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AUB GROUP LIMITED — Major Shareholding Notification 2015
Apr 15, 2015
64456_rns_2015-04-15_8a4545bc-d7c1-4ee9-a9ce-b208b850fc49.pdf
Major Shareholding Notification
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==> picture [87 x 62] intentionally omitted <==
16 April 2015
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam,
Notice of Ceasing to be a Substantial Holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of Austbrokers Holdings Limited.
A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).
Yours faithfully,
Chris Millard Company Secretary
BT Investment Management Limited ABN 28 126 385 822
www.btim.com.au
PO Box 7072 Sydney NSW 2001 Australia
The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999
BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence
Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme AUSTBROKERS HOLDINGS LIMITED (AUB)
ACN/ARSN ACN 000 000 715
1. Details of substantial holder(1)
Name
BT INVESTMENT MANAGEMENT LIMITED (BTT)
ACN/ARSN (if applicable) ACN 126 365 822
The holder ceased to be a substantial holder on 14/04/2015
The previous notice was given to the company on 28/01/2015 The previous notice was dated 23/01/2015
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 14/04/2015 | WBC & its Associates , Advance Asset Management Limited, BT Funds Management Limited, BT Funds Management No.2 Limited, BT Investment Management (Institutional) Limited, BT Investment Management (Fund Services)Limited |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Page 1 of 11
4. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are as follows: | |
|---|---|
| Name | Address |
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 |
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Sydney, SydneyNSW 2000 |
| AUSTBROKERS HOLDINGS LIMITED (AUB) | The Company Secretary, AUSTBROKERS HOLDINGS LIMITED (AUB) Level 21, 111 Pacific Highway NORTH SYDNEY NSW 2060 Tel: +61 2 9935 2222 Fax: +61 2 9954 1724 |
Signature
| Print name Sign here |
Chris Millard CapacityCompanySecretary |
|---|---|
| Date 16/04/2015 |
Page 2 of 11
-
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. (3) See the definition of “associate” in section 9 of the Corporations Act 2001. (4) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
-
(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(6) The voting shares of a company constitute one class unless divided into separate classes. (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Page 3 of 11
ANNEXURE A
This is annexure ‘A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin– Company Secretary, Westpac Banking Corporation 16/04/2015
Sales & Purchases for the period : 24/01/2015 to 14/04/2015 SECURITY: AUB
Advance Asset Management Limited
| Nature of | Class of | Person’s votes | ||||
|---|---|---|---|---|---|---|
| Date | Registered Company | Change | Quantity | Consideration | Securities | affected |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -14,701 | -124,517.47 | Ordinary | 14,701 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -7,179 | -60,806.13 | Ordinary | 7,179 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -2,081 | -17,626.07 | Ordinary | 2,081 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -10,665 | -90,332.55 | Ordinary | 10,665 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -1,530 | -12,959.10 | Ordinary | 1,530 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -1,158 | -9,808.26 | Ordinary | 1,158 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -975 | -8,258.25 | Ordinary | 975 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -855 | -7,241.85 | Ordinary | 855 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -15,732 | -133,250.04 | Ordinary | 15,732 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -113 | -957.11 | Ordinary | 113 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -1,954 | -16,550.38 | Ordinary | 1,954 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -1,516 | -12,840.52 | Ordinary | 1,516 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -1,858 | -15,737.26 | Ordinary | 1,858 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -1,401 | -11,866.47 | Ordinary | 1,401 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,475 | -37,903.25 | Ordinary | 4,475 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -362 | -3,174.74 | Ordinary | 362 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -24,000 | -210,480.00 | Ordinary | 24,000 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -13,892 | -121,832.84 | Ordinary | 13,892 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -13,891 | -121,824.07 | Ordinary | 13,891 |
