AUB GROUP LIMITED — Major Shareholding Notification 2019

Jul 3, 2019

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4 July 2019

The Manager Company Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

By electronic lodgement

Dear Sir/Madam

Re: Notice of change of interests of substantial holder – AUB Group Limited (AUB)

We enclose notice of change of interests of substantial holder in AUB Group Limited. This notice is given by Greencape Capital Pty Ltd.

Yours faithfully

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Naomi McRae Company Secretary

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Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

To Company Name/Scheme	AUB Group Limited
ACN/ARSN	000 000 715
1. Details of substantial holder(1)
Name	Greencape Capital Pty Ltd
ACN/ARSN (if applicable)	120 328 529
There was a change in the interests of the substantial	holder on	02/07/2019
The previous notice was given to the company on		12/10/2018
The previous notice was dated		12/10/2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Classof securities (4)	Classof securities (4)	Previous notice	Previous notice	Previous notice	Previous notice	Present notice	Present notice	Present notice	Present notice
		Person's votes		Voting power (5)		Person's votes		Voting power (5)
Ordinary Fully Paid		3,244,596		5.08%		4,514,148		6.14%
3. Changes in relevant interests Particulars of each change in, or change in th scheme, since the substantial holder was last		e nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or required to give a substantial holding notice to the company or scheme are as follows:
Date of change	Person whose relevant interest changed		Nature of change (6)		Consideration given in relation to change (7)		Class and number of securities affected		Person's votes affected
Refer Annexure 1	Greencape Capital Pty Ltd		Refer Annexure 1		Refer Annexure 1		Refer Annexure 1		Refer Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant	Registered holder of	Person entitled to be	**Nature of relevant interest (6) **	Class and number of	Person's votes
interest	securities	registered as holder		securities
		(8)
Greencape Capital	Citicorp Nominees	Citicorp	Ordinary Fully Paid	740,672 (Ordinary	740,672
Pty Ltd	Pty Limited	Nominees Pty	securities purchased	Fully Paid)
		Limited	and sold on market and
			acquired and sold (via
			off market transfer) by
			Greencape Capital Pty
			Ltd
Greencape Capital	J P Morgan	J P Morgan	As above	1,059,162	1,059,162
Pty Ltd	Nominees	Nominees		(Ordinary Fully
	Australia Limited	Australia Limited		Paid)
Greencape Capital	National Nominees	National	As above	533,939 (Ordinary	533,939
Pty Ltd	Limited	Nominees Limited		Fully Paid)
Greencape Capital	RBC Investor	RBC Investor	As above	255,866 (Ordinary	255,866
Pty Ltd	Services Australia	Services Australia		Fully Paid)
	Nominees Pty	Nominees Pty
	Limited	Limited

Greencape Capital Pty Ltd	HSBC Custody Nominees (Australia) Limited	HSBC Custody Nominees (Australia) Limited	As above	1,924,509 (Ordinary Fully Paid)	1,924,509

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable)	Nature of association
N/A	N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name	Address
Greencape Capital Pty Ltd	Level 2, 5 Martin Place, Sydney NSW 2000
Signature
print name	Naomi McRae	Capacity	Company Secretary
sign here		date	04/07/2019

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure 1 consists of 2 pages and is referred to in Form 604 signed by me and dated 04/07/2019

[Insert Signature Here]

Naomi McRae Company Secretary of Greencape Capital Pty Ltd

Transactions:

Company Name/Scheme: AUB Group Limited (AUB) As at: 02/07/2019 Class of security: Ordinary Fully Paid

