AUB GROUP LIMITED — Major Shareholding Notification 2020

Jul 30, 2020

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31 July 2020

The Manager Company Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

By electronic lodgement

Dear Sir/Madam

Re: Notice of change of interests of substantial holder – AUB Group Limited (AUB)

We enclose notice of change of interests of substantial holder in AUB Group Limited. This notice is given by Greencape Capital Pty Ltd.

Yours faithfully

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Andrew Brown Company Secretary

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Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

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To Company Name/Scheme AUB Group Limited
ACN/ARSN 000 000 715
1. Details of substantial holder(1)
Name Greencape Capital Pty Ltd
ACN/ARSN (if applicable) 120 328 529
There was a change in the interests of the substantial holder on 29/07/2020
The previous notice was given to the company on 05/07/2019
The previous notice was dated 05/07/2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2)
had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Classof securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary Fully Paid 6,332,085 8.61% 5,604,516 7.59%
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3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant	Nature of change (6)	Consideration given in	Class and number of	Person's votes
	interest changed		relation to change (7)	securities affected	affected
Refer	Greencape Capital	Refer	Refer	Refer	Refer
Annexure 1	Pty Ltd	Annexure 1	Annexure 1	Annexure 1	Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant	Registered holder of	Person entitled to be	Person entitled to be	**Nature of relevant interest (6) **	**Nature of relevant interest (6) **	Class and number of	Person's votes
interest	securities	registered as holder				securities
		(8)
Greencape Capital	HSBC Custody	HSBC Custody		Ordinary Fully Paid		2,433,143	2,433,143
Pty Ltd	Nominees		Nominees	securities purchased		(Ordinary Fully
	(Australia) Limited		(Australia)	and sold on market by		Paid)
			Limited	Greencape Capital Pty
				Ltd
Greencape Capital	Citicorp Nominees		Citicorp		As above	1,202,425	1,202,425
Pty Ltd	Pty Limited		Nominees Pty			(Ordinary Fully
			Limited			Paid)
Greencape Capital	National Nominees		National		As above	626,833 (Ordinary	626,833
Pty Ltd	Limited		Nominees			Fully Paid)
			Limited
Greencape Capital	J P Morgan		J P Morgan		As above	1,342,115	1,342,115
Pty Ltd	Nominees		Nominees			(Ordinary Fully
	Australia Limited	Australia Limited				Paid)

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

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Name and ACN/ARSN (if applicable) Nature of association
N/A N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Greencape Capital Pty Ltd Level 2, 5 Martin Place, Sydney NSW 2000
Signature
print name Andrew Brown Capacity Company Secretary
sign here date 31/07/2020
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure 1 consists of 4 pages and is referred to in Form 604 signed by me and dated 31/07/2020

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[Insert Signature Here]
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Andrew Brown Company Secretary of Greencape Capital Pty Ltd

Transactions: Company Name/Scheme: AUB Group Limited (AUB) As at: 29/07/2020 Class of security: Ordinary Fully Paid

