AI assistant
AUB GROUP LIMITED — Major Shareholding Notification 2020
Apr 7, 2020
64456_rns_2020-04-07_da3056e2-b388-48f4-a544-c6818c74fa50.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Pendal Group Limited
Level 14, The Chifley Tower 2 Chifley Square Sydney NSW 2000 Australia ABN 28 126 385 822
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000
8 April 2020
Dear Sir/Madam
Re: Notice of Change of Interests of Substantial Holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of AUB Group Limited ( AUB ).
Yours faithfully
==> picture [119 x 40] intentionally omitted <==
Joanne Hawkins Group Company Secretary
1
{00015748.docx}
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme AUB GROUP LIMITED (AUB) ACN/ARSN ACN 000 000 715 1. Details of substantial holder(1) Name PENDAL GROUP LIMITED (PDL) ACN/ARSN (if applicable) ACN 126 385 822 There was a change in the interests of the substantial holder on 06/04/2020 The previous notice was given to the company on 26/10/2018 The previous notice was dated 24/10/2018
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | VotingPower(5) | Person’s votes | VotingPower(5) | |
| ORDINARY SHARES |
5,154,373 | 8.07% | 5,125,106 | 6.94% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 06/04/2020 | PDL & its Associates, Pendal Fund Services Limited, Pendal Institutional Limited |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
Page 1
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and Number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Pendal Fund Services Limited * |
HSBC Custody Nominees (Australia) Limited. |
HSBC Custody Nominees (Australia) Limited. |
Pendal Fund Services Limited is the trustee or responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
2,779,083 Ordinary |
2,779,083 |
| Pendal Institutional Limited |
Australia and New Zealand Banking Group HSBC Custody Nominees (Australia) Limited. State Street Australia Limited |
Australia and New Zealand Banking Group HSBC Custody Nominees (Australia) Limited. State Street Australia Limited |
Pendal Institutional Limited is the investment manager appointed by various superannuation funds, institutional investors and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.. |
2,346,023 Ordinary |
2,346,023 |
- Pendal Fund Services Limited has appointed Pendal Institutional Limited to act as the investment manager of the trusts of which it is responsible entity, giving Pendal Institutional Limited the capacity to exercise the power to vote or dispose of the shares. Pendal Institutional Limited therefore also has a relevant interest in shares in which Pendal Fund Services Limited has a relevant interest.
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
| The addresses ofpersons named in this form are as follows: | |
|---|---|
| Name | Address |
| Pendal Group Limited (PDL) | Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW2000 |
| Pendal Fund Services Limited | Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW2000 |
| Pendal Institutional Limited | Level 14, Chifley Tower, 2 Chifley Square SYDNEYNSW2000 |
| AUB GROUP LIMITED (AUB) | The Company Secretary, AUB GROUP LIMITED (AUB) Level 10, 88 Phillip Street SYDNEY NSW 2000 |
Page 2
Signature
==> picture [422 x 423] intentionally omitted <==
----- Start of picture text -----
Print name Joanne Hawkins Capacity Company Secretary
Sign here Date 08/04/2020
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement
by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form,
together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding
notice.
