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AUB GROUP LIMITED Major Shareholding Notification 2015

Apr 15, 2015

64456_rns_2015-04-15_8a4545bc-d7c1-4ee9-a9ce-b208b850fc49.pdf

Major Shareholding Notification

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==> picture [87 x 62] intentionally omitted <==

16 April 2015

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

Dear Sir/Madam,

Notice of Ceasing to be a Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of Austbrokers Holdings Limited.

A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).

Yours faithfully,

Chris Millard Company Secretary

BT Investment Management Limited ABN 28 126 385 822

www.btim.com.au

PO Box 7072 Sydney NSW 2001 Australia

The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999

BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence

Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder

To Company Name/Scheme AUSTBROKERS HOLDINGS LIMITED (AUB)

ACN/ARSN ACN 000 000 715

1. Details of substantial holder(1)

Name

BT INVESTMENT MANAGEMENT LIMITED (BTT)

ACN/ARSN (if applicable) ACN 126 365 822

The holder ceased to be a substantial holder on 14/04/2015

The previous notice was given to the company on 28/01/2015 The previous notice was dated 23/01/2015

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed
Nature of
change (4)
Consideration
given in relation
to change (5)
Class (6) and
number of
securities
affected
Person’s
votes
affected
14/04/2015 WBC & its Associates ,
Advance Asset
Management Limited, BT
Funds Management
Limited, BT Funds
Management No.2 Limited,
BT Investment Management
(Institutional) Limited, BT
Investment Management
(Fund Services)Limited
See
Annexure
'A'
See
Annexure 'A'
See
Annexure
'A'
See
Annexure
'A'

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

Page 1 of 11

4. Addresses

The addresses of persons named in this form are as follows:

The addresses of persons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
Advance Asset Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Funds Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Funds Management No.2 Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Investment Management (Institutional)
Limited
Level 14, Chifley Tower, 2 Chifley Square
SYDNEY NSW 2000
BT Investment Management (Fund Services)
Limited
Level 14, Chifley Tower, 2 Chifley Sydney,
SydneyNSW 2000
AUSTBROKERS HOLDINGS LIMITED (AUB) The Company Secretary,
AUSTBROKERS HOLDINGS LIMITED (AUB)
Level 21, 111 Pacific Highway
NORTH SYDNEY NSW 2060
Tel: +61 2 9935 2222
Fax: +61 2 9954 1724

Signature

Print name
Sign here

Chris Millard
CapacityCompanySecretary
Date
16/04/2015

Page 2 of 11

  • DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. (3) See the definition of “associate” in section 9 of the Corporations Act 2001. (4) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes. (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Page 3 of 11

ANNEXURE A

This is annexure ‘A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities

Tim Hartin– Company Secretary, Westpac Banking Corporation 16/04/2015

Sales & Purchases for the period : 24/01/2015 to 14/04/2015 SECURITY: AUB

Advance Asset Management Limited

Nature of Class of Person’s votes
Date Registered Company Change Quantity Consideration Securities affected
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -14,701 -124,517.47 Ordinary 14,701
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -7,179 -60,806.13 Ordinary 7,179
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -2,081 -17,626.07 Ordinary 2,081
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -10,665 -90,332.55 Ordinary 10,665
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -1,530 -12,959.10 Ordinary 1,530
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -1,158 -9,808.26 Ordinary 1,158
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -975 -8,258.25 Ordinary 975
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -855 -7,241.85 Ordinary 855
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -15,732 -133,250.04 Ordinary 15,732
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -113 -957.11 Ordinary 113
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -1,954 -16,550.38 Ordinary 1,954
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -1,516 -12,840.52 Ordinary 1,516
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -1,858 -15,737.26 Ordinary 1,858
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -1,401 -11,866.47 Ordinary 1,401
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,475 -37,903.25 Ordinary 4,475
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -362 -3,174.74 Ordinary 362
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -24,000 -210,480.00 Ordinary 24,000
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -13,892 -121,832.84 Ordinary 13,892
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -13,891 -121,824.07 Ordinary 13,891
30/01/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -18,855 -165,358.35 Ordinary 18,855
2/02/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -1,000 -8,770.00 Ordinary 1,000
2/02/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,951 -43,420.27 Ordinary 4,951
2/02/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -5,000 -43,850.00 Ordinary 5,000
2/02/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -2,549 -22,354.73 Ordinary 2,549
2/02/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -15,000 -131,550.00 Ordinary 15,000
24/02/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -7,263 -65,294.37 Ordinary 7,263
24/02/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -809 -7,272.91 Ordinary 809
25/02/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -13,232 -119,352.64 Ordinary 13,232
4/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -145 -1,315.15 Ordinary 145
12/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -3,439 -29,025.16 Ordinary 3,439
31/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -2,091 -18,087.15 Ordinary 2,091
31/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -1,035 -8,952.75 Ordinary 1,035
1/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -89 -769.85 Ordinary 89