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Number of Person's Votes
Date of Change Holder of relevant interest Nature of Change Consideration Securities Affected
29/07/2020 Greencape Capital Pty Ltd Sell 77,427 - 5,653 5,653
29/07/2020 as above Sell 83,646 - 6,107 6,107
29/07/2020 as above Sell 40,077 - 2,926 2,926
29/07/2020 as above Sell 138,885 - 10,140 10,140
29/07/2020 as above Sell 13,231 - 966 966
28/07/2020 as above Sell 85,531 - 6,137 6,137
28/07/2020 as above Sell 92,402 - 6,630 6,630
28/07/2020 as above Sell 44,264 - 3,176 3,176
28/07/2020 as above Sell 153,431 - 11,009 11,009
28/07/2020 as above Sell 14,606 - 1,048 1,048
27/07/2020 as above Sell 287,375 - 20,343 20,343
27/07/2020 as above Sell 310,486 - 21,979 21,979
27/07/2020 as above Sell 148,738 - 10,529 10,529
27/07/2020 as above Sell 515,547 - 36,495 36,495
27/07/2020 as above Sell 49,104 - 3,476 3,476
24/07/2020 as above Sell 1,654,320 - 116,476 116,476
24/07/2020 as above Sell 157,825 - 11,112 11,112
23/07/2020 as above Sell 100,988 - 6,978 6,978
23/07/2020 as above Sell 109,310 - 7,553 7,553
23/07/2020 as above Sell 52,318 - 3,615 3,615
23/07/2020 as above Sell 181,383 - 12,533 12,533
23/07/2020 as above Sell 17,323 - 1,197 1,197
22/07/2020 as above Sell 339,634 - 23,276 23,276
22/07/2020 as above Sell 366,877 - 25,143 25,143
22/07/2020 as above Sell 175,610 - 12,035 12,035
22/07/2020 as above Sell 609,126 - 41,745 41,745
22/07/2020 as above Sell 57,958 - 3,972 3,972
21/07/2020 as above Sell 127,901 - 8,852 8,852
21/07/2020 as above Sell 34,829 - 2,412 2,412
21/07/2020 as above Sell 138,159 - 9,562 9,562
21/07/2020 as above Sell 37,616 - 2,605 2,605
21/07/2020 as above Sell 66,132 - 4,577 4,577
21/07/2020 as above Sell 18,007 - 1,247 1,247
21/07/2020 as above Sell 229,389 - 15,876 15,876
21/07/2020 as above Sell 62,439 - 4,324 4,324
21/07/2020 as above Sell 21,832 - 1,511 1,511
21/07/2020 as above Sell 5,949 - 412 412
16/07/2020 as above Sell 715,056 - 49,111 49,111
16/07/2020 as above Sell 342,102 - 23,496 23,496
16/07/2020 as above Sell 1,187,557 - 81,563 81,563
16/07/2020 as above Sell 113,568 - 7,800 7,800
30/06/2020 as above Buy 365,096 24,800 24,800
29/05/2020 as above Sell 781,625 - 57,264 57,264
29/05/2020 as above Sell 880,625 - 64,517 64,517
29/05/2020 as above Sell 422,083 - 30,923 30,923
29/05/2020 as above Sell 1,461,643 - 107,084 107,084
29/05/2020 as above Sell 139,389 - 10,212 10,212
28/05/2020 as above Sell 10,479 - 781 781
28/05/2020 as above Sell 11,821 - 881 881
28/05/2020 as above Sell 5,676 - 423 423
28/05/2020 as above Sell 19,616 - 1,462 1,462
28/05/2020 as above Sell 1,878 - 140 140
21/05/2020 as above Sell 241,978 - 19,024 19,024
21/05/2020 as above Sell 273,675 - 21,516 21,516
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Number of Person's Votes
Date of Change Holder of relevant interest Nature of Change Consideration Securities Affected
21/05/2020 as above Sell 131,406 - 10,331 10,331
21/05/2020 as above Sell 454,306 - 35,717 35,717
21/05/2020 as above Sell 43,399 - 3,412 3,412
20/05/2020 as above Sell 128,148 - 10,257 10,257
20/05/2020 as above Sell 144,939 - 11,601 11,601
20/05/2020 as above Sell 69,602 - 5,571 5,571
20/05/2020 as above Sell 240,616 - 19,259 19,259
20/05/2020 as above Sell 22,976 - 1,839 1,839
19/05/2020 as above Sell 9,952 - 805 805
19/05/2020 as above Sell 11,250 - 910 910
19/05/2020 as above Sell 5,403 - 437 437
19/05/2020 as above Sell 18,680 - 1,511 1,511
19/05/2020 as above Sell 1,780 - 144 144
18/05/2020 as above Sell 70,615 - 5,728 5,728
18/05/2020 as above Sell 79,873 - 6,479 6,479
18/05/2020 as above Sell 38,352 - 3,111 3,111
18/05/2020 as above Sell 132,600 - 10,756 10,756
18/05/2020 as above Sell 12,661 - 1,027 1,027
15/05/2020 as above Sell 81,958 - 6,594 6,594
15/05/2020 as above Sell 160,475 - 13,015 13,015
