voting rights	38,673
Are there any restrictions on voting rights?	No
If yes, in what detail?	N/A
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee(ie borrow date):	The dates indicated in Annexure B on which securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the lender or its nominee(ie return date):	Any particular day.
Does the borrower have the right to return the securities early? [Yes/No]	Yes
If yes, in which circumstances?	At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the scheduled return date)?[Yes/No]	Yes
If yes, in which circumstances?	At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the securities on settlement?[Yes/No]	No
If yes, in which circumstances?	N/A

Schedule	Schedule
Type of Agreement	International Prime Brokerage Agreement
Parties to agreement	Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and ATLANTIC ABSOLUTE RETURN FUND
Transfer Date	20200302;
Holder of Voting Rights	Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?	~~Yes/~~ ~~N~~o
If yes, detailNot applicable
Scheduled Return Date (if any)	Open
Does the borrower have the right to return early?	Ye~~s/No~~
If yes, detailPrime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early?	Ye~~s/No~~
If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement?	Ye~~s/No~~
If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.

Schedule
Type of Agreement	International Prime Brokerage Agreement

AI assistant

AUB GROUP LIMITED — Major Shareholding Notification 2020

64456_rns_2020-03-04_862514d3-1f37-4b8b-b010-8db80104f693.pdf

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

1. Details of substantial holder

2. Changes in relevant interests

3. Changes in association

4. Addresses

5. Signature

Citigroup Global Markets Limited (Agreement 12)

Morgan Stanley

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AUB GROUP LIMITED Major Shareholding Notification 2020