Page 4 of 11

1/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -2,853 -24,678.45 Ordinary 2,853
1/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -562 -4,861.30 Ordinary 562
2/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -592 -5,120.80 Ordinary 592
7/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -2,139 -18,502.35 Ordinary 2,139
7/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -442 -3,823.30 Ordinary 442
13/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,012 -33,580.44 Ordinary 4,012
13/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,095 -34,275.15 Ordinary 4,095
13/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,506 -37,715.22 Ordinary 4,506
13/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,195 -35,112.15 Ordinary 4,195
13/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -2,606 -21,812.22 Ordinary 2,606
14/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -11,261 -95,155.45 Ordinary 11,261
14/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,274 -36,115.30 Ordinary 4,274
14/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -985 -8,323.25 Ordinary 985
14/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -3,824 -32,312.80 Ordinary 3,824
14/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -484 -4,089.80 Ordinary 484
Total -240,626 -2,078,817.67
Advance Asset Management Limited
Total :
-240,626 -2,078,817.67

BT Funds Management Limited

Nature of Class of Person’s votes
Date Registered Company Change Quantity Consideration Securities affected
27/01/2015 BT Portfolio Services Limited Purchase 476 4,010.92 Ordinary 476
3/02/2015 BT Portfolio Services Limited Purchase 1,000 8,856.30 Ordinary 1,000
27/02/2015 BT Portfolio Services Limited Purchase 319 3,022.17 Ordinary 319
12/03/2015 BT Portfolio Services Limited Purchase 735 6,210.75 Ordinary 735
12/03/2015 BT Portfolio Services Limited Sale -735 -6,210.75 Ordinary 735
13/03/2015 BT Portfolio Services Limited Purchase 735 6,262.20 Ordinary 735
13/03/2015 BT Portfolio Services Limited Sale -735 -6,262.20 Ordinary 735
25/03/2015 BT Portfolio Services Limited Sale -795 -6,872.22 Ordinary 795
31/03/2015 BT Portfolio Services Limited Sale -600 -5,202.00 Ordinary 600
2/04/2015 BT Portfolio Services Limited Sale -225 -1,946.25 Ordinary 225
10/04/2015 BT Portfolio Services Limited Sale -390 -3,244.80 Ordinary 390
Total -215 -1,375.88
BT Funds Management Limited
Total :
-215 -1,375.88

BT Funds Management No.2 Limited

Nature of Class of Person’s votes
Date Registered Company Change Quantity Consideration Securities affected
9/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -5,156 -45,218.12 Ordinary 5,156
7/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -5,648 -48,120.96 Ordinary 5,648
8/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,375 -36,750.00 Ordinary 4,375
Total -15,179 -130,089.08

Page 5 of 11

-15,179 -130,089.08

BT Funds Management No.2 Limited Total :