| 30/01/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -18,855 | -165,358.35 | Ordinary | 18,855 |
| 2/02/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -1,000 | -8,770.00 | Ordinary | 1,000 |
| 2/02/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,951 | -43,420.27 | Ordinary | 4,951 |
| 2/02/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -5,000 | -43,850.00 | Ordinary | 5,000 |
| 2/02/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -2,549 | -22,354.73 | Ordinary | 2,549 |
| 2/02/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -15,000 | -131,550.00 | Ordinary | 15,000 |
| 24/02/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -7,263 | -65,294.37 | Ordinary | 7,263 |
| 24/02/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -809 | -7,272.91 | Ordinary | 809 |
| 25/02/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -13,232 | -119,352.64 | Ordinary | 13,232 |
| 4/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -145 | -1,315.15 | Ordinary | 145 |
| 12/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -3,439 | -29,025.16 | Ordinary | 3,439 |
| 31/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -2,091 | -18,087.15 | Ordinary | 2,091 |
| 31/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -1,035 | -8,952.75 | Ordinary | 1,035 |
| 1/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -89 | -769.85 | Ordinary | 89 |
Page 4 of 11
| 1/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -2,853 | -24,678.45 | Ordinary | 2,853 |
|---|---|---|---|---|---|---|
| 1/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -562 | -4,861.30 | Ordinary | 562 |
| 2/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -592 | -5,120.80 | Ordinary | 592 |
| 7/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -2,139 | -18,502.35 | Ordinary | 2,139 |
| 7/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -442 | -3,823.30 | Ordinary | 442 |
| 13/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,012 | -33,580.44 | Ordinary | 4,012 |
| 13/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,095 | -34,275.15 | Ordinary | 4,095 |
| 13/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,506 | -37,715.22 | Ordinary | 4,506 |
| 13/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,195 | -35,112.15 | Ordinary | 4,195 |
| 13/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -2,606 | -21,812.22 | Ordinary | 2,606 |
| 14/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -11,261 | -95,155.45 | Ordinary | 11,261 |
| 14/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,274 | -36,115.30 | Ordinary | 4,274 |
| 14/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -985 | -8,323.25 | Ordinary | 985 |
| 14/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -3,824 | -32,312.80 | Ordinary | 3,824 |
| 14/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -484 | -4,089.80 | Ordinary | 484 |
| Total | -240,626 | -2,078,817.67 | ||||
| Advance Asset Management Limited Total : |
-240,626 | -2,078,817.67 |
BT Funds Management Limited
| Nature of | Class of | Person’s votes | ||||
|---|---|---|---|---|---|---|
| Date | Registered Company | Change | Quantity | Consideration | Securities | affected |
| 27/01/2015 | BT Portfolio Services Limited | Purchase | 476 | 4,010.92 | Ordinary | 476 |
| 3/02/2015 | BT Portfolio Services Limited | Purchase | 1,000 | 8,856.30 | Ordinary | 1,000 |
| 27/02/2015 | BT Portfolio Services Limited | Purchase | 319 | 3,022.17 | Ordinary | 319 |
| 12/03/2015 | BT Portfolio Services Limited | Purchase | 735 | 6,210.75 | Ordinary | 735 |
| 12/03/2015 | BT Portfolio Services Limited | Sale | -735 | -6,210.75 | Ordinary | 735 |
| 13/03/2015 | BT Portfolio Services Limited | Purchase | 735 | 6,262.20 | Ordinary | 735 |