----- End of picture text -----
Page 3
ANNEXURE A
This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Pendal Group Limited ACN 126 385 822
Joanne Hawkins – Company Secretary, Pendal Group Limited - 08/04/2020
TRANSACTION HISTORY
Sales & Purchases for the period : 25/10/2018 to 06/04/2020 SECURITY: AUB
Pendal Fund Services Limited
| Date | Registered Company | Nature | Quantity | Consideration | Class of | Person’s |
|---|---|---|---|---|---|---|
| of | Securities | votes | ||||
| Change | affected | |||||
| 25/10/2018 | HSBC Custody Nominees (Australia) Limited. | Buy | 43,615 | 559,144.30 | Ordinary | 43,615 |
| 21/11/2018 | HSBC Custody Nominees (Australia) Limited. | Buy | 219,495 | 0.00 | Ordinary | 219,495 |
| 5/03/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -43,793 | -557,046.96 | Ordinary | 43,793 |
| 12/06/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 310,789 | 3,263,284.50 | Ordinary | 310,789 |
| 3/07/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 4,370 | 47,414.50 | Ordinary | 4,370 |
| 24/07/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -39,187 | -434,975.70 | Ordinary | 39,187 |
| 21/08/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 2,855 | 32,746.85 | Ordinary | 2,855 |
| 28/08/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -20,769 | -239,258.88 | Ordinary | 20,769 |
| 14/11/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 5,624 | 68,162.88 | Ordinary | 5,624 |
| 17/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -11,823 | -137,974.41 | Ordinary | 11,823 |
| 17/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -16,815 | -196,231.05 | Ordinary | 16,815 |
| 18/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -24,700 | -294,177.00 | Ordinary | 24,700 |
| 19/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -18,132 | -212,688.36 | Ordinary | 18,132 |
| 20/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -5,244 | -61,407.24 | Ordinary | 5,244 |
| 20/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -20,345 | -238,239.95 | Ordinary | 20,345 |
| 23/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -726 | -8,566.80 | Ordinary | 726 |
| 24/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -7,300 | -85,556.00 | Ordinary | 7,300 |
| 3/03/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 3,736 | 51,556.80 | Ordinary | 3,736 |
| 4/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -7,617 | -106,028.64 | Ordinary | 7,617 |
| 4/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -22,383 | -311,571.36 | Ordinary | 22,383 |
| 5/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -31,047 | -431,553.30 | Ordinary | 31,047 |
| 5/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,729 | -24,033.10 | Ordinary | 1,729 |
| 5/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -25,996 | -361,344.40 | Ordinary | 25,996 |
| 5/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,600 | -22,240.00 | Ordinary | 1,600 |
| 6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -18,271 | -252,687.93 | Ordinary | 18,271 |
| 6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -9,035 | -124,954.05 | Ordinary | 9,035 |
| 6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -5,943 | -82,191.69 | Ordinary | 5,943 |
| 6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -6,891 | -95,302.53 | Ordinary | 6,891 |
| 6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -15,280 | -211,322.40 | Ordinary | 15,280 |
| 6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -3,970 | -54,905.10 | Ordinary | 3,970 |
| 6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -982 | -13,581.06 | Ordinary | 982 |
| 9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -8,435 | -112,354.20 | Ordinary | 8,435 |
| 9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -6,924 | -92,227.68 | Ordinary | 6,924 |
| 9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,388 | -18,488.16 | Ordinary | 1,388 |
Page 4
