AUB GROUP LIMITED — Major Shareholding Notification 2015

May 13, 2015

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme AUSTBROKERS HOLDINGS LIMITED (AUB) ACN/ARSN ACN 000 000 715 1. Details of substantial holder(1) Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B ’ ACN/ARSN (if applicable) ACN 007 457 141 The holder became a substantial holder on 12/05/2015

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person’s votes (5)	Voting power (6)
OrdinaryShares	3,116,050	3,116,050
Total	3,116,050	3,116,050	5.01%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest(7)	Number of securities	Class of securities
BT Funds Management Limited	BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.	26,647	Ordinary
BT Funds Management No.2 Limited	BT Funds Management No 2 Limited is or may be the Manager of various Superannuation funds, Institutional investor portfolios and unit trusts and, in that capacity, can exercise thepower to vote or	355,683	Ordinary

Page 1 of 13

	dispose of the shares.
BT Investment Management (Fund Services) Limited	BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares.	2,134,427	Ordinary
BT Investment Management (Institutional) Limited	BT Investment Management (Institutional) Limited (previously known as BT Investment Management (RE) Limited) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.	599,293	Ordinary

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Persons entitled to be registered as holder(8)	Class and number of securities
BT Funds Management Limited	Asgard Capital Management Limited BT Portfolio Services Limited	See Annexure 'A'	26,647 Ordinary
BT Funds Management No.2 Limited	HSBC Custody Nominees (Australia) Limited.	See Annexure 'A'	355,683 Ordinary
BT Investment Management (Institutional) Limited	National Australia Bank Limited	See Annexure 'A'	599,293 Ordinary
BT Investment Management (Fund Services) Limited	Australia and New Zealand Banking Group Limited National Australian Custodian Services HSBC Custody Nominees (Australia) Limited.	See Annexure 'A'	2,134,427 Ordinary

Page 2 of 13

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration(9)	Consideration(9)	Class and number of securities
		Cash	Non-cash
WBC & associates	See Annexure ‘A’	See Annexure ’A’		See Annexure ’A’

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association

7. Addresses

The addresses of persons named in this form are as follows:

Name	Name	Address
Westpac Banking Corporation (WBC)		Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000
BT Funds Management Limited		Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000
BT Funds Management No.2 Limited		Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000
BT Investment Management (Institutional) Limited		Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000
BT Investment Management (Fund Services) Limited		Level 14, Chifley Tower, 2 Chifley Sydney, SydneyNSW 2000
AUSTBROKERS HOLDINGS LIMITED (AUB)		The Company Secretary, AUSTBROKERS HOLDINGS LIMITED (AUB) Level 21, 111 Pacific Highway NORTH SYDNEY NSW 2060 Tel: +61 2 9935 2222 Fax: +61 2 9954 1724
Signature Print name Sign here	Tim Hartin CapacityCompanySecretary
	Date 14/05/2015

Page 3 of 13

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DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the
person or an associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4)
applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person
giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
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Page 4 of 13

ANNEXURE A

This is annexure ‘A’ referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities.

