AUB GROUP LIMITED — Major Shareholding Notification 2019

Jul 4, 2019

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5 July 2019

The Manager Company Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

By electronic lodgement

Dear Sir/Madam

Re: Notice of change of interests of substantial holder – AUB Group Limited (AUB)

We enclose notice of change of interests of substantial holder in AUB Group Limited. This notice is given by Greencape Capital Pty Ltd.

Yours faithfully

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Andrew Brown Company Secretary

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Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	AUB Group Limited
ACN/ARSN	000 000 715
1. Details of substantial holder(1)
Name	Greencape Capital Pty Ltd
ACN/ARSN (if applicable)	120 328 529
There was a change in the interests of the substantial	holder on	03/07/2019
The previous notice was given to the company on		02/07/2019
The previous notice was dated		02/07/2019

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Classof securities (4)	Classof securities (4)	Previous notice	Previous notice	Previous notice	Previous notice	Present notice	Present notice	Present notice	Present notice
		Person's votes		Voting power (5)		Person's votes		Voting power (5)
Ordinary Fully Paid		4,514,148		6.14%		6,332,085		8.61%
3. Changes in relevant interests Particulars of each change in, or change in t or scheme, since the substantial holder was		he nature of, a relevant interest of the substantial holder or an associate in voting securities of the company last required to give a substantial holding notice to the company or scheme are as follows:
Date of change	Person whose relevant interest changed		Nature of change (6)		Consideration given in relation to change (7)		Class and number of securities affected		Person's votes affected
Refer Annexure 1	Greencape Capital Pty Ltd		Refer Annexure 1		Refer Annexure 1		Refer Annexure 1		Refer Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant	Registered holder of	Person entitled to be	**Nature of relevant interest (6) **	Class and number of	Person's votes
interest	securities	registered as holder		securities
		(8)
Greencape Capital	Citicorp Nominees	Citicorp	Ordinary Fully Paid	1,079,007	1,079,007
Pty Ltd	Pty Limited	Nominees Pty	securities purchased	(Ordinary Fully
		Limited	on market by	Paid)
			Greencape Capital Pty
			Ltd
Greencape Capital	J P Morgan	J P Morgan	As above	1,481,892	1,481,892
Pty Ltd	Nominees	Nominees		(Ordinary Fully
	Australia Limited	Australia Limited		Paid)
Greencape Capital	National Nominees	National	As above	753,420 (Ordinary	753,420
Pty Ltd	Limited	Nominees		Fully Paid)
		Limited
Greencape Capital	RBC Investor	RBC Investor	As above	321,843 (Ordinary	321,843
Pty Ltd	Services Australia	Services		Fully Paid)
	Nominees Pty	Australia
	Limited	Nominees Pty
		Limited

Greencape Capital Pty Ltd	HSBC Custody Nominees (Australia) Limited	HSBC Custody Nominees (Australia) Limited	As above	2,695,923 (Ordinary Fully Paid)	2,695,923

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association N/A N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address Greencape Capital Pty Ltd Level 2, 5 Martin Place, Sydney NSW 2000

Signature

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print name Andrew Brown Capacity Company Secretary
sign here date 05/07/2019
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure 1 consists of 1 page and is referred to in Form 604 signed by me and dated 05/07/2019

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[Insert Signature Here]
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Andrew Brown Company Secretary of Greencape Capital Pty Ltd

Transactions:

Company Name/Scheme: AUB Group Limited (AUB) As at: 03/07/2019 Class of security: Ordinary Fully Paid

Date of Change	Holder of relevant interest	Nature of Change	Consideration	Number of Securities	Person's Votes Affected
03/07/2019	Greencape Capital PtyLtd	Buy	386,402	35,778	35,778
03/07/2019	as above	Buy	154,354	14,292	14,292
03/07/2019	as above	Buy	2,363,364	218,830	218,830
03/07/2019	as above	Buy	100,170	9,275	9,275
03/07/2019	as above	Buy	715,554	66,255	66,255
03/07/2019	as above	Buy	4,551,941	421,476	421,476
03/07/2019	as above	Buy	174,798	16,185	16,185
03/07/2019	as above	Buy	69,509	6,436	6,436
03/07/2019	as above	Buy	7,591,007	702,871	702,871
03/07/2019	as above	Buy	3,468,388	321,147	321,147
03/07/2019	as above	Buy	1,150	106	106
03/07/2019	as above	Buy	466	43	43
03/07/2019	as above	Buy	7,062	651	651
03/07/2019	as above	Buy	304	28	28
03/07/2019	as above	Buy	2,137	197	197
03/07/2019	as above	Buy	13,603	1,254	1,254
03/07/2019	as above	Buy	521	48	48
03/07/2019	as above	Buy	206	19	19
03/07/2019	as above	Buy	22,682	2,091	2,091
03/07/2019	as above	Buy	10,359	955	955
Total Number of Securities				1,817,937

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