AUB GROUP LIMITED — Major Shareholding Notification 2019

Aug 4, 2019

Form 603

Corporations Act 2001

Section 671B Notice of initial substantial holder

To: Company Name/Scheme: AUB GROUP LIMITED ACN/ARSN: 000 000 715

1. Details of substantial holder

Name Carol Australia Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A

The holder became a substantial holder on: 02/08/2019

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities	Number of securities	Person's votes	Voting power (%)
FullyPaid ordinaryshares	3,951,264	3,951,264	5.38%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest	Class and number of securities
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.	3,371,372 Fully paid ordinary shares
Realindex Investments Pty Limited ACN 133 312 017	Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.	579,892 Fully paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder	Class and number of securities
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Citibank N A Hong Kong		909,827 Fully paid ordinary shares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Citicorp Nominees Pty Limited (Australia)		1,403,546 Fully paid ordinary shares
Colonial First State Asset Management (Australia)Limited ACN 114 194 311	National Custodian Services		161,010 Fully paid ordinary shares

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Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Northern Trust Company		522,863 Fully paid ordinary shares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	State Street Global Advisors (Australia) Limited		374,126 Fully paid ordinary shares
Realindex Investments Pty Limited ACN 133 312 017	Citibank N A Hong Kong		340,267 Fully paid ordinary shares
Realindex Investments Pty Limited ACN 133 312 017	Citicorp Nominees Pty Limited (Australia)		25,050 Fully paid ordinary shares
Realindex Investments Pty Limited ACN 133 312 017	JP Morgan Chase Bank NA		1,868 Fully paid ordinary shares
Realindex Investments Pty Limited ACN 133 312 017	JPMorgan (UK)		91,134 Fully paid ordinary shares
Realindex Investments Pty Limited ACN 133 312 017	National Custodian Services		121,573 Fully paid ordinary shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration	Consideration	Class and number of securities
		Cash	Non-cash
See annexure B to this notice

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
Colonial First State Asset Management(Australia)Limited ACN 114 194 311	A wholly-owned subsidiary, and therefore related body corporate, of Carol Australia Holdings Pty Limited
Realindex Investments Pty Limited ACN 133 312 017	A wholly-owned subsidiary, and therefore related body corporate, of Carol Australia Holdings Pty Limited

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
Realindex Investments PtyLimited ACN 133 312 017	Ground Floor Tower 1,201 Sussex Street,Sydney,NSW,2000,Australia

1. Signature

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Dated the 05 day of August 2019

Liz Hastilow - Company Secretary

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Annexure A

This is annexure A referred to in Form 603, Notice of initial substantial holder dated 02/08/2019

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Liz Hastilow Company Secretary Dated the 05/08/2019

SCHEDULE

CFSGAM IP HOLDINGS PTY LIMITED (ACN 625 765 399) CFSGAM SERVICES PTY LTD (ACN 624 305 595) CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED (ACN 114 194 311) COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED (ACN 085 313 926) COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD (ACN 101 384 294) COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197) COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED (ACN 006 464 428) EDIF II GP S.A.R.L. (COMPANY NO. B204413)

FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L. (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708) FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED (ACN 054 571 701) FIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320) FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616) FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED (COMPANY NO. 03904310) FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442)

FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117) FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z) FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063) FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615) FSIB LTD MITSUBISHI UFJ FINANCIAL GROUP, INC MITSUBISHI UFJ TRUST AND BANKING CORPORATION REALINDEX INVESTMENTS PTY LIMITED (ACN 133 312 017) SI HOLDINGS LIMITED (COMPANY NO. SC109439) TOTAL KEEN INVESTMENT LIMITED (CR NO. 0580652)

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Annexure B

This is annexure B referred to in Form 603, Notice of initial substantial holder dated 02/08/2019

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Liz Hastilow Company Secretary Dated the 05/08/2019

Holder of relevant interest	Date of acquisition	Consideration cash	Consideration non-cash	Class and number of securities affected
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,02 August 2019	94,513.46		8,045 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,02 August 2019	24,905.97		2,120 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,02 August 2019	27,561.04		2,346 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,02 August 2019	14,097.72		1,200 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,02 August 2019	38,792.23		3,302 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,25 July2019	113,804.12		10,026 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Tuesday,23 July2019	14,880.68		1,337 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Monday,22 July2019	31,377.92		2,800 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,19 July2019	463.73		42 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Friday,19 July2019	54.98		5 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Friday,19 July2019	5,492.64		498 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Friday,19 July2019	2,826.18		257 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Friday,19 July2019	14,889.69		1,350 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Friday,19 July2019	259,367.37		23,516 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Friday,19 July2019	164.95		15 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Friday,19 July2019	13,930.13		1,263 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Friday,19 July2019	153.96		14 Ordinaryshares