BT Investment Management (Fund Services) Limited

Nature of Class of Person’s votes
Date Registered Company Change Quantity Consideration Securities affected
11/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,989 -42,107.16 Ordinary 4,989
11/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -4,618 -38,975.92 Ordinary 4,618
11/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -6,942 -58,590.48 Ordinary 6,942
12/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -10,000 -84,500.00 Ordinary 10,000
13/03/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -9,899 -84,438.47 Ordinary 9,899
7/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -17,880 -152,337.60 Ordinary 17,880
7/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -5,163 -43,988.76 Ordinary 5,163
8/04/2015 HSBC Custody Nominees (Australia)
Limited.
Sale -17,846 -149,906.40 Ordinary 17,846
Total -77,337 -654,844.79
Nature of Class of Person’s votes
Date Registered Company Change Quantity Consideration Securities affected
13/03/2015 National Australian Custodian Services Purchase 110,087 946,748.20 Ordinary 110,087
13/03/2015 National Australian Custodian Services Purchase 122,643 1,054,729.80 Ordinary 122,643
13/03/2015 National Australian Custodian Services Sale -1,116 -9,597.60 Ordinary 1,116
13/03/2015 National Australian Custodian Services Sale -428 -3,680.80 Ordinary 428
13/03/2015 National Australian Custodian Services Sale -115 -989.00 Ordinary 115
13/03/2015 National Australian Custodian Services Sale -428 -3,680.80 Ordinary 428
13/03/2015 National Australian Custodian Services Sale -3,037 -26,118.20 Ordinary 3,037
13/03/2015 National Australian Custodian Services Sale -524 -4,506.40 Ordinary 524
13/03/2015 National Australian Custodian Services Sale -48 -412.80 Ordinary 48
13/03/2015 National Australian Custodian Services Sale -1,917 -16,486.20 Ordinary 1,917
13/03/2015 National Australian Custodian Services Sale -1,173 -10,087.80 Ordinary 1,173
13/03/2015 National Australian Custodian Services Sale -1,245 -10,707.00 Ordinary 1,245
13/03/2015 National Australian Custodian Services Sale -337 -2,898.20 Ordinary 337
13/03/2015 National Australian Custodian Services Sale -660 -5,676.00 Ordinary 660
13/03/2015 National Australian Custodian Services Sale -155 -1,333.00 Ordinary 155
13/03/2015 National Australian Custodian Services Sale -2,607 -22,420.20 Ordinary 2,607
13/03/2015 National Australian Custodian Services Sale -2,623 -22,557.80 Ordinary 2,623
13/03/2015 National Australian Custodian Services Sale -141 -1,212.60 Ordinary 141
13/03/2015 National Australian Custodian Services Sale -88 -756.80 Ordinary 88
13/03/2015 National Australian Custodian Services Sale -4,370 -37,582.00 Ordinary 4,370
13/03/2015 National Australian Custodian Services Sale -1,925 -16,555.00 Ordinary 1,925
13/03/2015 National Australian Custodian Services Sale -207 -1,780.20 Ordinary 207
13/03/2015 National Australian Custodian Services Sale -398 -3,422.80 Ordinary 398
13/03/2015 National Australian Custodian Services Sale -3,117 -26,806.20 Ordinary 3,117
13/03/2015 National Australian Custodian Services Sale -23,607 -203,020.20 Ordinary 23,607
13/03/2015 National Australian Custodian Services Sale -5,173 -44,487.80 Ordinary 5,173
13/03/2015 National Australian Custodian Services Sale -760 -6,536.00 Ordinary 760
13/03/2015 National Australian Custodian Services Sale -10,767 -92,596.20 Ordinary 10,767
13/03/2015 National Australian Custodian Services Sale -460 -3,956.00 Ordinary 460
13/03/2015 National Australian Custodian Services Sale -2,101 -18,068.60 Ordinary 2,101
13/03/2015 National Australian Custodian Services Sale -1,794 -15,428.40 Ordinary 1,794

