AUB GROUP LIMITED — Major Shareholding Notification 2016

Oct 10, 2016

==> picture [73 x 77] intentionally omitted <==

11 October 2016

The Manager Company Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

Level 19, 31 Queen Street Melbourne VIC 3000 Australia telephone 03 8616 1957 facsimile 03 8616 1111 www.greencapecapital.com ABN 98 120 328 529 AFSL 303903

By electronic lodgement

Dear Sir/Madam

Re: Notice of change of interests of substantial holder ~ AUB Group Limited (AUB)

We enclose notice of change of interests of substantial holder in AUB Group Limited. This notice is given by Greencape Capital Pty Ltd.

Yours faithfully

==> picture [148 x 48] intentionally omitted <==

Andrew Brown

Company Secretary

attach

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

To Company Name/Scheme	AUB Group Limited
ACN/ARSN	000 000 715
1. Details of substantial holder(1)
Name	Greencape Capital Pty Ltd
ACN/ARSN (if applicable)	120 328 529
There was a change in the interests of the substantial	holder on	07/10/2016
The previous notice was given to the company on		31/07/2015
The previous notice was dated		31/07/2015

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Classof securities (4)	Classof securities (4)	Previous notice	Previous notice	Previous notice	Previous notice	Present notice	Present notice	Present notice	Present notice
		Person's votes		Voting power (5)		Person's votes		Voting power (5)
Ordinary Fully Paid		4,582,279		7.36%		3,952,570		6.19%
3. Changes in relevant interests Particulars of each change in, or change in th scheme, since the substantial holder was las		e nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or t required to give a substantial holding notice to the company or scheme are as follows:
Date of change	Person whose relevant interest changed		Nature of change (6)		Consideration given in relation to change (7)		Class and number of securities affected		Person's votes affected
Refer Annexure 1	Greencape Capital Pty Ltd		Refer Annexure 1		Refer Annexure 1		Refer Annexure 1		Refer Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant	Registered holder of	Person entitled to be	**Nature of relevant interest (6) **	Class and number of	Person's votes
interest	securities	registered as holder		securities
		(8)
Greencape Capital Pty	Citicorp Nominees	Citicorp	Ordinary Fully Paid	374,976 (Ordinary	374,976
Ltd	Pty Limited	Nominees Pty	securities purchased	Fully Paid)
		Limited	and sold on market and
			acquired (via Dividend
			Reinvestment Plan) by
			Greencape Capital Pty
			Ltd
Greencape Capital Pty	J P Morgan	J P Morgan	As above	1,313,446	1,313,446
Ltd	Nominees	Nominees		(Ordinary Fully
	Australia Limited	Australia Limited		Paid)
Greencape Capital Pty	National Nominees	National	As above	522,089 (Ordinary	522,089
Ltd	Limited	Nominees Limited		Fully Paid)
Greencape Capital Pty	HSBC Custody	HSBC Custody	As above	1,742,059	1,742,059
Ltd	Nominees	Nominees		(Ordinary Fully
	(Australia) Limited	(Australia)		Paid)
		Limited

604 page 2 / 2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

==> picture [474 x 236] intentionally omitted <==

----- Start of picture text -----

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Greencape Capital Pty Ltd Level 2, 5 Martin Place, Sydney NSW 2000
Signature
print name Andrew Brown Capacity Company Secretary
sign here date 11/10/2016
DIRECTIONS
----- End of picture text -----

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure 1 consists of 2 pages and is referred to in Form 604 signed by me and dated 11/10/2016

==> picture [130 x 39] intentionally omitted <==

----- Start of picture text -----

[Insert Signature Here]
----- End of picture text -----

Andrew Brown Company Secretary of Greencape Capital Pty Ltd

Transactions:

Company Name/Scheme: AUB Group Limited (AUB) As at: 07/10/2016 Class of security: Ordinary Fully Paid

Date of Change	Holder of relevant interest	Nature of Change	**Consideration **	Number of Securities	Person's Votes Affected
30/07/2015	Greencape Capital Pty Ltd	Buy	2,056.24	228	228
30/07/2015	as above	Buy	28,724.24	3,185	3,185
30/07/2015	as above	Buy	32,620.28	3,617	3,617
30/07/2015	as above	Buy	42,883.44	4,755	4,755
30/07/2015	as above	Buy	6,565.54	728	728
31/07/2015	as above	Buy	2,235.67	247	247
31/07/2015	as above	Buy	31,335.60	3,462	3,462
31/07/2015	as above	Buy	35,589.71	3,932	3,932
31/07/2015	as above	Buy	46,795.22	5,170	5,170
31/07/2015	as above	Buy	7,159.58	791	791
04/08/2015	as above	Buy	507.83	56	56
04/08/2015	as above	Buy	7,064.28	779	779
04/08/2015	as above	Buy	8,025.53	885	885
04/08/2015	as above	Buy	10,546.55	1,163	1,163
04/08/2015	as above	Buy	1,614.18	178	178
07/08/2015	as above	Buy	93,226.04	10,618	10,618
07/08/2015	as above	Buy	217,524.50	24,775	24,775
07/08/2015	as above	Buy	131,700.00	15,000	15,000
07/08/2015	as above	Buy	381,780.74	43,483	43,483
07/08/2015	as above	Buy	51,055.70	5,815	5,815
07/08/2015	as above	Buy	11,097.92	1,264	1,264
07/08/2015	as above	Buy	5,180.20	590	590
07/08/2015	as above	Buy	4,442.68	506	506
07/08/2015	as above	Buy	157,592.22	17,949	17,949
21/08/2015	as above	Buy	9,165.62	1,167	1,167
24/08/2015	as above	Buy	55,780.92	7,398	7,398
24/08/2015	as above	Buy	6,770.92	898	898
24/08/2015	as above	Buy	13,187.46	1,749	1,749
24/08/2015	as above	Buy	24,233.56	3,214	3,214
24/08/2015	as above	Buy	1,244.10	165	165
24/08/2015	as above	Buy	33,862.14	4,491	4,491
24/08/2015	as above	Buy	1,070.68	142	142
24/08/2015	as above	Buy	3,031.08	402	402
24/08/2015	as above	Buy	98,193.42	13,023	13,023
27/08/2015	as above	Buy	5,304.95	659	659
31/08/2015	as above	Buy	35,295.00	3,900	3,900
30/09/2015	as above	Buy	38,896.00	4,400	4,400
18/01/2016	as above	Buy	26,230.50	2,900	2,900
18/01/2016	as above	Sell	26,230.50	2,900 -	2,900
29/01/2016	as above	Buy	2,574.00	300	300
29/01/2016	as above	Sell	2,574.00	300 -	300

