AUB GROUP LIMITED — Major Shareholding Notification 2020

Oct 7, 2020

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8 October 2020

The Manager Company Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

By electronic lodgement

Dear Sir/Madam

Re: Notice of change of interests of substantial holder – AUB Group Limited (AUB)

We enclose notice of change of interests of substantial holder in AUB Group Limited. This notice is given by Greencape Capital Pty Ltd.

Yours faithfully

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Sophie Gowland Company Secretary

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Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	AUB Group Limited
ACN/ARSN	000 000 715
1. Details of substantial holder(1)
Name	Greencape Capital Pty Ltd
ACN/ARSN (if applicable)	120 328 529
There was a change in the interests of the substantial	holder on	06/10/2020
The previous notice was given to the company on		31/07/2020
The previous notice was dated		31/07/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Classof securities (4)	Classof securities (4)	Previous notice	Previous notice	Previous notice	Previous notice	Present notice	Present notice	Present notice	Present notice
		Person's votes		Voting power (5)		Person's votes		Voting power (5)
Ordinary Fully Paid		5,604,516		7.59%		4,781,786		6.44%
3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change	Person whose relevant interest changed		Nature of change (6)		Consideration given in relation to change (7)		Class and number of securities affected		Person's votes affected
Refer Annexure 1	Greencape Capital Pty Ltd		Refer Annexure 1		Refer Annexure 1		Refer Annexure 1		Refer Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant	Registered holder of	Person entitled to be	**Nature of relevant interest (6) **	Class and number of	Person's votes
interest	securities	registered as holder		securities
		(8)
Greencape Capital	J P Morgan	J P Morgan	Ordinary Fully Paid	1,083,470	1,083,470
Pty Ltd	Nominees	Nominees	securities purchased	(Ordinary Fully
	Australia Limited	Australia Limited	and sold on market by	Paid)
			Greencape Capital Pty
			Ltd
Greencape Capital	Citicorp Nominees	Citicorp	As above	1,230,226	1,230,226
Pty Ltd	Pty Limited	Nominees Pty		(Ordinary Fully
		Limited		Paid)
Greencape Capital	HSBC Custody	HSBC Custody	As above	1,965,005	1,965,005
Pty Ltd	Nominees	Nominees		(Ordinary Fully
	(Australia) Limited	(Australia)		Paid)
		Limited

Greencape Capital Pty Ltd	National Nominees Limited	National Nominees Limited	As above	503,085 (Ordinary Fully Paid)	503,085

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association N/A N/A 6. Addresses The addresses of persons named in this form are as follows: Name Address Greencape Capital Pty Ltd Level 2, 5 Martin Place, Sydney NSW 2000 Signature print name Sophie Gowland Capacity Company Secretary sign here date 08/10/2020

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure 1 consists of 2 pages and is referred to in Form 604 signed by me and dated 08/10/2020

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[Insert Signature Here]
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Sophie Gowland Company Secretary of Greencape Capital Pty Ltd

Transactions:

Company Name/Scheme: AUB Group Limited (AUB) As at: 06/10/2020 Class of security: Ordinary Fully Paid

Date of Change	Holder of relevant interest	Nature of Change	**Consideration **	Number of Securities	Person's Votes Affected
30/07/2020	Greencape Capital PtyLtd	Sell	19,844	1,454 -	1,454
30/07/2020	as above	Sell	21,441	1,571 -	1,571
30/07/2020	as above	Sell	10,263	752 -	752
30/07/2020	as above	Sell	35,594	2,608 -	2,608
30/07/2020	as above	Sell	3,385	248 -	248
25/08/2020	as above	Buy	892,163	63,567	63,567
25/08/2020	as above	Buy	1,400,770	100,000	100,000
25/08/2020	as above	Buy	899,868	64,116	64,116
25/08/2020	as above	Buy	431,324	30,732	30,732
25/08/2020	as above	Buy	1,487,794	106,006	106,006
25/08/2020	as above	Buy	143,775	10,244	10,244
26/08/2020	as above	Buy	539,200	37,710	37,710
26/08/2020	as above	Buy	280,438	19,613	19,613
26/08/2020	as above	Buy	134,178	9,384	9,384
26/08/2020	as above	Buy	463,360	32,406	32,406
26/08/2020	as above	Buy	44,583	3,118	3,118
03/09/2020	as above	Sell	181,740	11,176 -	11,176
03/09/2020	as above	Sell	87,211	5,363 -	5,363
03/09/2020	as above	Sell	300,043	18,451 -	18,451
03/09/2020	as above	Sell	28,669	1,763 -	1,763
04/09/2020	as above	Sell	229,096	14,226 -	14,226
04/09/2020	as above	Sell	109,942	6,827 -	6,827
04/09/2020	as above	Sell	378,267	23,489 -	23,489
04/09/2020	as above	Sell	36,121	2,243 -	2,243
07/09/2020	as above	Sell	36,373	2,316 -	2,316
07/09/2020	as above	Sell	17,370	1,106 -	1,106
07/09/2020	as above	Sell	60,026	3,822 -	3,822
07/09/2020	as above	Sell	5,748	366 -	366
08/09/2020	as above	Sell	84,400	5,379 -	5,379
08/09/2020	as above	Sell	40,309	2,569 -	2,569
08/09/2020	as above	Sell	139,223	8,873 -	8,873
08/09/2020	as above	Sell	13,337	850 -	850
09/09/2020	as above	Sell	88,049	5,609 -	5,609
09/09/2020	as above	Sell	42,054	2,679 -	2,679
09/09/2020	as above	Sell	145,236	9,252 -	9,252
09/09/2020	as above	Sell	13,924	887 -	887
10/09/2020	as above	Sell	298,584	18,990 -	18,990
10/09/2020	as above	Sell	143,286	9,113 -	9,113
10/09/2020	as above	Sell	493,960	31,416 -	31,416
10/09/2020	as above	Sell	48,097	3,059 -	3,059
11/09/2020	as above	Sell	1,360,957	85,462 -	85,462
11/09/2020	as above	Sell	652,164	40,953 -	40,953
11/09/2020	as above	Sell	2,250,415	141,316 -	141,316
11/09/2020	as above	Sell	217,388	13,651 -	13,651
14/09/2020	as above	Sell	162,016	10,205 -	10,205
14/09/2020	as above	Sell	77,634	4,890 -	4,890
14/09/2020	as above	Sell	267,766	16,866 -	16,866