| 13/03/2015 | BT Portfolio Services Limited | Sale | -735 | -6,262.20 | Ordinary | 735 |
| 25/03/2015 | BT Portfolio Services Limited | Sale | -795 | -6,872.22 | Ordinary | 795 |
| 31/03/2015 | BT Portfolio Services Limited | Sale | -600 | -5,202.00 | Ordinary | 600 |
| 2/04/2015 | BT Portfolio Services Limited | Sale | -225 | -1,946.25 | Ordinary | 225 |
| 10/04/2015 | BT Portfolio Services Limited | Sale | -390 | -3,244.80 | Ordinary | 390 |
| Total | -215 | -1,375.88 | ||||
| BT Funds Management Limited Total : |
-215 | -1,375.88 |
BT Funds Management No.2 Limited
| Nature of | Class of | Person’s votes | ||||
|---|---|---|---|---|---|---|
| Date | Registered Company | Change | Quantity | Consideration | Securities | affected |
| 9/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -5,156 | -45,218.12 | Ordinary | 5,156 |
| 7/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -5,648 | -48,120.96 | Ordinary | 5,648 |
| 8/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,375 | -36,750.00 | Ordinary | 4,375 |
| Total | -15,179 | -130,089.08 |
Page 5 of 11
-15,179 -130,089.08
BT Funds Management No.2 Limited Total :
BT Investment Management (Fund Services) Limited
| Nature of | Class of | Person’s votes | ||||
|---|---|---|---|---|---|---|
| Date | Registered Company | Change | Quantity | Consideration | Securities | affected |
| 11/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,989 | -42,107.16 | Ordinary | 4,989 |
| 11/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -4,618 | -38,975.92 | Ordinary | 4,618 |
| 11/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -6,942 | -58,590.48 | Ordinary | 6,942 |
| 12/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -10,000 | -84,500.00 | Ordinary | 10,000 |
| 13/03/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -9,899 | -84,438.47 | Ordinary | 9,899 |
| 7/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -17,880 | -152,337.60 | Ordinary | 17,880 |
| 7/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -5,163 | -43,988.76 | Ordinary | 5,163 |
| 8/04/2015 | HSBC Custody Nominees (Australia) Limited. |
Sale | -17,846 | -149,906.40 | Ordinary | 17,846 |
| Total | -77,337 | -654,844.79 | ||||
| Nature of | Class of | Person’s votes | ||||
| Date | Registered Company | Change | Quantity | Consideration | Securities | affected |
| 13/03/2015 | National Australian Custodian Services | Purchase | 110,087 | 946,748.20 | Ordinary | 110,087 |
| 13/03/2015 | National Australian Custodian Services | Purchase | 122,643 | 1,054,729.80 | Ordinary | 122,643 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,116 | -9,597.60 | Ordinary | 1,116 |
| 13/03/2015 | National Australian Custodian Services | Sale | -428 | -3,680.80 | Ordinary | 428 |
| 13/03/2015 | National Australian Custodian Services | Sale | -115 | -989.00 | Ordinary | 115 |
| 13/03/2015 | National Australian Custodian Services | Sale | -428 | -3,680.80 | Ordinary | 428 |
| 13/03/2015 | National Australian Custodian Services | Sale | -3,037 | -26,118.20 | Ordinary | 3,037 |
| 13/03/2015 | National Australian Custodian Services | Sale | -524 | -4,506.40 | Ordinary | 524 |
| 13/03/2015 | National Australian Custodian Services | Sale | -48 | -412.80 | Ordinary | 48 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,917 | -16,486.20 | Ordinary | 1,917 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,173 | -10,087.80 | Ordinary | 1,173 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,245 | -10,707.00 | Ordinary | 1,245 |
| 13/03/2015 | National Australian Custodian Services | Sale | -337 | -2,898.20 | Ordinary | 337 |
| 13/03/2015 | National Australian Custodian Services | Sale | -660 | -5,676.00 | Ordinary | 660 |
| 13/03/2015 | National Australian Custodian Services | Sale | -155 | -1,333.00 | Ordinary | 155 |
| 13/03/2015 | National Australian Custodian Services | Sale | -2,607 | -22,420.20 | Ordinary | 2,607 |
| 13/03/2015 | National Australian Custodian Services | Sale | -2,623 | -22,557.80 | Ordinary | 2,623 |
| 13/03/2015 | National Australian Custodian Services | Sale | -141 | -1,212.60 | Ordinary | 141 |
| 13/03/2015 | National Australian Custodian Services | Sale | -88 | -756.80 | Ordinary | 88 |