Page 1 of 2

Date of Change	Holder of relevant interest	Nature of Change	**Consideration **	Number of Securities	Person's Votes Affected
05/02/2016	as above	Buy	11,444.81	1,300	1,300
10/02/2016	as above	Buy	10,380.00	1,200	1,200
15/02/2016	as above	Buy	60,338.61	7,165	7,165
15/02/2016	as above	Buy	21,070.09	2,502	2,502
15/02/2016	as above	Buy	8,101.29	962	962
15/02/2016	as above	Buy	875.82	104	104
15/02/2016	as above	Buy	1,869.53	222	222
15/02/2016	as above	Buy	875.82	104	104
15/02/2016	as above	Buy	34,409.43	4,086	4,086
15/02/2016	as above	Buy	14,956.23	1,776	1,776
23/02/2016	as above	Buy	122,608.05	13,548	13,548
31/03/2016	as above	Buy	4,477.20	546	546
01/04/2016	as above	Buy	13,543.68	1,600	1,600
29/04/2016	as above	Buy	32,608.46	3,906	3,906
29/04/2016	as above	Buy	3,554.74	425	425
29/04/2016	as above	Buy	3,338.03	399	399
29/04/2016	as above	Buy	6,758.14	809	809
29/04/2016	as above	Buy	30,215.39	3,619	3,619
29/04/2016	as above	Buy	226,531.95	27,139	27,139
29/04/2016	as above	Buy	77,440.69	9,277	9,277
29/04/2016	as above	Buy	140,820.55	16,871	16,871
29/04/2016	as above	Buy	55,713.22	6,674	6,674
24/05/2016	as above	Sell	135,359.28	14,056 -	14,056
24/05/2016	as above	Sell	59,744.52	6,204 -	6,204
24/05/2016	as above	Sell	1,070,750.07	111,190 -	111,190
24/05/2016	as above	Sell	27,069.93	2,811 -	2,811
24/05/2016	as above	Sell	473,295.24	49,148 -	49,148
24/05/2016	as above	Sell	27,069.93	2,811 -	2,811
24/05/2016	as above	Sell	1,872,649.80	194,460 -	194,460
24/05/2016	as above	Sell	656,265.24	68,148 -	68,148
24/05/2016	as above	Sell	252,045.99	26,173 -	26,173
31/05/2016	as above	Buy	6,755.00	700	700
07/06/2016	as above	Buy	42,548.00	4,400	4,400
21/06/2016	as above	Sell	18,025.00	1,750 -	1,750
21/06/2016	as above	Sell	429,963.20	41,744 -	41,744
21/06/2016	as above	Sell	18,025.00	1,750 -	1,750
21/06/2016	as above	Sell	1,226,812.40	119,108 -	119,108
21/06/2016	as above	Sell	312,790.40	30,368 -	30,368
21/06/2016	as above	Sell	39,665.30	3,851 -	3,851
21/06/2016	as above	Sell	165,860.90	16,103 -	16,103
21/06/2016	as above	Sell	177,572.00	17,240 -	17,240
21/06/2016	as above	Sell	701,285.80	68,086 -	68,086
20/07/2016	as above	Buy	26,822.86	2,722	2,722
30/08/2016	as above	Buy	65,655.52	6,200	6,200
21/09/2016	as above	Sell	4,464.00	372 -	372
07/10/2016	as above	Sell	10,156.50	915 -	915
07/10/2016	as above	Sell	707,658.30	63,753 -	63,753
07/10/2016	as above	Sell	178,576.80	16,088 -	16,088
07/10/2016	as above	Sell	129,337.20	11,652 -	11,652
07/10/2016	as above	Sell	24,619.80	2,218 -	2,218
07/10/2016	as above	Sell	251,248.50	22,635 -	22,635
07/10/2016	as above	Sell	10,156.50	915 -	915
07/10/2016	as above	Sell	96,126.00	8,660 -	8,660
07/10/2016	as above	Sell	405,594.00	36,540 -	36,540
		Total Number of Securities		-629,709

Page 2 of 2