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AUB GROUP LIMITED — Major Shareholding Notification 2018
Mar 7, 2018
64456_rns_2018-03-07_f13cfc6f-b900-48a5-a72d-30b8eddfe084.pdf
Major Shareholding Notification
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Form 603
Corporations Law Section 671B
Notice of initial substantial holder
To Company Name/Scheme
AUB GROUP LIMITED
ACN/ARSN 000 000 715
1. Details of substantial holder (1)
Name PERPETUAL LIMITED and its related bodies corporate ACN (if applicable) 000 431 827
The holder became a substantial holder on _ 06_ / _03 / 2018_
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class ofsecurities (4) | Numberofsecurities | Persons’ votes (5) | Voting power(6) |
|---|---|---|---|
| Ordinary | 3,202,762 | 3,202,762 | 5.02% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest(7) | Class and number of securities |
|---|---|---|
| Refer annexure1 & 2 | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph above are as follows:
| Holder of relevant interest | Registered holder of securities |
Persons entitled to be registered as holder(8) |
Class and number of securities |
|---|---|---|---|
| Refer annexure 1 | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Refer annexure 3 | Cash | Non - Cash | ||
Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN (if applicable) Nature of association Perpetual Investment Management Limited Related bodies corporate of Perpetual Limited Perpetual Trustee Company Limited Related bodies corporate of Perpetual Limited
6. Addresses
The addresses of persons named in this form are as follows:
Name Address Perpetual Limited 18/123 Pitt Street Sydney, NSW 2000 Perpetual Investment Management Limited 18/123 Pitt Street Sydney, NSW 2000 Perpetual Trustee Company Limited 18/123 Pitt Street Sydney, NSW 2000
Signature
==> picture [312 x 11] intentionally omitted <==
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Print name ELEANOR PADMAN Capacity COMPANY SECRETARY
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ANNEXURE 1 - Perpetual Investments Account Codes & Details
Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, as Responsible Entity for:
| INTERNAL CODE | REGISTRATION DETAILS |
|---|---|
| 17 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 26 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 33 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 118 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 212 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 649 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 650 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 652 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 653 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 651 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 654 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 670 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 695 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 774 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
This is Annexure 1 Page 1 of 6 referred to in Form 603
| 855 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
|---|---|
| 2093 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2095 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2124 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2125 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2127 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2128 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2199 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2210 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2219 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2130 | RBC Investor Services Australia Nominees Pty Ltd GPO Box 5430 Sydney NSW 2001 |
| 2089 | RBC Investor Services Australia Nominees Pty Limited GPO Box 5430 Sydney NSW 2001 |
| 2086 | RBC Investor Services Australia Nominees Pty Ltd GPO Box 5430 Sydney NSW 2001 |
| 106 | RBC Investor Services Australia Nominees Pty Ltd GPO Box 5430 Sydney NSW 2001 |
| 133 | RBC Investor Services Australia Nominees Pty Ltd GPO Box 5430 Sydney NSW 2001 |
This is Annexure 1 Page 2 of 6 referred to in Form 603
| 323 | RBC Investor Services Australia Nominees Pty Ltd GPO Box 5430 Sydney NSW 2001 |
|---|---|
| 669 | RBC Investor Services Australia Nominees Pty Ltd GPO Box 5430 Sydney NSW 2001 |
| 139 | RBC Investor Services Australia Nominees Pty Ltd GPO Box 5430 Sydney NSW 2001 |
| 44 | UBS Nominees Pty Ltd Level 16 Chifley Tower 2 Chifley Square Sydney NSW 2000 |
| 108 | UBS Nominees Pty Ltd Level 16, Chifley Tower 2 Chifley Square Sydney NSW 2000 |
| 414 | UBS Nominees Pty Ltd Level 16 Chifley Tower 2 Chifley Square Sydney NSW 2000 |
| 696 | UBS Nominees Pty Ltd Level 16 Chifley Tower 2 Chifley Square Sydney NSW 2000 |
| 941 | UBS Nominees Pty Ltd Level 16 Chifley Tower 2 Chifley Square Sydney NSW 2000 |
Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, as Trustee for:
| ALL 'SS' CODES | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
|---|---|
Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, under Investment Management Agreements with:
| INTERNAL CODE | REGISTRATION DETAILS |
|---|---|
| 227 | BNP Paribas Nominees Pty Ltd PO Box R209 Royal Exchange NSW 1225 |
| 248 | BNP Paribas Noms Pty Ltd P.O. Box R209 Royal Exchange Sydney NSW 1225 |
| 702 | BNP Paribas Nominees Pty Ltd PO Box R209 Royal Exchange NSW 1225 |
| 740 | BNP Paribas Nominees Pty Ltd PO Box R209 Royal Exchange NSW 1225 |
This is Annexure 1 Page 3 of 6 referred to in Form 603
| 786 | BNP Paribas Nominees Pty Ltd PO Box R209 Royal Exchange NSW 1225 |
|---|---|
| 2085 | BNP Paribas Nominees Pty Ltd PO Box R209 Royal Exchange NSW 1225 |
| 2122 | BNP Paribas Nominees Pty Ltd PO Box R209 Royal Exchange NSW 1225 |
| 2131 | BNP Paribas Nominees Pty Ltd PO Box R209 Royal Exchange NSW 1225 |
| 2216 | BNP Paribas Nominees Pty Ltd PO Box R209 Royal Exchange NSW 1225 |
| 220 | Citicorp Nominees Pty Ltd GPO Box 764G Melbourne VIC 3001 |
| 221 | Citicorp Nominees Pty Ltd GPO Box 764G Melbourne VIC 3001 |
| 222 | Citicorp Nominees Pty Ltd GPO Box 764G Melbourne VIC 3001 |
| 224 | Citicorp Nominees Pty Ltd GPO Box 764G Melbourne VIC 3001 |
| 2163 | Citicorp Nominees Pty Ltd GPO Box 764G Melbourne VIC 3001 |
| 194 | Northern Trust Company Melbourne Branch: HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 779 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2101 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2152 | Northern Trust Company Melbourne Branch: HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
| 2161 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
This is Annexure 1 Page 4 of 6 referred to in Form 603
| 2172 | HSBC Custody Nominees (Australia) Limited GPO Box 5302 Sydney NSW 2001 |
|---|---|
| 210 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 215 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 230 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 231 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 392 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 394 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 449 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 773 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 788 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 791 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 2100 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 2166 | JPMorgan Nominees Australia Limited Locked Bag 20049 Melbourne VIC 3001 |
| 711 | National Nominees Pty Ltd PO Box 1406 Melbourne VIC 3001 |
| 787 | National Nominees Pty Ltd PO Box 1406 Melbourne VIC 3001 |
This is Annexure 1 Page 5 of 6 referred to in Form 603
| 2083 | National Nominees Pty Ltd PO Box 1406 Melbourne VIC 3001 |
|---|---|
| 2097 | National Nominees Pty Ltd PO Box 1406 Melbourne VIC 3001 |
| 2160 | National Nominees Pty Ltd PO Box 1406 Melbourne VIC 3001 |
| Perpetual Trustee Company Limited as trustee, custodian or nominee | |
INTERNAL CODE |
REGISTRATION DETAILS |
| T2 | Perpetual Trustee Company Limited GPO Box 4172 Sydney NSW 2001 |
| T3 | The Trust Company Limited GPO Box 4270 Sydney NSW 2001 |
| T4 | Perpetual Trustee Company Limited GPO Box 4172 Sydney NSW 2001 |
| T6 | Perpetual Trustee Company Limited GPO Box 4172 Sydney NSW 2001 |
| T7 | Perpetual Trustee Company Limited GPO Box 4172 Sydney NSW 2001 |
This is Annexure 1 Page 6 of 6 referred to in Form 603
ANNEXURE 2
PRESENT RELEVANT INTERESTS
| ASXCode | Internal Code | Holding |
|---|---|---|
| AUB | 212 | 107,117 |
| AUB | 2161 | 10,064 |
| AUB | 786 | 315,574 |
| AUB | 2097 | 344,384 |
| AUB | 695 | 436,315 |
| AUB | 653 | 1,989,308 |
This is annexure 2 Page 1 of 1 referred to in Form 604 Title: Notice of change of interests of substantial holder
ANNEXURE 3
CHANGES IN RELEVANT INTERESTS
| Account | Security | Volume | Value | AsAtDate | ||
|---|---|---|---|---|---|---|
| 212 | AUB | 8,798 | 112,259 | 06/03/2018 | ||
| 212 | AUB | 98,319 | 1,245,648 | 28/02/2018 | ||
| 653 | AUB | 13,260 | 169,192 | 06/03/2018 | ||
| 653 | AUB | 124,194 | 1,573,470 | 28/02/2018 | ||
| 653 | AUB | 145,187 | 1,839,439 | 28/02/2018 | ||
| 653 | AUB | 67,430 | 844,171 | 27/02/2018 | ||
| 653 | AUB | 73,718 | 922,892 | 27/02/2018 | ||
| 653 | AUB | 2,828 | 36,838 | 19/01/2018 | ||
| 653 | AUB | 9,280 | 120,822 | 13/12/2017 | ||
| 653 | AUB | 5,777 | 75,216 | 12/12/2017 | ||
| 695 | AUB | 35,870 | 457,686 | 06/03/2018 | ||
| 695 | AUB | 400,445 | 5,073,418 | 28/02/2018 | ||
| 786 | AUB | 3,549 | 45,289 | 06/03/2018 | ||
| 786 | AUB | 41,095 | 520,710 | 28/02/2018 | ||
| 786 | AUB | 24,278 | 303,976 | 27/02/2018 | ||
| 786 | AUB | 6,055 | 78,885 | 19/01/2018 | ||
| 786 | AUB | 2,016 | 26,825 | 04/01/2018 | ||
| 786 | AUB | - | 93,003 |
1,220,199 | 13/12/2017 | |
| 2097 | AUB | 3,830 | 48,869 | 06/03/2018 | ||
| 2097 | AUB | 44,856 | 568,301 | 28/02/2018 | ||
| 2097 | AUB | 27,231 | 340,911 | 27/02/2018 | ||
| 2097 | AUB | 11,117 | 144,811 | 19/01/2018 | ||
| 2161 | AUB | 844 | 10,769 | 06/03/2018 | ||
| 2161 | AUB | 9,220 | 116,812 | 28/02/2018 |
This is annexure 3 Page 1 of 1 referred to in Form 603