15/05/2020 as above Sell 92,709 - 7,459 7,459
15/05/2020 as above Sell 181,498 - 14,720 14,720
15/05/2020 as above Sell 44,521 - 3,582 3,582
15/05/2020 as above Sell 87,148 - 7,068 7,068
15/05/2020 as above Sell 153,898 - 12,382 12,382
15/05/2020 as above Sell 301,296 - 24,436 24,436
15/05/2020 as above Sell 14,691 - 1,182 1,182
15/05/2020 as above Sell 28,778 - 2,334 2,334
01/04/2020 as above Buy 9,329 951 951
01/04/2020 as above Buy 200,379 20,426 20,426
01/04/2020 as above Buy 245,691 25,045 25,045
01/04/2020 as above Buy 115,228 11,746 11,746
01/04/2020 as above Buy 424,469 43,269 43,269
01/04/2020 as above Buy 40,780 4,157 4,157
01/04/2020 as above Sell 361,754 - 36,876 36,876
01/04/2020 as above Sell 674,124 - 68,718 68,718
27/03/2020 as above Sell 45,364 - 4,138 4,138
26/03/2020 as above Sell 6,881 - 626 626
26/03/2020 as above Sell 407 - 37 37
26/03/2020 as above Sell 7,925 - 721 721
26/03/2020 as above Sell 3,836 - 349 349
26/03/2020 as above Sell 13,092 - 1,191 1,191
26/03/2020 as above Sell 1,231 - 112 112
26/03/2020 as above Sell 143 - 13 13
26/03/2020 as above Sell 286 - 26 26
25/03/2020 as above Sell 14,485 - 1,321 1,321
25/03/2020 as above Sell 822 - 75 75
25/03/2020 as above Sell 16,656 - 1,519 1,519
25/03/2020 as above Sell 8,048 - 734 734
25/03/2020 as above Sell 27,522 - 2,510 2,510
25/03/2020 as above Sell 2,599 - 237 237
25/03/2020 as above Sell 296 - 27 27
25/03/2020 as above Sell 614 - 56 56
24/03/2020 as above Sell 1,590 - 142 142
24/03/2020 as above Sell 30,801 - 2,750 2,750
24/03/2020 as above Sell 35,460 - 3,166 3,166
24/03/2020 as above Sell 17,159 - 1,532 1,532
24/03/2020 as above Sell 59,105 - 5,277 5,277
24/03/2020 as above Sell 5,567 - 497 497
24/03/2020 as above Sell 683 - 61 61
24/03/2020 as above Sell 1,254 - 112 112
23/03/2020 as above Sell 8,784 - 800 800
02/03/2020 as above Buy 14,356 1,036 1,036
02/03/2020 as above Buy 197,975 14,287 14,287
02/03/2020 as above Buy 222,585 16,063 16,063
02/03/2020 as above Buy 108,736 7,847 7,847
02/03/2020 as above Buy 363,109 26,204 26,204
02/03/2020 as above Buy 33,853 2,443 2,443
02/03/2020 as above Buy 3,076 222 222
02/03/2020 as above Buy 7,178 518 518
28/02/2020 as above Buy 700,673 50,642 50,642
28/02/2020 as above Buy 66,052 4,774 4,774
27/02/2020 as above Buy 783,362 56,000 56,000
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Number of Person's Votes
Date of Change Holder of relevant interest Nature of Change Consideration Securities Affected
21/01/2020 as above Buy 254,842 20,585 20,585
21/01/2020 as above Buy 150,925 12,191 12,191
21/01/2020 as above Sell 696,994 - 56,300 56,300
21/01/2020 as above Buy 251,116 20,284 20,284
21/01/2020 as above Buy 23,794 1,922 1,922
21/01/2020 as above Buy 8,889 718 718
21/01/2020 as above Buy 7,428 600 600
31/12/2019 as above Buy 69,368 5,800 5,800
31/12/2019 as above Sell 69,368 - 5,800 5,800
29/11/2019 as above Buy 101,738 8,600 8,600
29/11/2019 as above Sell 101,738 - 8,600 8,600
21/11/2019 as above Buy 85,515 7,100 7,100
13/11/2019 as above Buy 55,326 4,800 4,800
31/10/2019 as above Buy 35,954 2,985 2,985
31/10/2019 as above Buy 71,656 5,949 5,949
31/10/2019 as above Sell 619,612 - 50,171 50,171
31/10/2019 as above Sell 107,610 - 8,934 8,934
31/10/2019 as above Buy 619,612 50,171 50,171
28/10/2019 as above Buy 38,780 3,300 3,300
17/10/2019 as above Buy 291,284 25,846 25,846
17/10/2019 as above Buy 351,106 31,154 31,154
17/10/2019 as above Buy 182,923 16,231 16,231
17/10/2019 as above Buy 584,293 51,845 51,845
17/10/2019 as above Buy 55,482 4,923 4,923
17/10/2019 as above Sell 1,465,089 - 129,999 129,999
02/10/2019 as above Buy 37,404 3,239 3,239
02/10/2019 as above Buy 155,448 13,461 13,461
01/10/2019 as above Buy 123,206 10,686 10,686
30/09/2019 as above Buy 147,551 12,800 12,800
27/09/2019 as above Buy 19,671 1,749 1,749