| 9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -56,829 | -756,962.28 | Ordinary | 56,829 |
|---|---|---|---|---|---|---|
| 9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -16,308 | -217,222.56 | Ordinary | 16,308 |
| 9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -28,662 | -381,777.84 | Ordinary | 28,662 |
| 9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -6 | -79.92 | Ordinary | 6 |
| 9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -32,192 | -428,797.44 | Ordinary | 32,192 |
| 24/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -367 | -4,147.10 | Ordinary | 367 |
| 24/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -2,503 | -27,558.03 | Ordinary | 2,503 |
| 24/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,908 | -21,560.40 | Ordinary | 1,908 |
| 25/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -6,419 | -68,426.54 | Ordinary | 6,419 |
| 26/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -10,394 | -112,670.96 | Ordinary | 10,394 |
| 27/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -7,402 | -78,757.28 | Ordinary | 7,402 |
| 27/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -12,839 | -135,194.67 | Ordinary | 12,839 |
| 27/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -2,089 | -21,997.17 | Ordinary | 2,089 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -20,160 | -185,673.60 | Ordinary | 20,160 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -5,500 | -50,380.00 | Ordinary | 5,500 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -2,288 | -20,958.08 | Ordinary | 2,288 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,427 | -13,114.13 | Ordinary | 1,427 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -12,608 | -115,489.28 | Ordinary | 12,608 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -7,180 | -65,768.80 | Ordinary | 7,180 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,115 | -10,213.40 | Ordinary | 1,115 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -8,590 | -78,684.40 | Ordinary | 8,590 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -18,032 | -165,173.12 | Ordinary | 18,032 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -31,850 | -291,746.00 | Ordinary | 31,850 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -67,978 | -624,717.82 | Ordinary | 67,978 |
| Total | -140,487 | -4,635,668.94 | ||||
| Pendal Fund Services Limited | -140,487 | -4,635,668.94 |
Pendal Institutional Limited
Date Registered Company
-
25/10/2018 Australia and New Zealand Banking Group Limited
-
21/11/2018 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
-
30/01/2019 Australia and New Zealand Banking Group Limited
| Nature | Quantity | Consideration | Class of | Person’s |
|---|---|---|---|---|
| of | Securities | votes | ||
| Change | affected | |||
| Buy | 208 | 2,666.56 | Ordinary | 208 |
| Buy | 7,032 | 0.00 | Ordinary | 7,032 |
| Sell | -52 | -615.16 | Ordinary | 52 |
| Sell | -450 | -5,323.50 | Ordinary | 450 |
| Sell | -286 | -3,383.38 | Ordinary | 286 |
| Sell | -4,179 | -49,437.57 | Ordinary | 4,179 |
| Sell | -2 | -23.66 | Ordinary | 2 |
| Sell | -661 | -7,819.63 | Ordinary | 661 |
| Sell | -31 | -366.73 | Ordinary | 31 |
| Sell | -115 | -1,360.45 | Ordinary | 115 |
| Sell | -743 | -8,789.69 | Ordinary | 743 |
| Sell | -801 | -9,475.83 | Ordinary | 801 |
Page 5
| 30/01/2019 | Australia and New Zealand Banking Group | Sell | -150 | -1,774.50 | Ordinary | 150 |
|---|---|---|---|---|---|---|
| Limited | ||||||
| 30/01/2019 | Australia and New Zealand Banking Group | Sell | -1,157 | -13,687.31 | Ordinary | 1,157 |
| Limited | ||||||
| 30/01/2019 | Australia and New Zealand Banking Group | Sell | -1,142 | -13,509.86 | Ordinary | 1,142 |
| Limited | ||||||
| 30/01/2019 | Australia and New Zealand Banking Group | Sell | -194 | -2,295.02 | Ordinary | 194 |
| Limited | ||||||
| 30/01/2019 | Australia and New Zealand Banking Group | Sell | -709 | -8,387.47 | Ordinary | 709 |
