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AUB GROUP LIMITED — Major Shareholding Notification 2019
Feb 11, 2019
64456_rns_2019-02-11_06e453a0-357f-4bd9-a6fd-b2c76dd6f010.pdf
Major Shareholding Notification
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Form 605 Corporations Act 2001 Section 671B
Notice of Ceasing to be a Substantial Holder
To: AUB GROUP LIMITED
ACN/ARSN:
1. Details of substantial holder (1)
Name: FMR LLC and the entities listed in Annexure A ("FMR") ACN/ARSN (if applicable)
The holder ceased to be a substantial holder on The previous notice was given to the company on The previous notice was dated
07 February 2019 31 January 2019 31 January 2019
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of | Person | Nature of | Consideration | Class and | Person’s votes |
|---|---|---|---|---|---|
| Change | whose | change (6) | given in | number of | affected |
| relevant | relation to | securities | |||
| interest | change (7) | affected | |||
| changed | |||||
| AUD$ | Common stock | Common stock | |||
| 30-Jan-19 | FMR | SELL | 11.8500 | 6,700 | 6,700 |
| 30-Jan-19 | FMR | SELL | 11.8500 | 85,140 | 85,140 |
| 30-Jan-19 | FMR | SELL | 11.8500 | 17,200 | 17,200 |
| 01-Feb-19 | FMR | SELL | 11.8200 | 7,200 | 7,200 |
| 01-Feb-19 | FMR | SELL | 11.8200 | 91,098 | 91,098 |
| 01-Feb-19 | FMR | SELL | 11.8200 | 18,400 | 18,400 |
| 05-Feb-19 | FMR | SELL | 12.0500 | 9,700 | 9,700 |
| 05-Feb-19 | FMR | SELL | 12.0000 | 7,400 | 7,400 |
| 05-Feb-19 | FMR | SELL | 12.0000 | 3,600 | 3,600 |
| 05-Feb-19 | FMR | SELL | 12.0500 | 122,705 | 122,705 |
| 05-Feb-19 | FMR | SELL | 12.0000 | 93,400 | 93,400 |
| 05-Feb-19 | FMR | SELL | 12.0000 | 45,100 | 45,100 |
| 05-Feb-19 | FMR | SELL | 12.0500 | 24,800 | 24,800 |
| 05-Feb-19 | FMR | SELL | 12.0000 | 18,890 | 18,890 |
| 05-Feb-19 | FMR | SELL | 12.0000 | 9,108 | 9,108 |
| 07-Feb-19 | FMR | SELL | 12.2250 | 11,327 | 11,327 |
| 07-Feb-19 | FMR | SELL | 12.4671 | 600 | 600 |
| 07-Feb-19 | FMR | SELL | 12.2250 | 5,171 | 5,171 |
| 07-Feb-19 | FMR | SELL | 12.2250 | 143,500 | 143,500 |
| 07-Feb-19 | FMR | SELL | 12.4671 | 610 | 610 |
| 07-Feb-19 | FMR | SELL | 12.2250 | 65,400 | 65,400 |
| 07-Feb-19 | FMR | SELL | 12.2250 | 29,000 | 29,000 |
| 07-Feb-19 | FMR | SELL | 12.4671 | 600 | 600 |
| 07-Feb-19 | FMR | SELL | 12.2250 | 13,200 | 13,200 |
|---|---|---|---|---|---|
| Total Sells | (829,849) | (829,849) |
3. Resulting interest
| Class of Securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| COMMON STOCK | 3,613,735 | 3,613,735 | 4.93% |
4. Changes in Association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
5. Addresses
The addresses of persons named in this form are as follows:
Refer to Annexure A
==> picture [107 x 47] intentionally omitted <==
Sign Here ____________________________________
Dated: 11 February 2019 Jen Li
Head of Regulatory Reporting, Asia Pacific Duly authorized under Powers of Attorney by and on behalf of FMR LLC
Annexure A
| Investment Manager | Address | Custodian | Nature of Relevant Interest | Sum of Numerator Shares | |
|---|---|---|---|---|---|
| FIDELITY | 4-1-17 Kamiya-cho | BANK OF NEW YORK | |||
| 933,487 | |||||
| MANAGEMENT & | Prime Place, | MELLON | |||
| RESEARCH (JAPAN) | Toranomon, | BROWN BROTHERS | |||
| 281,318 | |||||
| LIMITED | Minatoku, Tokyo | HARRIMAN AND CO | Investment Discretion / | ||
| 105-0001 Japan | JPMORGAN CHASE BANK | Voting Power | 631,609 | ||
| FMR CO., INC | 245 Summer Street, | JPMORGAN CHASE BANK | 1,658,798 | ||
| Boston, MA 02210 | NORTHERN TRUST CO | ||||
| 108,523 | |||||
| United States | (C) | ||||
| Grand Total | 3,613,735 |