Tim Hartin – Company Secretary, Westpac Banking Corporation – 12/05/2015

Sales & Purchases for the period : 12/01/2015 to 12/05/2015 SECURITY: AUB

Advance Asset	Management Limited
Date	Registered Company	Quantity	Consideration	Class of Securities
23/01/2015	HSBC Custody Nominees (Australia) Limited.	-28,895	-250,808.60	Ordinary
23/01/2015	HSBC Custody Nominees (Australia) Limited.	-46,573	-404,253.64	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-4,475	-37,903.25	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-362	-3,174.74	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-13,891	-121,824.07	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-13,892	-121,832.84	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-18,855	-165,358.35	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-24,000	-210,480.00	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-14,701	-124,517.47	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-7,179	-60,806.13	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-1,530	-12,959.10	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-2,081	-17,626.07	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-10,665	-90,332.55	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-1,158	-9,808.26	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-113	-957.11	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-15,732	-133,250.04	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-1,954	-16,550.38	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-1,858	-15,737.26	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-855	-7,241.85	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-1,516	-12,840.52	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-1,401	-11,866.47	Ordinary
30/01/2015	HSBC Custody Nominees (Australia) Limited.	-975	-8,258.25	Ordinary
2/02/2015	HSBC Custody Nominees (Australia) Limited.	-1,000	-8,770.00	Ordinary
2/02/2015	HSBC Custody Nominees (Australia) Limited.	-5,000	-43,850.00	Ordinary
2/02/2015	HSBC Custody Nominees (Australia) Limited.	-2,549	-22,354.73	Ordinary
2/02/2015	HSBC Custody Nominees (Australia) Limited.	-4,951	-43,420.27	Ordinary
2/02/2015	HSBC Custody Nominees (Australia) Limited.	-15,000	-131,550.00	Ordinary
24/02/2015	HSBC Custody Nominees (Australia) Limited.	-809	-7,272.91	Ordinary
24/02/2015	HSBC Custody Nominees (Australia) Limited.	-7,263	-65,294.37	Ordinary
25/02/2015	HSBC Custody Nominees (Australia) Limited.	-13,232	-119,352.64	Ordinary
4/03/2015	HSBC Custody Nominees (Australia) Limited.	-145	-1,315.15	Ordinary
12/03/2015	HSBC Custody Nominees (Australia) Limited.	-3,439	-29,025.16	Ordinary
31/03/2015	HSBC Custody Nominees (Australia) Limited.	-1,035	-8,952.75	Ordinary
31/03/2015	HSBC Custody Nominees (Australia) Limited.	-2,091	-18,087.15	Ordinary
1/04/2015	HSBC Custody Nominees (Australia) Limited.	-2,853	-24,678.45	Ordinary
1/04/2015	HSBC Custody Nominees (Australia) Limited.	-562	-4,861.30	Ordinary
1/04/2015	HSBC Custody Nominees (Australia) Limited.	-89	-769.85	Ordinary
2/04/2015	HSBC Custody Nominees (Australia) Limited.	-592	-5,120.80	Ordinary
7/04/2015	HSBC Custody Nominees (Australia) Limited.	-442	-3,823.30	Ordinary
7/04/2015	HSBC Custody Nominees (Australia) Limited.	-2,139	-18,502.35	Ordinary
13/04/2015	HSBC Custody Nominees (Australia) Limited.	-4,012	-33,580.44	Ordinary
13/04/2015	HSBC Custody Nominees (Australia) Limited.	-4,195	-35,112.15	Ordinary
13/04/2015	HSBC Custody Nominees (Australia) Limited.	-4,506	-37,715.22	Ordinary

Page 5 of 13

13/04/2015	HSBC Custody Nominees (Australia) Limited.	-4,095	-34,275.15	Ordinary
13/04/2015	HSBC Custody Nominees (Australia) Limited.	-2,606	-21,812.22	Ordinary
14/04/2015	HSBC Custody Nominees (Australia) Limited.	-484	-4,089.80	Ordinary
14/04/2015	HSBC Custody Nominees (Australia) Limited.	-4,274	-36,115.30	Ordinary
14/04/2015	HSBC Custody Nominees (Australia) Limited.	-3,824	-32,312.80	Ordinary
14/04/2015	HSBC Custody Nominees (Australia) Limited.	-11,261	-95,155.45	Ordinary
14/04/2015	HSBC Custody Nominees (Australia) Limited.	-985	-8,323.25	Ordinary
15/04/2015	HSBC Custody Nominees (Australia) Limited.	-7,415	-63,175.80	Ordinary
15/04/2015	HSBC Custody Nominees (Australia) Limited.	-2,999	-25,551.48	Ordinary
16/04/2015	HSBC Custody Nominees (Australia) Limited.	-1,080	-9,212.40	Ordinary
17/04/2015	HSBC Custody Nominees (Australia) Limited.	-2,374	-20,202.74	Ordinary
21/04/2015	HSBC Custody Nominees (Australia) Limited.	-6,959	-58,246.83	Ordinary
	Total	-336,921	-2,910,269.16	Ordinary
	Advance Asset Management Limited Total :	-336,921	-2,910,269.16