| Limited | ||||||
| 30/01/2019 | Australia and New Zealand Banking Group | Sell | -23 | -272.09 | Ordinary | 23 |
| Limited | ||||||
| 30/01/2019 | Australia and New Zealand Banking Group | Sell | -11 | -130.13 | Ordinary | 11 |
| Limited | ||||||
| 21/02/2019 | Australia and New Zealand Banking Group | Sell | -3,933 | -51,207.66 | Ordinary | 3,933 |
| Limited | ||||||
| 21/02/2019 | Australia and New Zealand Banking Group | Sell | -4,814 | -62,678.28 | Ordinary | 4,814 |
| Limited | ||||||
| 21/02/2019 | Australia and New Zealand Banking Group | Sell | -652 | -8,489.04 | Ordinary | 652 |
| Limited | ||||||
| 12/06/2019 | Australia and New Zealand Banking Group | Buy | 8,122 | 85,281.00 | Ordinary | 8,122 |
| Limited | ||||||
| 3/07/2019 | Australia and New Zealand Banking Group | Sell | -10,313 | -111,896.05 | Ordinary | 10,313 |
| Limited | ||||||
| 3/07/2019 | Australia and New Zealand Banking Group | Sell | -1,204 | -13,063.40 | Ordinary | 1,204 |
| Limited | ||||||
| 21/08/2019 | Australia and New Zealand Banking Group | Sell | -45 | -516.15 | Ordinary | 45 |
| Limited | ||||||
| 21/08/2019 | Australia and New Zealand Banking Group | Sell | -433 | -4,966.51 | Ordinary | 433 |
| Limited | ||||||
| 21/08/2019 | Australia and New Zealand Banking Group | Sell | -446 | -5,115.62 | Ordinary | 446 |
| Limited | ||||||
| 21/08/2019 | Australia and New Zealand Banking Group | Sell | -1,828 | -20,967.16 | Ordinary | 1,828 |
| Limited | ||||||
| 21/08/2019 | Australia and New Zealand Banking Group | Sell | -75 | -860.25 | Ordinary | 75 |
| Limited | ||||||
| 21/08/2019 | Australia and New Zealand Banking Group | Sell | -157 | -1,800.79 | Ordinary | 157 |
| Limited | ||||||
| 21/08/2019 | Australia and New Zealand Banking Group | Sell | -1,731 | -19,854.57 | Ordinary | 1,731 |
| Limited | ||||||
| 21/08/2019 | Australia and New Zealand Banking Group | Sell | -777 | -8,912.19 | Ordinary | 777 |
| Limited | ||||||
| 2/10/2019 | Australia and New Zealand Banking Group | Sell | -1,483 | -17,024.84 | Ordinary | 1,483 |
| Limited | ||||||
| 2/10/2019 | Australia and New Zealand Banking Group | Sell | -415 | -4,764.20 | Ordinary | 415 |
| Limited | ||||||
| 2/10/2019 | Australia and New Zealand Banking Group | Sell | -1 | -11.48 | Ordinary | 1 |
| Limited | ||||||
| 2/10/2019 | Australia and New Zealand Banking Group | Sell | -2,950 | -33,866.00 | Ordinary | 2,950 |
| Limited | ||||||
| 2/10/2019 | Australia and New Zealand Banking Group | Sell | -165 | -1,894.20 | Ordinary | 165 |
| Limited | ||||||
| 2/10/2019 | Australia and New Zealand Banking Group | Sell | -1,071 | -12,295.08 | Ordinary | 1,071 |
| Limited | ||||||
| 2/10/2019 | Australia and New Zealand Banking Group | Sell | -727 | -8,345.96 | Ordinary | 727 |
| Limited | ||||||
| 7/11/2019 | Australia and New Zealand Banking Group | Buy | 2,580 | 31,243.80 | Ordinary | 2,580 |
| Limited | ||||||
| 8/11/2019 | Australia and New Zealand Banking Group | Buy | 1,301 | 14,974.51 | Ordinary | 1,301 |
| Limited | ||||||
| 14/11/2019 | Australia and New Zealand Banking Group | Sell | -4,932 | -59,775.84 | Ordinary | 4,932 |
| Limited | ||||||
| 14/11/2019 | Australia and New Zealand Banking Group | Sell | -692 | -8,387.04 | Ordinary | 692 |
| Limited | ||||||
| 3/03/2020 | Australia and New Zealand Banking Group | Sell | -85 | -1,173.00 | Ordinary | 85 |
| Limited | ||||||
| 3/03/2020 | Australia and New Zealand Banking Group | Sell | -3,651 | -50,383.80 | Ordinary | 3,651 |
| Limited | ||||||
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -75 | -874.50 | Ordinary | 75 |
| Limited | ||||||
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -369 | -4,302.54 | Ordinary | 369 |
| Limited | ||||||
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -3,528 | -41,136.48 | Ordinary | 3,528 |
| Limited | ||||||
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -15 | -174.90 | Ordinary | 15 |