| 13/03/2015 | National Australian Custodian Services | Sale | -4,370 | -37,582.00 | Ordinary | 4,370 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,925 | -16,555.00 | Ordinary | 1,925 |
| 13/03/2015 | National Australian Custodian Services | Sale | -207 | -1,780.20 | Ordinary | 207 |
| 13/03/2015 | National Australian Custodian Services | Sale | -398 | -3,422.80 | Ordinary | 398 |
| 13/03/2015 | National Australian Custodian Services | Sale | -3,117 | -26,806.20 | Ordinary | 3,117 |
| 13/03/2015 | National Australian Custodian Services | Sale | -23,607 | -203,020.20 | Ordinary | 23,607 |
| 13/03/2015 | National Australian Custodian Services | Sale | -5,173 | -44,487.80 | Ordinary | 5,173 |
| 13/03/2015 | National Australian Custodian Services | Sale | -760 | -6,536.00 | Ordinary | 760 |
| 13/03/2015 | National Australian Custodian Services | Sale | -10,767 | -92,596.20 | Ordinary | 10,767 |
| 13/03/2015 | National Australian Custodian Services | Sale | -460 | -3,956.00 | Ordinary | 460 |
| 13/03/2015 | National Australian Custodian Services | Sale | -2,101 | -18,068.60 | Ordinary | 2,101 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,794 | -15,428.40 | Ordinary | 1,794 |
Page 6 of 11
| 13/03/2015 | National Australian Custodian Services | Sale | -413 | -3,551.80 | Ordinary | 413 |
|---|---|---|---|---|---|---|
| 13/03/2015 | National Australian Custodian Services | Sale | -109 | -937.40 | Ordinary | 109 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,715 | -14,749.00 | Ordinary | 1,715 |
| 13/03/2015 | National Australian Custodian Services | Sale | -193 | -1,659.80 | Ordinary | 193 |
| 13/03/2015 | National Australian Custodian Services | Sale | -12,184 | -104,782.40 | Ordinary | 12,184 |
| 13/03/2015 | National Australian Custodian Services | Sale | -305 | -2,623.00 | Ordinary | 305 |
| 13/03/2015 | National Australian Custodian Services | Sale | -262 | -2,253.20 | Ordinary | 262 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,838 | -15,806.80 | Ordinary | 1,838 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,328 | -11,420.80 | Ordinary | 1,328 |
| 13/03/2015 | National Australian Custodian Services | Sale | -960 | -8,256.00 | Ordinary | 960 |
| 13/03/2015 | National Australian Custodian Services | Sale | -03 | -25.80 | Ordinary | 03 |
| 13/03/2015 | National Australian Custodian Services | Sale | -10,443 | -89,809.80 | Ordinary | 10,443 |
| 13/03/2015 | National Australian Custodian Services | Sale | -85 | -731.00 | Ordinary | 85 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,290 | -11,094.00 | Ordinary | 1,290 |
| 13/03/2015 | National Australian Custodian Services | Sale | -06 | -51.60 | Ordinary | 06 |
| 13/03/2015 | National Australian Custodian Services | Sale | -181 | -1,556.60 | Ordinary | 181 |
| 13/03/2015 | National Australian Custodian Services | Sale | -207 | -1,780.20 | Ordinary | 207 |
| 13/03/2015 | National Australian Custodian Services | Sale | -945 | -8,127.00 | Ordinary | 945 |
| 13/03/2015 | National Australian Custodian Services | Sale | -753 | -6,475.80 | Ordinary | 753 |
| 13/03/2015 | National Australian Custodian Services | Sale | -62 | -533.20 | Ordinary | 62 |
| 13/03/2015 | National Australian Custodian Services | Sale | -134 | -1,152.40 | Ordinary | 134 |
| 13/03/2015 | National Australian Custodian Services | Sale | -1,269 | -10,913.40 | Ordinary | 1,269 |
| 13/03/2015 | National Australian Custodian Services | Sale | -4,081 | -35,096.60 | Ordinary | 4,081 |
| Total | 122,643 | 1,054,729.80 | ||||
| Nature of | Class of | Person’s votes | ||||
| Date | Registered Company | Change | Quantity | Consideration | Securities | affected |
| 13/03/2015 | National Nominees Limited | Sale | -14,227 | -122,352.20 | Ordinary | 14,227 |
| 13/03/2015 | National Nominees Limited | Sale | -2,606 | -22,411.60 | Ordinary | 2,606 |
| 13/03/2015 | National Nominees Limited | Sale | -07 | -60.20 | Ordinary | 07 |
| 13/03/2015 | National Nominees Limited | Sale | -827 | -7,112.20 | Ordinary | 827 |
| 13/03/2015 | National Nominees Limited | Sale | -190 | -1,634.00 | Ordinary | 190 |
| 13/03/2015 | National Nominees Limited | Sale | -1,530 | -13,158.00 | Ordinary | 1,530 |
| 13/03/2015 | National Nominees Limited | Sale | -93 | -799.80 | Ordinary | 93 |