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Holder of relevant interest	Date of acquisition	Consideration cash	Consideration non-cash	Class and number of securities affected
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,09 July2019	981,007.76		88,783 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,09 July2019	509,953.88		45,994 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,09 July2019	8,304.46		749 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,09 July2019	15,966.53		1,445 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Monday,08 July2019	96,459.00		8,706 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Monday,08 July2019	1,573.30		142 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,05 July2019	180,981.79		16,254 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,05 July2019	2,950.67		265 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,04 July2019	14,198.41		1,273 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,04 July2019	234.22		21 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,03 July2019	54,162.00		5,015 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,03 July2019	87,015.60		8,057 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,03 July2019	173,718.00		16,085 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,03 July2019	92,059.20		8,524 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,03 July2019	33,728.40		3,123 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,03 July2019	62,348.40		5,773 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,02 July2019	386,444.00		36,337 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,02 July2019	365,227.17		34,342 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,02 July2019	261,684.81		24,606 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,02 July2019	729,188.78		68,565 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,02 July2019	227,333.76		21,376 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,02 July2019	141,551.85		13,310 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	244,124.08		21,118 Ordinaryshares

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Holder of relevant interest	Date of acquisition	Consideration cash	Consideration non-cash	Class and number of securities affected
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	368,613.72		31,887 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	611,310.15		53,955 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	1,874,469.19		165,443 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	387,213.76		33,496 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	355,342.79		31,363 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	859,539.12		75,864 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	466,626.05		41,185 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	277,613.40		24,015 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	742,579.53		65,541 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	166,371.52		14,392 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,21 June 2019	869,566.32		75,222 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,20 June 2019	21,857.83		1,985 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,20 June 2019	5,439.68		494 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,20 June 2019	7,135.45		648 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,20 June 2019	8,655.04		786 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,20 June 2019	10,020.47		910 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Thursday,20 June 2019	4,140.32		376 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Thursday,20 June 2019	285,244.27		25,431 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,19 June 2019	28,861.95		2,665 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,19 June 2019	23,544.42		2,174 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,19 June 2019	48,713.34		4,498 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,19 June 2019	54,637.35		5,045 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,19 June 2019	38,912.19		3,593 Ordinaryshares

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Holder of relevant interest	Date of acquisition	Consideration cash	Consideration non-cash	Class and number of securities affected
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Wednesday,19 June 2019	119,422.41		11,027 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Wednesday,19 June 2019	2,702,802.24		249,336 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	10,736.82		1,011 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	13,389.26		1,260 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	44,412.84		4,182 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	8,761.50		825 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	27,713.65		2,608 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	31,082.22		2,925 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	20,316.06		1,913 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	67,934.58		6,393 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	18,117.72		1,706 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	14,475.06		1,363 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	22,134.79		2,083 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Tuesday,18 June 2019	16,417.79		1,545 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Monday,17 June 2019	11,407.91		1,085 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Monday,17 June 2019	9,305.07		885 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Monday,17 June 2019	15,371.76		1,462 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Monday,17 June 2019	19,251.50		1,831 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Monday,17 June 2019	47,187.73		4,488 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Monday,17 June 2019	21,585.65		2,053 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	38,583.10		3,726 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	298,216.34		28,496 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	54,177.88		5,232 Ordinaryshares

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Holder of relevant interest	Date of acquisition	Consideration cash	Consideration non-cash	Class and number of securities affected
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	23,340.40		2,254 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	28,621.50		2,764 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	118,400.21		11,434 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	418,691.72		40,008 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	221,202.93		21,137 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	180,409.58		17,239 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	373,325.08		35,673 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	48,296.19		4,664 Ordinaryshares
Colonial First State Asset Management (Australia) Limited ACN 114 194 311	Friday,14 June 2019	915,150.34		87,447 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Thursday,16 May2019	25,318.68		2,036 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Thursday,16 May2019	30,379.93		2,443 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Wednesday,15 May2019	45,243.75		3,635 Ordinaryshares
Realindex Investments Pty Limited ACN 133 312 017	Wednesday,15 May2019	45,243.75		3,635 Ordinaryshares

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