| Limited | ||||||
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -9 | -104.94 | Ordinary | 9 |
| Limited | ||||||
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -49 | -571.34 | Ordinary | 49 |
| Limited | ||||||
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -478 | -5,573.48 | Ordinary | 478 |
| Limited |
Page 6
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -681 | -7,940.46 | Ordinary | 681 |
|---|---|---|---|---|---|---|
| Limited | ||||||
| 16/03/2020 | Australia and New Zealand Banking Group | Sell | -2,977 | -34,711.82 | Ordinary | 2,977 |
| Limited | ||||||
| 24/03/2020 | Australia and New Zealand Banking Group | Sell | -52 | -587.60 | Ordinary | 52 |
| Limited | ||||||
| 24/03/2020 | Australia and New Zealand Banking Group | Sell | -5 | -55.05 | Ordinary | 5 |
| Limited | ||||||
| 24/03/2020 | Australia and New Zealand Banking Group | Sell | -46 | -506.46 | Ordinary | 46 |
| Limited | ||||||
| 24/03/2020 | Australia and New Zealand Banking Group | Sell | -7 | -77.07 | Ordinary | 7 |
| Limited | ||||||
| 25/03/2020 | Australia and New Zealand Banking Group | Sell | -148 | -1,577.68 | Ordinary | 148 |
| Limited | ||||||
| 26/03/2020 | Australia and New Zealand Banking Group | Sell | -239 | -2,590.76 | Ordinary | 239 |
| Limited | ||||||
| 27/03/2020 | Australia and New Zealand Banking Group | Sell | -343 | -3,611.79 | Ordinary | 343 |
| Limited | ||||||
| 27/03/2020 | Australia and New Zealand Banking Group | Sell | -170 | -1,808.80 | Ordinary | 170 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -25 | -230.25 | Ordinary | 25 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -46 | -421.36 | Ordinary | 46 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -1,819 | -16,662.04 | Ordinary | 1,819 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -2,625 | -24,123.75 | Ordinary | 2,625 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -5 | -46.05 | Ordinary | 5 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -73 | -672.33 | Ordinary | 73 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -1,007 | -9,224.12 | Ordinary | 1,007 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -384 | -3,517.44 | Ordinary | 384 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -13 | -119.73 | Ordinary | 13 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -9 | -82.89 | Ordinary | 9 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -25 | -230.25 | Ordinary | 25 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -41 | -375.56 | Ordinary | 41 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -256 | -2,357.76 | Ordinary | 256 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -338 | -3,112.98 | Ordinary | 338 |
| Limited | ||||||
| 6/04/2020 | Australia and New Zealand Banking Group | Sell | -19 | -174.99 | Ordinary | 19 |
| Limited | ||||||
| Total | -49,919 | -668,292.39 |
| Date | Registered Company | Nature | Quantity | Consideration | Class of | Person’s |
|---|---|---|---|---|---|---|
| of | Securities | votes | ||||
| Change | affected | |||||
| 25/10/2018 | HSBC Custody Nominees (Australia) Limited. | Buy | 6,532 | 83,740.24 | Ordinary | 6,532 |
| 21/11/2018 | HSBC Custody Nominees (Australia) Limited. | Buy | 33,277 | 0.00 | Ordinary | 33,277 |
| 12/06/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 44,550 | 467,775.00 | Ordinary | 44,550 |
| 3/07/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 602 | 6,531.70 | Ordinary | 602 |
| 21/08/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 163 | 1,869.61 | Ordinary | 163 |
| 27/08/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -766 | -8,801.34 | Ordinary | 766 |
| 27/08/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,500 | -17,235.00 | Ordinary | 1,500 |
| 27/08/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -117 | -1,344.33 | Ordinary | 117 |
| 27/08/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -5,187 | -59,598.63 | Ordinary | 5,187 |