Page 6 of 11

13/03/2015 National Australian Custodian Services Sale -413 -3,551.80 Ordinary 413
13/03/2015 National Australian Custodian Services Sale -109 -937.40 Ordinary 109
13/03/2015 National Australian Custodian Services Sale -1,715 -14,749.00 Ordinary 1,715
13/03/2015 National Australian Custodian Services Sale -193 -1,659.80 Ordinary 193
13/03/2015 National Australian Custodian Services Sale -12,184 -104,782.40 Ordinary 12,184
13/03/2015 National Australian Custodian Services Sale -305 -2,623.00 Ordinary 305
13/03/2015 National Australian Custodian Services Sale -262 -2,253.20 Ordinary 262
13/03/2015 National Australian Custodian Services Sale -1,838 -15,806.80 Ordinary 1,838
13/03/2015 National Australian Custodian Services Sale -1,328 -11,420.80 Ordinary 1,328
13/03/2015 National Australian Custodian Services Sale -960 -8,256.00 Ordinary 960
13/03/2015 National Australian Custodian Services Sale -03 -25.80 Ordinary 03
13/03/2015 National Australian Custodian Services Sale -10,443 -89,809.80 Ordinary 10,443
13/03/2015 National Australian Custodian Services Sale -85 -731.00 Ordinary 85
13/03/2015 National Australian Custodian Services Sale -1,290 -11,094.00 Ordinary 1,290
13/03/2015 National Australian Custodian Services Sale -06 -51.60 Ordinary 06
13/03/2015 National Australian Custodian Services Sale -181 -1,556.60 Ordinary 181
13/03/2015 National Australian Custodian Services Sale -207 -1,780.20 Ordinary 207
13/03/2015 National Australian Custodian Services Sale -945 -8,127.00 Ordinary 945
13/03/2015 National Australian Custodian Services Sale -753 -6,475.80 Ordinary 753
13/03/2015 National Australian Custodian Services Sale -62 -533.20 Ordinary 62
13/03/2015 National Australian Custodian Services Sale -134 -1,152.40 Ordinary 134
13/03/2015 National Australian Custodian Services Sale -1,269 -10,913.40 Ordinary 1,269
13/03/2015 National Australian Custodian Services Sale -4,081 -35,096.60 Ordinary 4,081
Total 122,643 1,054,729.80
Nature of Class of Person’s votes
Date Registered Company Change Quantity Consideration Securities affected
13/03/2015 National Nominees Limited Sale -14,227 -122,352.20 Ordinary 14,227
13/03/2015 National Nominees Limited Sale -2,606 -22,411.60 Ordinary 2,606
13/03/2015 National Nominees Limited Sale -07 -60.20 Ordinary 07
13/03/2015 National Nominees Limited Sale -827 -7,112.20 Ordinary 827
13/03/2015 National Nominees Limited Sale -190 -1,634.00 Ordinary 190
13/03/2015 National Nominees Limited Sale -1,530 -13,158.00 Ordinary 1,530
13/03/2015 National Nominees Limited Sale -93 -799.80 Ordinary 93
13/03/2015 National Nominees Limited Sale -2,607 -22,420.20 Ordinary 2,607
13/03/2015 National Nominees Limited Sale -730 -6,278.00 Ordinary 730
13/03/2015 National Nominees Limited Sale -970 -8,342.00 Ordinary 970
13/03/2015 National Nominees Limited Sale -583 -5,013.80 Ordinary 583
13/03/2015 National Nominees Limited Sale -183 -1,573.80 Ordinary 183
13/03/2015 National Nominees Limited Sale -450 -3,870.00 Ordinary 450
13/03/2015 National Nominees Limited Sale -12,194 -104,868.40 Ordinary 12,194
13/03/2015 National Nominees Limited Sale -1,226 -10,543.60 Ordinary 1,226
13/03/2015 National Nominees Limited Sale -795 -6,837.00 Ordinary 795
13/03/2015 National Nominees Limited Sale -3,970 -34,142.00 Ordinary 3,970
13/03/2015 National Nominees Limited Sale -11,831 -101,746.60 Ordinary 11,831
13/03/2015 National Nominees Limited Sale -68 -584.80 Ordinary 68
13/03/2015 National Nominees Limited Sale -1,123 -9,657.80 Ordinary 1,123
13/03/2015 National Nominees Limited Sale -7,688 -66,116.80 Ordinary 7,688
13/03/2015 National Nominees Limited Sale -1,926 -16,563.60 Ordinary 1,926
13/03/2015 National Nominees Limited Sale -5,840 -50,224.00 Ordinary 5,840