| 13/03/2015 | National Nominees Limited | Sale | -2,607 | -22,420.20 | Ordinary | 2,607 |
| 13/03/2015 | National Nominees Limited | Sale | -730 | -6,278.00 | Ordinary | 730 |
| 13/03/2015 | National Nominees Limited | Sale | -970 | -8,342.00 | Ordinary | 970 |
| 13/03/2015 | National Nominees Limited | Sale | -583 | -5,013.80 | Ordinary | 583 |
| 13/03/2015 | National Nominees Limited | Sale | -183 | -1,573.80 | Ordinary | 183 |
| 13/03/2015 | National Nominees Limited | Sale | -450 | -3,870.00 | Ordinary | 450 |
| 13/03/2015 | National Nominees Limited | Sale | -12,194 | -104,868.40 | Ordinary | 12,194 |
| 13/03/2015 | National Nominees Limited | Sale | -1,226 | -10,543.60 | Ordinary | 1,226 |
| 13/03/2015 | National Nominees Limited | Sale | -795 | -6,837.00 | Ordinary | 795 |
| 13/03/2015 | National Nominees Limited | Sale | -3,970 | -34,142.00 | Ordinary | 3,970 |
| 13/03/2015 | National Nominees Limited | Sale | -11,831 | -101,746.60 | Ordinary | 11,831 |
| 13/03/2015 | National Nominees Limited | Sale | -68 | -584.80 | Ordinary | 68 |
| 13/03/2015 | National Nominees Limited | Sale | -1,123 | -9,657.80 | Ordinary | 1,123 |
| 13/03/2015 | National Nominees Limited | Sale | -7,688 | -66,116.80 | Ordinary | 7,688 |
| 13/03/2015 | National Nominees Limited | Sale | -1,926 | -16,563.60 | Ordinary | 1,926 |
| 13/03/2015 | National Nominees Limited | Sale | -5,840 | -50,224.00 | Ordinary | 5,840 |
Page 7 of 11
| 13/03/2015 | National Nominees Limited | Sale | -2,018 | -17,354.80 | Ordinary | 2,018 |
|---|---|---|---|---|---|---|
| 13/03/2015 | National Nominees Limited | Sale | -4,485 | -38,571.00 | Ordinary | 4,485 |
| 13/03/2015 | National Nominees Limited | Sale | -437 | -3,758.20 | Ordinary | 437 |
| 13/03/2015 | National Nominees Limited | Sale | -129 | -1,109.40 | Ordinary | 129 |
| 13/03/2015 | National Nominees Limited | Sale | -436 | -3,749.60 | Ordinary | 436 |
| 13/03/2015 | National Nominees Limited | Sale | -650 | -5,590.00 | Ordinary | 650 |
| 13/03/2015 | National Nominees Limited | Sale | -2,019 | -17,363.40 | Ordinary | 2,019 |
| 13/03/2015 | National Nominees Limited | Sale | -155 | -1,333.00 | Ordinary | 155 |
| 13/03/2015 | National Nominees Limited | Sale | -660 | -5,676.00 | Ordinary | 660 |
| 13/03/2015 | National Nominees Limited | Sale | -2,095 | -18,017.00 | Ordinary | 2,095 |
| 13/03/2015 | National Nominees Limited | Sale | -3,118 | -26,814.80 | Ordinary | 3,118 |
| 13/03/2015 | National Nominees Limited | Sale | -10,929 | -93,989.40 | Ordinary | 10,929 |
| 13/03/2015 | National Nominees Limited | Sale | -2,880 | -24,768.00 | Ordinary | 2,880 |
| 13/03/2015 | National Nominees Limited | Sale | -144 | -1,238.40 | Ordinary | 144 |
| 13/03/2015 | National Nominees Limited | Sale | -3,338 | -28,706.80 | Ordinary | 3,338 |
| 13/03/2015 | National Nominees Limited | Sale | -511 | -4,394.60 | Ordinary | 511 |
| 13/03/2015 | National Nominees Limited | Sale | -2,104 | -18,094.40 | Ordinary | 2,104 |
| 13/03/2015 | National Nominees Limited | Sale | -293 | -2,519.80 | Ordinary | 293 |
| 13/03/2015 | National Nominees Limited | Sale | -4,435 | -38,141.00 | Ordinary | 4,435 |
| 13/03/2015 | National Nominees Limited | Sale | -670 | -5,762.00 | Ordinary | 670 |
| 13/03/2015 | National Nominees Limited | Sale | -1,268 | -10,904.80 | Ordinary | 1,268 |
| 13/03/2015 | National Nominees Limited | Sale | -3,160 | -27,176.00 | Ordinary | 3,160 |
| 13/03/2015 | National Nominees Limited | Sale | -628 | -5,400.80 | Ordinary | 628 |
| 13/03/2015 | National Nominees Limited | Sale | -02 | -17.20 | Ordinary | 02 |
| 13/03/2015 | National Nominees Limited | Sale | -1,020 | -8,772.00 | Ordinary | 1,020 |
| 13/03/2015 | National Nominees Limited | Sale | -1,371 | -11,790.60 | Ordinary | 1,371 |
| 13/03/2015 | National Nominees Limited | Sale | -334 | -2,872.40 | Ordinary | 334 |
| 13/03/2015 | National Nominees Limited | Sale | -38 | -326.80 | Ordinary | 38 |
| 13/03/2015 | National Nominees Limited | Sale | -315 | -2,709.00 | Ordinary | 315 |
| 13/03/2015 | National Nominees Limited | Sale | -650 | -5,590.00 | Ordinary | 650 |
| 13/03/2015 | National Nominees Limited | Sale | -520 | -4,472.00 | Ordinary | 520 |
| 13/03/2015 | National Nominees Limited | Sale | -167 | -1,436.20 | Ordinary | 167 |