27/09/2019 as above Buy 24,496 2,178 2,178
27/09/2019 as above Buy 12,731 1,132 1,132
27/09/2019 as above Buy 40,894 3,636 3,636
27/09/2019 as above Buy 3,858 343 343
27/09/2019 as above Buy 844 75 75
27/09/2019 as above Buy 360 32 32
26/09/2019 as above Buy 43,723 3,897 3,897
26/09/2019 as above Buy 54,460 4,854 4,854
26/09/2019 as above Buy 28,307 2,523 2,523
26/09/2019 as above Buy 90,947 8,106 8,106
26/09/2019 as above Buy 8,583 765 765
26/09/2019 as above Buy 1,874 167 167
26/09/2019 as above Buy 808 72 72
25/09/2019 as above Buy 22,136 1,958 1,958
25/09/2019 as above Buy 27,563 2,438 2,438
25/09/2019 as above Buy 14,324 1,267 1,267
25/09/2019 as above Buy 46,036 4,072 4,072
25/09/2019 as above Buy 4,341 384 384
25/09/2019 as above Buy 950 84 84
25/09/2019 as above Buy 407 36 36
24/09/2019 as above Buy 153,784 13,955 13,955
24/09/2019 as above Buy 6,888 625 625
24/09/2019 as above Buy 198,426 18,006 18,006
24/09/2019 as above Buy 100,899 9,156 9,156
24/09/2019 as above Buy 328,605 29,819 29,819
24/09/2019 as above Buy 32,388 2,939 2,939
24/09/2019 as above Sell 820,990 - 74,500 74,500
19/09/2019 as above Buy 126,561 11,491 11,491
18/09/2019 as above Buy 167,111 15,040 15,040
17/09/2019 as above Buy 194,412 17,595 17,595
16/09/2019 as above Buy 127,519 11,446 11,446
13/09/2019 as above Buy 38,391 3,428 3,428
30/08/2019 as above Buy 45,756 4,100 4,100
30/08/2019 as above Sell 45,756 - 4,100 4,100
06/08/2019 as above Buy 65,657 5,700 5,700
30/07/2019 as above Buy 93,945 8,381 8,381
29/07/2019 as above Buy 371,042 33,062 33,062
26/07/2019 as above Buy 18,911 1,682 1,682
25/07/2019 as above Buy 103,758 9,136 9,136
10/07/2019 as above Buy 917 82 82
10/07/2019 as above Buy 18,056 1,615 1,615
10/07/2019 as above Buy 23,724 2,122 2,122
10/07/2019 as above Buy 12,399 1,109 1,109
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Number of Person's Votes
Date of Change Holder of relevant interest Nature of Change Consideration Securities Affected
10/07/2019 as above Buy 39,610 3,543 3,543
10/07/2019 as above Buy 3,678 329 329
10/07/2019 as above Buy 771 69 69
10/07/2019 as above Buy 302 27 27
10/07/2019 as above Buy 458 41 41
10/07/2019 as above Buy 1,990 178 178
09/07/2019 as above Buy 1,635 148 148
09/07/2019 as above Buy 32,099 2,905 2,905
09/07/2019 as above Buy 42,154 3,815 3,815
09/07/2019 as above Buy 22,033 1,994 1,994
09/07/2019 as above Buy 70,441 6,375 6,375
09/07/2019 as above Buy 6,530 591 591
09/07/2019 as above Buy 1,359 123 123
09/07/2019 as above Buy 541 49 49
09/07/2019 as above Buy 818 74 74
09/07/2019 as above Buy 3,536 320 320
08/07/2019 as above Buy 1,185 107 107
08/07/2019 as above Buy 23,331 2,107 2,107
08/07/2019 as above Buy 30,640 2,767 2,767
08/07/2019 as above Buy 16,012 1,446 1,446
08/07/2019 as above Buy 51,191 4,623 4,623
08/07/2019 as above Buy 4,750 429 429
08/07/2019 as above Buy 986 89 89
08/07/2019 as above Buy 399 36 36
08/07/2019 as above Buy 598 54 54
08/07/2019 as above Buy 2,569 232 232
05/07/2019 as above Buy 468 42 42
05/07/2019 as above Buy 9,173 823 823
05/07/2019 as above Buy 12,060 1,082 1,082
05/07/2019 as above Buy 6,297 565 565
05/07/2019 as above Buy 20,140 1,807 1,807
05/07/2019 as above Buy 1,861 167 167
05/07/2019 as above Buy 390 35 35
05/07/2019 as above Buy 156 14 14
05/07/2019 as above Buy 234 21 21
05/07/2019 as above Buy 1,014 91 91
04/07/2019 as above Buy 302 27 27
04/07/2019 as above Buy 5,850 523 523
04/07/2019 as above Buy 7,684 687 687
04/07/2019 as above Buy 4,016 359 359
04/07/2019 as above Buy 12,863 1,150 1,150
04/07/2019 as above Buy 1,186 106 106
04/07/2019 as above Buy 246 22 22
04/07/2019 as above Buy 101 9 9
04/07/2019 as above Buy 145 13 13
04/07/2019 as above Buy 649 58 58
Total Number of Securities -727,569
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