BT Funds Management Limited	BT Funds Management Limited
Date	Registered Company	Quantity	Consideration	Class of Securities
27/01/2015	BT Portfolio Services Limited	476	4,010.92	Ordinary
3/02/2015	BT Portfolio Services Limited	1,000	8,856.30	Ordinary
27/02/2015	BT Portfolio Services Limited	319	3,022.17	Ordinary
12/03/2015	BT Portfolio Services Limited	-735	-6,210.75	Ordinary
12/03/2015	BT Portfolio Services Limited	735	6,210.75	Ordinary
13/03/2015	BT Portfolio Services Limited	-735	-6,262.20	Ordinary
13/03/2015	BT Portfolio Services Limited	735	6,262.20	Ordinary
25/03/2015	BT Portfolio Services Limited	-795	-6,872.22	Ordinary
31/03/2015	BT Portfolio Services Limited	-600	-5,202.00	Ordinary
2/04/2015	BT Portfolio Services Limited	-225	-1,946.25	Ordinary
10/04/2015	BT Portfolio Services Limited	-390	-3,244.80	Ordinary
16/04/2015	BT Portfolio Services Limited	400	3,420.00	Ordinary
16/04/2015	BT Portfolio Services Limited	-400	-3,420.00	Ordinary
11/05/2015	BT Portfolio Services Limited	-432	-3,968.31	Ordinary
	Total	-647	-5,344.18	Ordinary
	BT Funds Management Limited Total :	-647	-5,344.18
BT Funds Management No.2 Limited

Date	Registered Company	Quantity	Consideration	Class of Securities
15/01/2015	HSBC Custody Nominees (Australia) Limited.	18	179.46	Ordinary
22/01/2015	HSBC Custody Nominees (Australia) Limited.	239	2,380.44	Ordinary
23/01/2015	HSBC Custody Nominees (Australia) Limited.	42,262	368,524.64	Ordinary
23/01/2015	HSBC Custody Nominees (Australia) Limited.	6,222	54,193.62	Ordinary
23/01/2015	HSBC Custody Nominees (Australia) Limited.	36,224	315,873.28	Ordinary
9/03/2015	HSBC Custody Nominees (Australia) Limited.	-5,156	-45,218.12	Ordinary
7/04/2015	HSBC Custody Nominees (Australia) Limited.	-5,648	-48,120.96	Ordinary
8/04/2015	HSBC Custody Nominees (Australia) Limited.	-4,375	-36,750.00	Ordinary
	Total	69,786	611,062.36	Ordinary
	BT Funds Management No.2 Limited Total :	69,786	611,062.36