| Total | -122,643 | -1,054,729.80 | ||||
| BT Investment Management (Fund Services) Limited Total : |
-77,337 | -654,844.79 |
Page 8 of 11
ANNEXURE B
This is annexure ‘B ’ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin– Company Secretary Westpac Banking Corporation – 16/04/2015
| Westpac Banking Corporation | Australia | Reinventure Fund ILP | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | RMS Warehouse Trust 2007-1 | Australia |
| 1925 (Industrial) Pty Limited | Australia | Sallmoor Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Securitor Financial Group Limited | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea |
Seed Pool Trust No. 2 | Australia |
| Advance Asset Management Limited | Australia | Series 2007-1G WST Trust | Australia |
| Altitude Administration Pty Limited | Australia | Series 2008-1M WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | Series 2009-1 WST Trust | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2011-1 WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2011-2 WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2011-3 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2012-1 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Series 2013-1 WST Trust | Australia |
| Asgard Wealth Solutions Limited | Australia | Series 2013-2 WST Trust | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | Series 2014-1 WST Trust | Australia |
| Australian Loan Processing Security Trust | Australia | Series 2014-2 WST Trust | Australia |
| Bella Trust No. 2 | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| Bella Trust | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| Belliston Pty Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Finance Holdings Limited | Australia |
| BT Financial Group Pty Limited | Australia | St.George Finance Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | St.George Life Limited | Australia |
| BT Funds Management Limited | Australia | St.George Motor Finance Limited | Australia |
| BT Funds Management No.2 Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Investment Management (Fund Services) Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Investment Management (Institutional) Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Investment Management Limited | Australia | Teuton Pty Limited | Australia |
| BT Long Term Income Fund | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Portfolio Services Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Securities Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Short Term Income Fund | Australia | W2 Investments Pty Limited | Australia |
| BTIM UK Limited | UK | Waratah Receivables Corp Pty Limited | Australia |
| Canning Park Capital Pte. Ltd | Australia | Waratah Securities Australia Limited | Australia |
| Capital Corporate Finance Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| Capital Finance (NZ) Limited | Australia | Westpac Administration Pty Limited | Australia |
| Capital Finance Australia Limited | Australia | Westpac Administration 2 Limited | Australia |
| Capital Finance New Zealand Limited | Australia | Westpac Administration 3 Limited | Australia |
| Capital Fleetlease Limited | Australia | Westpac Administration 4 Limited | Australia |
Page 9 of 11
| Capital Motor Finance Limited | Australia | Westpac Altitude Rewards Trust | Australia |
|---|---|---|---|
| Capital Rent Group Limited | New Zealand | Westpac Americas Inc. | USA |
| Castlereagh Trust | Australia | Westpac Asian Lending Pty Limited | Australia |
| CBA Limited | Australia | Westpac Bank of Tonga | Tonga |
| Challenge Limited | Australia | Westpac Bank Samoa Limited | Samoa |
| Papua New | |||
| Core Infrastructure Income Feeder 1 L P | UK | Westpac Bank-PNG-Limited | Guinea |
| Core Infrastructure Income Feeder 2 L P | UK | Westpac Capital Holdings Inc. | USA |
| Core Infrastructure Income Master L P | UK | Westpac Capital Markets Holding Corp. | USA |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Capital Markets LLC | USA |
| Crusade ABS Series 2013 - 1 Trust | Australia | Westpac Capital Trust IV | USA |
| Crusade ABS Series 2015 - 1 Trust | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP Management Pty Limited | Australia | Westpac Cash PIE Fund | Australia |