Date of Change	Holder of relevant interest	Nature of Change	Consideration	Number of Securities	Person's Votes Affected
25/10/2018	Greencape Capital PtyLtd	Buy	1,567.36	124	124
25/10/2018	as above	Buy	6,534.88	517	517
25/10/2018	as above	Buy	40,258.40	3,185	3,185
25/10/2018	as above	Buy	77,900.32	6,163	6,163
25/10/2018	as above	Buy	1,301.92	103	103
25/10/2018	as above	Buy	50,446.24	3,991	3,991
25/10/2018	as above	Buy	19,086.40	1,510	1,510
25/10/2018	as above	Buy	124,175.36	9,824	9,824
25/10/2018	as above	Buy	2,869.28	227	227
26/10/2018	as above	Buy	468.64	37	37
26/10/2018	as above	Buy	1,975.90	156	156
26/10/2018	as above	Buy	12,159.36	960	960
26/10/2018	as above	Buy	23,533.43	1,858	1,858
26/10/2018	as above	Buy	392.65	31	31
26/10/2018	as above	Buy	15,237.20	1,203	1,203
26/10/2018	as above	Buy	5,763.03	455	455
26/10/2018	as above	Buy	37,516.69	2,962	2,962
26/10/2018	as above	Buy	873.95	69	69
31/10/2018	as above	Buy	27,820.89	2,078	2,078
16/11/2018	as above	Buy- Transfer	825,422.35	69,073	69,073
16/11/2018	as above	Sell - Transfer	825,422.35	69,073 -	69,073
22/11/2018	as above	Buy	814,383.00	66,210	66,210
22/11/2018	as above	Buy	34,034.10	2,767	2,767
22/11/2018	as above	Buy	23,911.20	1,944	1,944
22/11/2018	as above	Buy	1,435,668.30	116,721	116,721
22/11/2018	as above	Buy	61,586.10	5,007	5,007
22/11/2018	as above	Buy	719,857.50	58,525	58,525
22/11/2018	as above	Buy	2,255,955.30	183,411	183,411
22/11/2018	as above	Buy	245,016.00	19,920	19,920
22/11/2018	as above	Buy	36,949.20	3,004	3,004
22/11/2018	as above	Buy	349,627.50	28,425	28,425
11/01/2019	as above	Buy	429,108.67	34,453	34,453
29/01/2019	as above	Buy	528,440.00	44,000	44,000
02/04/2019	as above	Buy	29,796.04	2,300	2,300
12/06/2019	as above	Buy	114,514.96	10,927	10,927
12/06/2019	as above	Buy	1,218,991.68	116,316	116,316
12/06/2019	as above	Buy	728,737.28	69,536	69,536
12/06/2019	as above	Buy	560,281.76	53,462	53,462
12/06/2019	as above	Buy	62,460.80	5,960	5,960
12/06/2019	as above	Buy	25,550.24	2,438	2,438
12/06/2019	as above	Buy	28,390.32	2,709	2,709
12/06/2019	as above	Buy	16,086.80	1,535	1,535
12/06/2019	as above	Buy	377,625.84	36,033	36,033
12/06/2019	as above	Buy	11,360.32	1,084	1,084
13/06/2019	as above	Buy	825.3	79	79
13/06/2019	as above	Buy	5,703.95	546	546
13/06/2019	as above	Buy	36,313.08	3,476	3,476
13/06/2019	as above	Buy	1,473.00	141	141
13/06/2019	as above	Buy	553.68	53	53
13/06/2019	as above	Buy	60,842.16	5,824	5,824
13/06/2019	as above	Buy	28,039.21	2,684	2,684
13/06/2019	as above	Buy	6,163.61	590	590
13/06/2019	as above	Buy	1,284.96	123	123
13/06/2019	as above	Buy	18,846.03	1,804	1,804
14/06/2019	as above	Buy	545.59	53	53

