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AUB GROUP LIMITED Major Shareholding Notification 2019

Feb 11, 2019

64456_rns_2019-02-11_06e453a0-357f-4bd9-a6fd-b2c76dd6f010.pdf

Major Shareholding Notification

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Form 605 Corporations Act 2001 Section 671B

Notice of Ceasing to be a Substantial Holder

To: AUB GROUP LIMITED

ACN/ARSN:

1. Details of substantial holder (1)

Name: FMR LLC and the entities listed in Annexure A ("FMR") ACN/ARSN (if applicable)

The holder ceased to be a substantial holder on The previous notice was given to the company on The previous notice was dated

07 February 2019 31 January 2019 31 January 2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of Person Nature of Consideration Class and Person’s votes
Change whose change (6) given in number of affected
relevant relation to securities
interest change (7) affected
changed
AUD$ Common stock Common stock
30-Jan-19 FMR SELL 11.8500 6,700 6,700
30-Jan-19 FMR SELL 11.8500 85,140 85,140
30-Jan-19 FMR SELL 11.8500 17,200 17,200
01-Feb-19 FMR SELL 11.8200 7,200 7,200
01-Feb-19 FMR SELL 11.8200 91,098 91,098
01-Feb-19 FMR SELL 11.8200 18,400 18,400
05-Feb-19 FMR SELL 12.0500 9,700 9,700
05-Feb-19 FMR SELL 12.0000 7,400 7,400
05-Feb-19 FMR SELL 12.0000 3,600 3,600
05-Feb-19 FMR SELL 12.0500 122,705 122,705
05-Feb-19 FMR SELL 12.0000 93,400 93,400
05-Feb-19 FMR SELL 12.0000 45,100 45,100
05-Feb-19 FMR SELL 12.0500 24,800 24,800
05-Feb-19 FMR SELL 12.0000 18,890 18,890
05-Feb-19 FMR SELL 12.0000 9,108 9,108
07-Feb-19 FMR SELL 12.2250 11,327 11,327
07-Feb-19 FMR SELL 12.4671 600 600
07-Feb-19 FMR SELL 12.2250 5,171 5,171
07-Feb-19 FMR SELL 12.2250 143,500 143,500
07-Feb-19 FMR SELL 12.4671 610 610
07-Feb-19 FMR SELL 12.2250 65,400 65,400
07-Feb-19 FMR SELL 12.2250 29,000 29,000
07-Feb-19 FMR SELL 12.4671 600 600
07-Feb-19 FMR SELL 12.2250 13,200 13,200
Total Sells (829,849) (829,849)

3. Resulting interest

Class of Securities (4) Number of securities Person’s votes (5) Voting power (6)
COMMON STOCK 3,613,735 3,613,735 4.93%

4. Changes in Association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A

5. Addresses

The addresses of persons named in this form are as follows:

Refer to Annexure A

==> picture [107 x 47] intentionally omitted <==

Sign Here ____________________________________

Dated: 11 February 2019 Jen Li

Head of Regulatory Reporting, Asia Pacific Duly authorized under Powers of Attorney by and on behalf of FMR LLC

Annexure A

Investment Manager Address Custodian Nature of Relevant Interest Sum of Numerator Shares
FIDELITY 4-1-17 Kamiya-cho BANK OF NEW YORK
933,487
MANAGEMENT & Prime Place, MELLON
RESEARCH (JAPAN) Toranomon, BROWN BROTHERS
281,318
LIMITED Minatoku, Tokyo HARRIMAN AND CO Investment Discretion /
105-0001 Japan JPMORGAN CHASE BANK Voting Power 631,609
FMR CO., INC 245 Summer Street, JPMORGAN CHASE BANK 1,658,798
Boston, MA 02210 NORTHERN TRUST CO
108,523
United States (C)
Grand Total 3,613,735