Page 7 of 11

13/03/2015 National Nominees Limited Sale -2,018 -17,354.80 Ordinary 2,018
13/03/2015 National Nominees Limited Sale -4,485 -38,571.00 Ordinary 4,485
13/03/2015 National Nominees Limited Sale -437 -3,758.20 Ordinary 437
13/03/2015 National Nominees Limited Sale -129 -1,109.40 Ordinary 129
13/03/2015 National Nominees Limited Sale -436 -3,749.60 Ordinary 436
13/03/2015 National Nominees Limited Sale -650 -5,590.00 Ordinary 650
13/03/2015 National Nominees Limited Sale -2,019 -17,363.40 Ordinary 2,019
13/03/2015 National Nominees Limited Sale -155 -1,333.00 Ordinary 155
13/03/2015 National Nominees Limited Sale -660 -5,676.00 Ordinary 660
13/03/2015 National Nominees Limited Sale -2,095 -18,017.00 Ordinary 2,095
13/03/2015 National Nominees Limited Sale -3,118 -26,814.80 Ordinary 3,118
13/03/2015 National Nominees Limited Sale -10,929 -93,989.40 Ordinary 10,929
13/03/2015 National Nominees Limited Sale -2,880 -24,768.00 Ordinary 2,880
13/03/2015 National Nominees Limited Sale -144 -1,238.40 Ordinary 144
13/03/2015 National Nominees Limited Sale -3,338 -28,706.80 Ordinary 3,338
13/03/2015 National Nominees Limited Sale -511 -4,394.60 Ordinary 511
13/03/2015 National Nominees Limited Sale -2,104 -18,094.40 Ordinary 2,104
13/03/2015 National Nominees Limited Sale -293 -2,519.80 Ordinary 293
13/03/2015 National Nominees Limited Sale -4,435 -38,141.00 Ordinary 4,435
13/03/2015 National Nominees Limited Sale -670 -5,762.00 Ordinary 670
13/03/2015 National Nominees Limited Sale -1,268 -10,904.80 Ordinary 1,268
13/03/2015 National Nominees Limited Sale -3,160 -27,176.00 Ordinary 3,160
13/03/2015 National Nominees Limited Sale -628 -5,400.80 Ordinary 628
13/03/2015 National Nominees Limited Sale -02 -17.20 Ordinary 02
13/03/2015 National Nominees Limited Sale -1,020 -8,772.00 Ordinary 1,020
13/03/2015 National Nominees Limited Sale -1,371 -11,790.60 Ordinary 1,371
13/03/2015 National Nominees Limited Sale -334 -2,872.40 Ordinary 334
13/03/2015 National Nominees Limited Sale -38 -326.80 Ordinary 38
13/03/2015 National Nominees Limited Sale -315 -2,709.00 Ordinary 315
13/03/2015 National Nominees Limited Sale -650 -5,590.00 Ordinary 650
13/03/2015 National Nominees Limited Sale -520 -4,472.00 Ordinary 520
13/03/2015 National Nominees Limited Sale -167 -1,436.20 Ordinary 167
Total -122,643 -1,054,729.80
BT Investment Management (Fund
Services) Limited Total :
-77,337 -654,844.79

Page 8 of 11

ANNEXURE B

This is annexure ‘B ’ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities

Tim Hartin– Company Secretary Westpac Banking Corporation – 16/04/2015

Westpac Banking Corporation Australia Reinventure Fund ILP Australia
1925 (Commercial) Pty Limited Australia RMS Warehouse Trust 2007-1 Australia
1925 (Industrial) Pty Limited Australia Sallmoor Pty Limited Australia
1925 Advances Pty Limited Australia Securitor Financial Group Limited Australia
A.G.C. (Pacific) Limited Papua New
Guinea
Seed Pool Trust No. 2 Australia
Advance Asset Management Limited Australia Series 2007-1G WST Trust Australia
Altitude Administration Pty Limited Australia Series 2008-1M WST Trust Australia
Altitude Rewards Pty Limited Australia Series 2009-1 WST Trust Australia
Aotearoa Financial Services Limited New Zealand Series 2011-1 WST Trust Australia
Ascalon Capital Managers (Asia) Limited Hong Kong Series 2011-2 WST Trust Australia
Ascalon Capital Managers Limited Australia Series 2011-3 WST Trust Australia
Ascalon Funds Seed Pool Trust Australia Series 2012-1 WST Trust Australia
Asgard Capital Management Limited Australia Series 2013-1 WST Trust Australia
Asgard Wealth Solutions Limited Australia Series 2013-2 WST Trust Australia
Australian Loan Processing Security Company Pty Ltd Australia Series 2014-1 WST Trust Australia
Australian Loan Processing Security Trust Australia Series 2014-2 WST Trust Australia
Bella Trust No. 2 Australia SIE-Lease (Australia) Pty Limited Australia
Bella Trust Australia SIE-Lease (New Zealand) Pty Limited New Zealand
Belliston Pty Limited Australia Sixty Martin Place (Holdings) Pty Limited Australia
Bill Acceptance Corporation Pty Limited Australia St.George Business Finance Pty Limited Australia
BT (Queensland) Pty Limited Australia St.George Custodial Pty Limited Australia
BT Australia Pty Limited Australia St.George Equity Finance Limited Australia
BT Financial Group (NZ) Limited New Zealand St.George Finance Holdings Limited Australia
BT Financial Group Pty Limited Australia St.George Finance Limited Australia
BT Funds Management (NZ) Limited New Zealand St.George Life Limited Australia
BT Funds Management Limited Australia St.George Motor Finance Limited Australia
BT Funds Management No.2 Limited Australia St.George Security Holdings Pty Limited Australia
BT Investment Management (Fund Services) Limited Australia Sydney Capital Corp Inc. USA
BT Investment Management (Institutional) Limited Australia Tavarua Funding Trust IV USA
BT Investment Management Limited Australia Teuton Pty Limited Australia
BT Long Term Income Fund Australia The Home Mortgage Company Limited New Zealand
BT Portfolio Services Limited Australia The Mortgage Company Pty Limited Australia
BT Private Nominees Pty Limited Australia The Warehouse Financial Services Limited New Zealand
BT Securities Limited Australia Value Nominees Pty Limited Australia
BT Short Term Income Fund Australia W2 Investments Pty Limited Australia
BTIM UK Limited UK Waratah Receivables Corp Pty Limited Australia
Canning Park Capital Pte. Ltd Australia Waratah Securities Australia Limited Australia
Capital Corporate Finance Limited Australia Westpac (NZ) Investments Limited New Zealand
Capital Finance (NZ) Limited Australia Westpac Administration Pty Limited Australia
Capital Finance Australia Limited Australia Westpac Administration 2 Limited Australia
Capital Finance New Zealand Limited Australia Westpac Administration 3 Limited Australia
Capital Fleetlease Limited Australia Westpac Administration 4 Limited Australia