| 28/08/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -3,456 | -39,813.12 | Ordinary | 3,456 |
| 17/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -7,309 | -85,296.03 | Ordinary | 7,309 |
| 17/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -15 | -175.05 | Ordinary | 15 |
| 18/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -6,317 | -75,235.47 | Ordinary | 6,317 |
| 19/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,213 | -14,228.49 | Ordinary | 1,213 |
Page 7
| 19/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -3,425 | -40,175.25 | Ordinary | 3,425 |
|---|---|---|---|---|---|---|
| 20/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -2,712 | -31,757.52 | Ordinary | 2,712 |
| 20/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -3,833 | -44,884.43 | Ordinary | 3,833 |
| 23/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -186 | -2,194.80 | Ordinary | 186 |
| 24/12/2019 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,867 | -21,881.24 | Ordinary | 1,867 |
| 10/02/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -4,864 | -60,605.44 | Ordinary | 4,864 |
| 10/02/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -502 | -6,254.92 | Ordinary | 502 |
| 10/02/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,229 | -15,313.34 | Ordinary | 1,229 |
| 24/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -369 | -4,169.70 | Ordinary | 369 |
| 24/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -406 | -4,470.06 | Ordinary | 406 |
| 25/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,042 | -11,107.72 | Ordinary | 1,042 |
| 26/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,687 | -18,287.08 | Ordinary | 1,687 |
| 27/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -2,422 | -25,503.66 | Ordinary | 2,422 |
| 27/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -353 | -3,755.92 | Ordinary | 353 |
| 27/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -848 | -9,022.72 | Ordinary | 848 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,469 | -13,500.11 | Ordinary | 1,469 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -3,270 | -30,051.30 | Ordinary | 3,270 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -2,196 | -20,181.24 | Ordinary | 2,196 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,125 | -10,338.75 | Ordinary | 1,125 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -399 | -3,666.81 | Ordinary | 399 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -1,184 | -10,904.64 | Ordinary | 1,184 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -3,651 | -33,443.16 | Ordinary | 3,651 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -2,359 | -21,726.39 | Ordinary | 2,359 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -3,511 | -32,266.09 | Ordinary | 3,511 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -228 | -2,095.32 | Ordinary | 228 |
| 6/04/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -11,668 | -106,878.88 | Ordinary | 11,668 |
| Total | 2,439 | -326,247.40 | ||||
| Date | Registered Company | Nature | Quantity | Consideration | Class of | Person’s |
| of | Securities | votes | ||||
| Change | affected | |||||
| 25/10/2018 | State Street Australia Limited | Buy | 19,794 | 253,759.08 | Ordinary | 19,794 |
| 25/10/2018 | State Street Australia Limited | Buy | 9,851 | 126,289.82 | Ordinary | 9,851 |
| 21/11/2018 | State Street Australia Limited | Buy | 85,430 | 0.00 | Ordinary | 85,430 |
| 21/11/2018 | State Street Australia Limited | Buy | 42,497 | 0.00 | Ordinary | 42,497 |
| 30/01/2019 | State Street Australia Limited | Buy | 7,148 | 84,560.84 | Ordinary | 7,148 |
| 30/01/2019 | State Street Australia Limited | Buy | 3,558 | 42,091.14 | Ordinary | 3,558 |
| 5/03/2019 | State Street Australia Limited | Buy | 29,242 | 371,958.24 | Ordinary | 29,242 |
| 5/03/2019 | State Street Australia Limited | Buy | 14,551 | 185,088.72 | Ordinary | 14,551 |