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Date of Change	Holder of relevant interest	Nature of Change	Consideration	Number of Securities	Person's Votes Affected
14/06/2019	as above	Buy	3,726.46	362	362
14/06/2019	as above	Buy	23,758.78	2,308	2,308
14/06/2019	as above	Buy	957.35	93	93
14/06/2019	as above	Buy	360.29	35	35
14/06/2019	as above	Buy	39,827.87	3,869	3,869
14/06/2019	as above	Buy	18,344.09	1,782	1,782
14/06/2019	as above	Buy	4,024.99	391	391
14/06/2019	as above	Buy	844.12	82	82
14/06/2019	as above	Buy	12,332.33	1,198	1,198
17/06/2019	as above	Buy	452.1	43	43
17/06/2019	as above	Buy	3,143.66	299	299
17/06/2019	as above	Buy	20,018.47	1,904	1,904
17/06/2019	as above	Buy	809.57	77	77
17/06/2019	as above	Buy	304.9	29	29
17/06/2019	as above	Buy	33,539.34	3,190	3,190
17/06/2019	as above	Buy	15,455.43	1,470	1,470
17/06/2019	as above	Buy	3,395.99	323	323
17/06/2019	as above	Buy	704.43	67	67
17/06/2019	as above	Buy	10,387.73	988	988
18/06/2019	as above	Buy	583.61	55	55
18/06/2019	as above	Buy	4,042.83	381	381
18/06/2019	as above	Buy	25,774.36	2,429	2,429
18/06/2019	as above	Buy	1,039.89	98	98
18/06/2019	as above	Buy	392.61	37	37
18/06/2019	as above	Buy	43,197.79	4,071	4,071
18/06/2019	as above	Buy	19,906.42	1,876	1,876
18/06/2019	as above	Buy	4,371.77	412	412
18/06/2019	as above	Buy	912.55	86	86
18/06/2019	as above	Buy	13,380.60	1,261	1,261
20/06/2019	as above	Buy	270,346.50	23,934	23,934
20/06/2019	as above	Buy	2,123.55	188	188
20/06/2019	as above	Buy	130,383.96	11,543	11,543
20/06/2019	as above	Buy	84,614.59	7,491	7,491
20/06/2019	as above	Buy	161,243.26	14,275	14,275
20/06/2019	as above	Buy	25,008.24	2,214	2,214
20/06/2019	as above	Buy	3,196.63	283	283
20/06/2019	as above	Buy	9,578.58	848	848
20/06/2019	as above	Buy	5,320.18	471	471
20/06/2019	as above	Buy	4,789.29	424	424
21/06/2019	as above	Buy	261,273.54	22,635	22,635
21/06/2019	as above	Buy	2,066.18	179	179
21/06/2019	as above	Buy	126,013.84	10,917	10,917
21/06/2019	as above	Buy	81,781.45	7,085	7,085
21/06/2019	as above	Buy	155,852.24	13,502	13,502
21/06/2019	as above	Buy	24,182.38	2,095	2,095
21/06/2019	as above	Buy	3,081.95	267	267
21/06/2019	as above	Buy	9,257.41	802	802
21/06/2019	as above	Buy	5,148.13	446	446
21/06/2019	as above	Buy	4,628.70	401	401
02/07/2019	as above	Buy	1,666.24	157	157
02/07/2019	as above	Buy	360.84	34	34
02/07/2019	as above	Buy	403.29	38	38
02/07/2019	as above	Buy	233.49	22	22
02/07/2019	as above	Buy	902.11	85	85
02/07/2019	as above	Buy	17,649.42	1,663	1,663
02/07/2019	as above	Buy	5,497.53	518	518
02/07/2019	as above	Buy	10,581.16	997	997
02/07/2019	as above	Buy	169.81	16	16
02/07/2019	as above	Buy	8,044.65	758	758
02/07/2019	as above	Buy	77,369.63	7,275	7,275
02/07/2019	as above	Buy	16,537.43	1,555	1,555
02/07/2019	as above	Buy	18,898.40	1,777	1,777
02/07/2019	as above	Buy	10,635.00	1,000	1,000
02/07/2019	as above	Buy	41,933.81	3,943	3,943
02/07/2019	as above	Buy	819,160.88	77,025	77,025
02/07/2019	as above	Buy	255,144.29	23,991	23,991
02/07/2019	as above	Buy	490,794.62	46,149	46,149
02/07/2019	as above	Buy	7,678.47	722	722
02/07/2019	as above	Buy	373,267.23	35,098	35,098
Total Number of Securities				1,269,552

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