AUB GROUP LIMITED — Major Shareholding Notification 2018

Oct 11, 2018

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12 October 2018

The Manager Company Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

By electronic lodgement

Dear Sir/Madam

Re: Notice of becoming an initial substantial holder – AUB Group Limited (AUB)

We enclose notice of becoming an initial substantial holder in AUB Group Limited. This notice is given by Greencape Capital Pty Ltd.

Yours faithfully

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Naomi McRae Company Secretary

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Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To CompanyName/Scheme	AUB Group Limited
ACN/ARSN	000 000 715
1. Details of substantial holder (1)
Name	Greencape Capital Pty Ltd
ACN/ARSN (if applicable)	120 328 529
The holder became a substantial holder on	10/10/2018

2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person's votes (5)	Voting power (6)
Ordinary Fully Paid	Same as persons votes	3,244,596	5.08%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Holder of relevant interest	Nature of relevant interest (7)	Nature of relevant interest (7)	Class and number of securities	Class and number of securities
Greencape Capital Pty Ltd		Ordinary Fully Paid securities purchased on market by Greencape Capital Pty Ltd		Refer Annexure 1
4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest	Registered holder of securities		Person entitled to be registered as holder (8)		Class and number of securities
Greencape Capital Pty Ltd	Citicorp Nominees Pty Limited		Citicorp Nominees Pty Limited		460,400 (Ordinary Fully Paid)
Greencape Capital Pty Ltd	J P Morgan Nominees Australia Limited		J P Morgan Nominees Australia Limited		779,844 (Ordinary Fully Paid)
Greencape Capital Pty Ltd	National Nominees Limited		National Nominees Limited		390,900 (Ordinary Fully Paid)
Greencape Capital Pty Ltd	National Nominees Limited		National Nominees Limited		198,313 (Ordinary Fully Paid)
Greencape Capital Pty Ltd	HSBC Custody Nominees (Australia) Limited		HSBC Custody Nominees (Australia) Limited		1,415,139 (Ordinary Fully Paid)

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Consideration (9)	Class and number of securities
		Cash	Non-cash
Greencape Capital Pty Ltd	Refer Annexure 1	Refer Annexure 1		Refer Annexure 1

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association N/A N/A

N/A N/A 7. Addresses The addresses of persons named in this form are as follows: Name Address Greencape Capital Pty Ltd Level 2, 5 Martin Place, Sydney NSW 2000

Signature

print name Naomi McRae capacity Company Secretary

date 12/10/2018

sign here

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

(3) See the definition of "relevant interest" in section s608 and 671B(7) of the Corporations Act 2001.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5) The total number of votes attached to all the voting shares in the company or voting interests in thescheme (if any) that the person or an associate has a relevant interest in.

(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(7) Include details of:

(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure 1 consists of 1 Page and is referred to in Form 603 signed by me and dated 12/10/2018

[Insert Signature Here]

Naomi McRae Company Secretary of Greencape Capital Pty Ltd

Transactions: Company Name/Scheme: AUB Group Limited (AUB) As at: 10/10/2018 Class of security: Ordinary Fully Paid

Date of Change	Holder of relevant interest	Nature of Change	Consideration	Number of Securities	Person's Votes Affected
09/06/2018	Greencape Capital Pty Ltd	Balance brought forward		2,455,408	2,455,408
25/07/2018	as above	Buy	11,692.80	896	896
25/07/2018	as above	Buy	246,879.90	18,918	18,918
27/07/2018	as above	Buy	35,087.00	2,699	2,699
27/07/2018	as above	Buy	618,462.00	47,574	47,574
27/07/2018	as above	Buy	294,944.00	22,688	22,688
27/07/2018	as above	Buy	1,201,837.00	92,449	92,449
27/07/2018	as above	Buy	1,912,547.00	147,119	147,119
27/07/2018	as above	Buy	682,123.00	52,471	52,471
21/09/2018	as above	Buy	36,201.06	2,700	2,700
27/09/2018	as above	Buy	13,559.05	1,010	1,010
28/09/2018	as above	Buy	8,970.64	664	664
10/10/2018	as above	Buy	315,508.50	23,371	23,371
10/10/2018	as above	Buy	28,309.50	2,097	2,097
10/10/2018	as above	Buy	118,651.50	8,789	8,789
10/10/2018	as above	Buy	2,054,835.00	152,210	152,210
10/10/2018	as above	Buy	20,223.00	1,498	1,498
10/10/2018	as above	Buy	41,796.00	3,096	3,096
10/10/2018	as above	Buy	666,063.00	49,338	49,338
10/10/2018	as above	Buy	48,546.00	3,596	3,596
10/10/2018	as above	Buy	1,293,030.00	95,780	95,780
10/10/2018	as above	Buy	813,037.50	60,225	60,225
Total Number of Securities				3,244,596

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