Page 6 of 13

BT Investment	Management(Fund Services) Limited
Date	Registered Company	Quantity	Consideration	Class of Securities
15/01/2015	Australia and New Zealand Banking Group Limited	02	19.94	Ordinary
22/01/2015	Australia and New Zealand Banking Group Limited	31	308.76	Ordinary
23/01/2015	Australia and New Zealand Banking Group Limited	4,127	35,987.44	Ordinary
23/01/2015	Australia and New Zealand Banking Group Limited	709	6,175.39	Ordinary
23/01/2015	Australia and New Zealand Banking Group Limited	4,814	41,978.08	Ordinary
	Total	9,683	84,469.61	Ordinary
Date	Registered Company	Quantity	Consideration	Class of Securities
15/01/2015	HSBC Custody Nominees (Australia) Limited.	97	967.09	Ordinary
22/01/2015	HSBC Custody Nominees (Australia) Limited.	1,306	13,007.76	Ordinary
23/01/2015	HSBC Custody Nominees (Australia) Limited.	210,188	1,832,839.36	Ordinary
23/01/2015	HSBC Custody Nominees (Australia) Limited.	30,948	269,557.08	Ordinary
23/01/2015	HSBC Custody Nominees (Australia) Limited.	180,160	1,570,995.20	Ordinary
11/03/2015	HSBC Custody Nominees (Australia) Limited.	-4,618	-38,975.92	Ordinary
11/03/2015	HSBC Custody Nominees (Australia) Limited.	-4,989	-42,107.16	Ordinary
11/03/2015	HSBC Custody Nominees (Australia) Limited.	-6,942	-58,590.48	Ordinary
12/03/2015	HSBC Custody Nominees (Australia) Limited.	-10,000	-84,500.00	Ordinary
13/03/2015	HSBC Custody Nominees (Australia) Limited.	-9,899	-84,438.47	Ordinary
7/04/2015	HSBC Custody Nominees (Australia) Limited.	-5,163	-43,988.76	Ordinary
7/04/2015	HSBC Custody Nominees (Australia) Limited.	-17,880	-152,337.60	Ordinary
8/04/2015	HSBC Custody Nominees (Australia) Limited.	-17,846	-149,906.40	Ordinary
	Total	345,362	3,032,521.70	Ordinary
Date	Registered Company	Quantity	Consideration	Class of Securities
15/01/2015	National Australian Custodian Services	06	59.82	Ordinary
22/01/2015	National Australian Custodian Services	85	846.60	Ordinary
23/01/2015	National Australian Custodian Services	1,794	15,625.74	Ordinary
23/01/2015	National Australian Custodian Services	10,443	91,062.96	Ordinary
23/01/2015	National Australian Custodian Services	12,184	106,244.48	Ordinary
13/03/2015	National Australian Custodian Services	110,087	946,748.20	Ordinary
13/03/2015	National Australian Custodian Services	122,643	1,054,729.80	Ordinary
13/03/2015	National Australian Custodian Services	-1,290	-11,094.00	Ordinary
13/03/2015	National Australian Custodian Services	-960	-8,256.00	Ordinary
13/03/2015	National Australian Custodian Services	-207	-1,780.20	Ordinary
13/03/2015	National Australian Custodian Services	-193	-1,659.80	Ordinary
13/03/2015	National Australian Custodian Services	-109	-937.40	Ordinary
13/03/2015	National Australian Custodian Services	-1,269	-10,913.40	Ordinary
13/03/2015	National Australian Custodian Services	-1,328	-11,420.80	Ordinary
13/03/2015	National Australian Custodian Services	-1,715	-14,749.00	Ordinary
13/03/2015	National Australian Custodian Services	-181	-1,556.60	Ordinary
13/03/2015	National Australian Custodian Services	-262	-2,253.20	Ordinary
13/03/2015	National Australian Custodian Services	-134	-1,152.40	Ordinary
13/03/2015	National Australian Custodian Services	-945	-8,127.00	Ordinary
13/03/2015	National Australian Custodian Services	-62	-533.20	Ordinary
13/03/2015	National Australian Custodian Services	-305	-2,623.00	Ordinary
13/03/2015	National Australian Custodian Services	-753	-6,475.80	Ordinary
13/03/2015	National Australian Custodian Services	-1,838	-15,806.80	Ordinary
13/03/2015	National Australian Custodian Services	-03	-25.80	Ordinary
13/03/2015	National Australian Custodian Services	-4,081	-35,096.60	Ordinary
13/03/2015	National Australian Custodian Services	-06	-51.60	Ordinary