| Crusade CP No.1 Pty Limited | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 52 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 53 | Australia | Westpac Covered Bond Trust | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Custodian Nominees Pty Limited | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 57 | Australia | Westpac Delta LLC | USA |
| Crusade CP Trust No. 58 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Europe Limited | UK |
| Crusade Management Limited | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Trust 1A of 2005 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Financial Services Group Limited | Australia |
| Data Republic Pty Limited | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| eQR Securities Pty. Limited | Australia | Westpac Financial Services Limited | Australia |
| Europe Infrastructure Debt LP | UK | Westpac Funds Financing Holdco Pty Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac Funds Financing Pty Limited | Australia |
| General Credit Holdings Pty Limited | Australia | Westpac General Insurance Limited | Australia |
| General Credits Pty Limited | Australia | Westpac General Insurance Services Limited | Australia |
| Halcyon Securities Pty Limited | Australia | Westpac Global Capital Markets Pty Limited | Australia |
| Hastings Advisers LLC | USA | Westpac Group Investment-NZ-Limited | New Zealand |
| Hastings Forestry Investments Limited | New Zealand | Westpac Group Investments Australia Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Investment Capital Corporation | USA |
| Hastings Funds Management (USA) Inc. | UK | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Funds Management Asia Pty. Limited | USA | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Infrastructure 1 Limited | UK | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Infrastructure 2 Limited | UK | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Investment Capital LP | USA | Westpac Life Insurance Services Limited | Australia |
| Hastings Investment Management Pty Ltd | USA | Westpac Life-NZ-Limited | New Zealand |
| Hastings Investment Management (Europe) Ltd | UK | Westpac New Zealand Group Limited | New Zealand |
Page 10 of 11
| Hastings Investments GP LLC | Australia | Westpac New Zealand Limited | New Zealand |
|---|---|---|---|
| Hastings Korea Company Limited | Korea | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac Notice saver PIE Fund | Australia |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Infrastructure GP LLP | UK | Westpac NZ Securitisation Limited | New Zealand |
| Infrastructure GP 2 LLP | UK | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Infrastructure Research and Advisory Services Private | |||
| Limited | India | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| J O Hambro Capital Management Holdings Limited | UK | Westpac Overseas Holdings Pty Limited | Australia |
| J O Hambro Capital Management Limited | UK | Westpac Pacific Limited Partnership | Australia |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Properties Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac RE Limited | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Securities Limited | Australia |
| Mortgage Management Pty Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Nationwide Management Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Net Nominees Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| North Ryde Office Trust | Australia | Westpac Singapore Limited | Singapore |
| Number 120 Limited | New Zealand | Westpac Structured Products Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Partnership Pacific Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Partnership Pacific Securities Pty Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Pashley Investments Pty Limited | Australia | Westpac TPS Trust | Australia |
| Qvalent Pty Limited | Australia | Westpac Unit Trust | Australia |
| RAMS Financial Group Pty Limited | Australia | Westpac USA Inc. | USA |
Note: Westpac retains 59.6% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (59.6%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
Page 11 of 11