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Capital Motor Finance Limited Australia Westpac Altitude Rewards Trust Australia
Capital Rent Group Limited New Zealand Westpac Americas Inc. USA
Castlereagh Trust Australia Westpac Asian Lending Pty Limited Australia
CBA Limited Australia Westpac Bank of Tonga Tonga
Challenge Limited Australia Westpac Bank Samoa Limited Samoa
Papua New
Core Infrastructure Income Feeder 1 L P UK Westpac Bank-PNG-Limited Guinea
Core Infrastructure Income Feeder 2 L P UK Westpac Capital Holdings Inc. USA
Core Infrastructure Income Master L P UK Westpac Capital Markets Holding Corp. USA
Crusade ABS Series 2012 - 1 Trust Australia Westpac Capital Markets LLC USA
Crusade ABS Series 2013 - 1 Trust Australia Westpac Capital Trust IV USA
Crusade ABS Series 2015 - 1 Trust Australia Westpac Capital-NZ-Limited New Zealand
Crusade CP Management Pty Limited Australia Westpac Cash PIE Fund Australia
Crusade CP No.1 Pty Limited Australia Westpac Cook Cove Trust I Australia
Crusade CP Trust No. 52 Australia Westpac Cook Cove Trust II Australia
Crusade CP Trust No. 53 Australia Westpac Covered Bond Trust Australia
Crusade CP Trust No. 55 Australia Westpac Custodian Nominees Pty Limited Australia
Crusade CP Trust No. 56 Australia Westpac Debt Securities Pty Limited Australia
Crusade CP Trust No. 57 Australia Westpac Delta LLC USA
Crusade CP Trust No. 58 Australia Westpac Direct Equity Investments Pty Limited Australia
Crusade Euro Trust 1E of 2006 Australia Westpac Equipment Finance (No.1) Pty Limited Australia
Crusade Euro Trust 1E of 2007 Australia Westpac Equipment Finance Limited Australia
Crusade Global Trust 1 of 2006 Australia Westpac Equity Holdings Pty Limited Australia
Crusade Global Trust 1 of 2007 Australia Westpac Equity Investments NZ Limited New Zealand
Crusade Global Trust 2 of 2005 Australia Westpac Equity Pty Limited Australia
Crusade Global Trust 2 of 2006 Australia Westpac Europe Limited UK
Crusade Management Limited Australia Westpac Finance (HK) Limited Hong Kong
Crusade Trust 1A of 2005 Australia Westpac Financial Consultants Limited Australia
Crusade 2P Trust of 2008 Australia Westpac Financial Holdings Pty Limited Australia
Danaby Pty Limited Australia Westpac Financial Services Group Limited Australia
Data Republic Pty Limited Australia Westpac Financial Services Group-NZ-Limited New Zealand
eQR Securities Pty. Limited Australia Westpac Financial Services Limited Australia
Europe Infrastructure Debt LP UK Westpac Funds Financing Holdco Pty Limited Australia
G.C.L. Investments Pty Limited Australia Westpac Funds Financing Pty Limited Australia
General Credit Holdings Pty Limited Australia Westpac General Insurance Limited Australia
General Credits Pty Limited Australia Westpac General Insurance Services Limited Australia
Halcyon Securities Pty Limited Australia Westpac Global Capital Markets Pty Limited Australia
Hastings Advisers LLC USA Westpac Group Investment-NZ-Limited New Zealand
Hastings Forestry Investments Limited New Zealand Westpac Group Investments Australia Pty Limited Australia
Hastings Forests Australia Pty Limited Australia Westpac Holdings-NZ-Limited New Zealand
Hastings Funds Management (UK) Limited Singapore Westpac Investment Capital Corporation USA
Hastings Funds Management (USA) Inc. UK Westpac Investment Vehicle No.2 Pty Limited Australia
Hastings Funds Management Asia Pty. Limited USA Westpac Investment Vehicle No.3 Pty Limited Australia
Hastings Funds Management Limited Australia Westpac Investment Vehicle Pty Limited Australia
Hastings Infrastructure 1 Limited UK Westpac Leasing Nominees-Vic.-Pty Limited Australia
Hastings Infrastructure 2 Limited UK Westpac Lenders Mortgage Insurance Limited Australia
Hastings Investment Capital LP USA Westpac Life Insurance Services Limited Australia
Hastings Investment Management Pty Ltd USA Westpac Life-NZ-Limited New Zealand
Hastings Investment Management (Europe) Ltd UK Westpac New Zealand Group Limited New Zealand