| 12/06/2019 | State Street Australia Limited | Buy | 157,960 | 1,658,580.00 | Ordinary | 157,960 |
| 12/06/2019 | State Street Australia Limited | Buy | 78,579 | 825,079.50 | Ordinary | 78,579 |
| 3/07/2019 | State Street Australia Limited | Buy | 4,372 | 47,436.20 | Ordinary | 4,372 |
| 3/07/2019 | State Street Australia Limited | Buy | 2,173 | 23,577.05 | Ordinary | 2,173 |
| 24/07/2019 | State Street Australia Limited | Buy | 26,165 | 290,431.50 | Ordinary | 26,165 |
| 24/07/2019 | State Street Australia Limited | Buy | 13,022 | 144,544.20 | Ordinary | 13,022 |
| 21/08/2019 | State Street Australia Limited | Buy | 1,652 | 18,948.44 | Ordinary | 1,652 |
| 21/08/2019 | State Street Australia Limited | Buy | 822 | 9,428.34 | Ordinary | 822 |
| 18/10/2019 | State Street Australia Limited | Sell | -120,500 | -1,366,470.00 | Ordinary | 120,500 |
| 18/10/2019 | State Street Australia Limited | Sell | 60,853 | 690,073.02 | Ordinary | 60,853 |
Page 8
| 18/10/2019 | State Street Australia Limited | Sell | -120,500 | -1,366,470.00 | Ordinary | 120,500 |
|---|---|---|---|---|---|---|
| 18/10/2019 | State Street Australia Limited | Sell | 120,500 | 1,366,470.00 | Ordinary | 120,500 |
| 18/10/2019 | State Street Australia Limited | Sell | -60,853 | -690,073.02 | Ordinary | 60,853 |
| 18/10/2019 | State Street Australia Limited | Sell | -60,853 | -690,073.02 | Ordinary | 60,853 |
| 18/10/2019 | State Street Australia Limited | Sell | -44,325 | -502,645.50 | Ordinary | 44,325 |
| 18/10/2019 | State Street Australia Limited | Sell | -44,325 | -502,645.50 | Ordinary | 44,325 |
| 18/10/2019 | State Street Australia Limited | Sell | 49,099 | 556,782.66 | Ordinary | 49,099 |
| 18/10/2019 | State Street Australia Limited | Sell | -49,099 | -556,782.66 | Ordinary | 49,099 |
| 18/10/2019 | State Street Australia Limited | Sell | 44,325 | 502,645.50 | Ordinary | 44,325 |
| 18/10/2019 | State Street Australia Limited | Sell | -49,099 | -556,782.66 | Ordinary | 49,099 |
| 24/03/2020 | State Street Australia Limited | Sell | -803 | -9,073.90 | Ordinary | 803 |
| 24/03/2020 | State Street Australia Limited | Sell | -883 | -9,721.83 | Ordinary | 883 |
| 24/03/2020 | State Street Australia Limited | Sell | -397 | -4,486.10 | Ordinary | 397 |
| 24/03/2020 | State Street Australia Limited | Sell | -438 | -4,822.38 | Ordinary | 438 |
| 25/03/2020 | State Street Australia Limited | Sell | -2,266 | -24,155.56 | Ordinary | 2,266 |
| 25/03/2020 | State Street Australia Limited | Sell | -1,123 | -11,971.18 | Ordinary | 1,123 |
| 26/03/2020 | State Street Australia Limited | Sell | -3,668 | -39,761.12 | Ordinary | 3,668 |
| 26/03/2020 | State Street Australia Limited | Sell | -1,817 | -19,696.28 | Ordinary | 1,817 |
| 27/03/2020 | State Street Australia Limited | Sell | -5,268 | -55,472.04 | Ordinary | 5,268 |
| 27/03/2020 | State Street Australia Limited | Sell | -2,613 | -27,802.32 | Ordinary | 2,613 |
| 27/03/2020 | State Street Australia Limited | Sell | -2,610 | -27,483.30 | Ordinary | 2,610 |
| 27/03/2020 | State Street Australia Limited | Sell | -1,294 | -13,768.16 | Ordinary | 1,294 |
| 6/04/2020 | State Street Australia Limited | Sell | -1,504 | -13,776.64 | Ordinary | 1,504 |
| 6/04/2020 | State Street Australia Limited | Sell | -10,552 | -96,972.88 | Ordinary | 10,552 |
| 6/04/2020 | State Street Australia Limited | Sell | -11,747 | -107,602.52 | Ordinary | 11,747 |
| 6/04/2020 | State Street Australia Limited | Sell | -3,065 | -28,228.65 | Ordinary | 3,065 |
| 6/04/2020 | State Street Australia Limited | Sell | -1,516 | -13,962.36 | Ordinary | 1,516 |
| 6/04/2020 | State Street Australia Limited | Sell | -6,555 | -60,043.80 | Ordinary | 6,555 |
| 6/04/2020 | State Street Australia Limited | Sell | -5,220 | -47,971.80 | Ordinary | 5,220 |
| Total | 158,700 | 349,029.07 | ||||
| Pendal Institutional Limited | 111,220 | -645,510.72 |
Page 9