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Date of Change	Holder of relevant interest	Nature of Change	**Consideration **	Number of Securities	Person's Votes Affected
14/09/2020	as above	Sell	25,878	1,630 -	1,630
15/09/2020	as above	Sell	288,805	18,352 -	18,352
15/09/2020	as above	Sell	138,391	8,794 -	8,794
15/09/2020	as above	Sell	477,335	30,332 -	30,332
15/09/2020	as above	Sell	46,125	2,931 -	2,931
17/09/2020	as above	Sell	75,079	4,592 -	4,592
17/09/2020	as above	Sell	63,168	3,870 -	3,870
17/09/2020	as above	Sell	74,948	4,584 -	4,584
17/09/2020	as above	Sell	63,071	3,864 -	3,864
17/09/2020	as above	Sell	35,856	2,193 -	2,193
17/09/2020	as above	Sell	30,164	1,848 -	1,848
17/09/2020	as above	Sell	123,884	7,577 -	7,577
17/09/2020	as above	Sell	104,269	6,388 -	6,388
17/09/2020	as above	Sell	11,952	731 -	731
17/09/2020	as above	Sell	10,055	616 -	616
18/09/2020	as above	Sell	37,635	2,299 -	2,299
18/09/2020	as above	Sell	735,239	44,640 -	44,640
18/09/2020	as above	Sell	37,455	2,288 -	2,288
18/09/2020	as above	Sell	731,796	44,431 -	44,431
18/09/2020	as above	Sell	17,958	1,097 -	1,097
18/09/2020	as above	Sell	350,852	21,302 -	21,302
18/09/2020	as above	Sell	61,928	3,783 -	3,783
18/09/2020	as above	Sell	1,209,883	73,458 -	73,458
18/09/2020	as above	Sell	5,991	366 -	366
18/09/2020	as above	Sell	116,956	7,101 -	7,101
29/09/2020	as above	Sell	390,349	23,636 -	23,636
29/09/2020	as above	Sell	584,265	35,453 -	35,453
29/09/2020	as above	Sell	383,858	23,243 -	23,243
29/09/2020	as above	Sell	574,575	34,865 -	34,865
29/09/2020	as above	Sell	183,498	11,111 -	11,111
29/09/2020	as above	Sell	274,672	16,667 -	16,667
29/09/2020	as above	Sell	632,838	38,319 -	38,319
29/09/2020	as above	Sell	947,254	57,479 -	57,479
29/09/2020	as above	Sell	60,957	3,691 -	3,691
29/09/2020	as above	Sell	91,233	5,536 -	5,536
02/10/2020	as above	Sell	49,510	2,981 -	2,981
02/10/2020	as above	Sell	98,289	5,921 -	5,921
02/10/2020	as above	Sell	48,563	2,924 -	2,924
02/10/2020	as above	Sell	96,396	5,807 -	5,807
02/10/2020	as above	Sell	23,235	1,399 -	1,399
02/10/2020	as above	Sell	46,131	2,779 -	2,779
02/10/2020	as above	Sell	80,020	4,818 -	4,818
02/10/2020	as above	Sell	158,862	9,570 -	9,570
02/10/2020	as above	Sell	7,723	465 -	465
02/10/2020	as above	Sell	15,322	923 -	923
05/10/2020	as above	Sell	215,431	12,830 -	12,830
05/10/2020	as above	Sell	211,267	12,582 -	12,582
05/10/2020	as above	Sell	101,117	6,022 -	6,022
05/10/2020	as above	Sell	348,216	20,738 -	20,738
05/10/2020	as above	Sell	33,582	2,000 -	2,000
06/10/2020	as above	Sell	197,029	11,773 -	11,773
06/10/2020	as above	Sell	401,251	24,027 -	24,027
06/10/2020	as above	Sell	189,883	11,346 -	11,346
06/10/2020	as above	Sell	386,672	23,154 -	23,154
06/10/2020	as above	Sell	90,256	5,393 -	5,393
06/10/2020	as above	Sell	183,817	11,007 -	11,007
06/10/2020	as above	Sell	312,606	18,679 -	18,679
06/10/2020	as above	Sell	636,621	38,121 -	38,121
06/10/2020	as above	Sell	30,275	1,809 -	1,809
06/10/2020	as above	Sell	61,640	3,691 -	3,691
Total Number of Securities				-822,730

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