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Hastings Investments GP LLC Australia Westpac New Zealand Limited New Zealand
Hastings Korea Company Limited Korea Westpac Nominees-NZ-Limited New Zealand
Hastings Management Pty Limited Australia Westpac Notice saver PIE Fund Australia
Hastings Private Equity Fund IIA Pty Limited Australia Westpac NZ Covered Bond Holdings Limited New Zealand
Hickory Trust Australia Westpac NZ Covered Bond Limited New Zealand
Hitton Pty Limited Australia Westpac NZ Operations Limited New Zealand
HLT Custodian Trust New Zealand Westpac NZ Securitisation Holdings Limited New Zealand
Infrastructure GP LLP UK Westpac NZ Securitisation Limited New Zealand
Infrastructure GP 2 LLP UK Westpac NZ Securitisation No. 2 Limited New Zealand
Infrastructure Research and Advisory Services Private
Limited India Westpac Overseas Holdings No. 2 Pty Limited Australia
J O Hambro Capital Management Holdings Limited UK Westpac Overseas Holdings Pty Limited Australia
J O Hambro Capital Management Limited UK Westpac Pacific Limited Partnership Australia
JOHCM (Singapore) Pte Limited Singapore Westpac Properties Limited Australia
JOHCM (USA) Inc USA Westpac RE Limited Australia
Magnitude Group Pty Limited Australia Westpac Securities Administration Limited Australia
MIF Custodian Trust New Zealand Westpac Securities Limited Australia
Mortgage Management Pty Limited Australia Westpac Securities NZ Limited New Zealand
Nationwide Management Pty Limited Australia Westpac Securitisation Holdings Pty Limited Australia
Net Nominees Limited Australia Westpac Securitisation Management Pty Limited Australia
North Ryde Office Trust Australia Westpac Singapore Limited Singapore
Number 120 Limited New Zealand Westpac Structured Products Limited Australia
Oniston Pty Limited Australia Westpac Superannuation Nominees-NZ-Limited New Zealand
Partnership Pacific Pty Limited Australia Westpac Syndications Management Pty Limited Australia
Partnership Pacific Securities Pty Limited Australia Westpac Term PIE Fund New Zealand
Pashley Investments Pty Limited Australia Westpac TPS Trust Australia
Qvalent Pty Limited Australia Westpac Unit Trust Australia
RAMS Financial Group Pty Limited Australia Westpac USA Inc. USA

Note: Westpac retains 59.6% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’

BT Investment Management Limited (59.6%)

BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)

Australia Australia

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