Page 7 of 13

13/03/2015	National Australian Custodian Services	-85	-731.00	Ordinary
13/03/2015	National Australian Custodian Services	-10,443	-89,809.80	Ordinary
13/03/2015	National Australian Custodian Services	-12,184	-104,782.40	Ordinary
13/03/2015	National Australian Custodian Services	-1,116	-9,597.60	Ordinary
13/03/2015	National Australian Custodian Services	-428	-3,680.80	Ordinary
13/03/2015	National Australian Custodian Services	-524	-4,506.40	Ordinary
13/03/2015	National Australian Custodian Services	-428	-3,680.80	Ordinary
13/03/2015	National Australian Custodian Services	-3,037	-26,118.20	Ordinary
13/03/2015	National Australian Custodian Services	-115	-989.00	Ordinary
13/03/2015	National Australian Custodian Services	-660	-5,676.00	Ordinary
13/03/2015	National Australian Custodian Services	-337	-2,898.20	Ordinary
13/03/2015	National Australian Custodian Services	-2,607	-22,420.20	Ordinary
13/03/2015	National Australian Custodian Services	-1,173	-10,087.80	Ordinary
13/03/2015	National Australian Custodian Services	-48	-412.80	Ordinary
13/03/2015	National Australian Custodian Services	-155	-1,333.00	Ordinary
13/03/2015	National Australian Custodian Services	-1,917	-16,486.20	Ordinary
13/03/2015	National Australian Custodian Services	-1,245	-10,707.00	Ordinary
13/03/2015	National Australian Custodian Services	-4,370	-37,582.00	Ordinary
13/03/2015	National Australian Custodian Services	-760	-6,536.00	Ordinary
13/03/2015	National Australian Custodian Services	-5,173	-44,487.80	Ordinary
13/03/2015	National Australian Custodian Services	-207	-1,780.20	Ordinary
13/03/2015	National Australian Custodian Services	-2,101	-18,068.60	Ordinary
13/03/2015	National Australian Custodian Services	-460	-3,956.00	Ordinary
13/03/2015	National Australian Custodian Services	-413	-3,551.80	Ordinary
13/03/2015	National Australian Custodian Services	-23,607	-203,020.20	Ordinary
13/03/2015	National Australian Custodian Services	-88	-756.80	Ordinary
13/03/2015	National Australian Custodian Services	-3,117	-26,806.20	Ordinary
13/03/2015	National Australian Custodian Services	-2,623	-22,557.80	Ordinary
13/03/2015	National Australian Custodian Services	-1,925	-16,555.00	Ordinary
13/03/2015	National Australian Custodian Services	-398	-3,422.80	Ordinary
13/03/2015	National Australian Custodian Services	-141	-1,212.60	Ordinary
13/03/2015	National Australian Custodian Services	-10,767	-92,596.20	Ordinary
13/03/2015	National Australian Custodian Services	-1,794	-15,428.40	Ordinary
8/05/2015	National Australian Custodian Services	3,000	26,970.00	Ordinary
11/05/2015	National Australian Custodian Services	7,810	72,633.00	Ordinary
12/05/2015	National Australian Custodian Services	55,518	525,200.28	Ordinary
	Total	213,483	1,893,372.68	Ordinary
Date	Registered Company	Quantity	Consideration	Class of Securities
15/01/2015	National Nominees Limited	07	69.79	Ordinary
22/01/2015	National Nominees Limited	93	926.28	Ordinary
23/01/2015	National Nominees Limited	2,095	18,247.45	Ordinary
23/01/2015	National Nominees Limited	12,194	106,331.68	Ordinary
23/01/2015	National Nominees Limited	14,227	124,059.44	Ordinary
13/03/2015	National Nominees Limited	-14,227	-122,352.20	Ordinary
13/03/2015	National Nominees Limited	-190	-1,634.00	Ordinary
13/03/2015	National Nominees Limited	-1,530	-13,158.00	Ordinary
13/03/2015	National Nominees Limited	-730	-6,278.00	Ordinary
13/03/2015	National Nominees Limited	-2,607	-22,420.20	Ordinary
13/03/2015	National Nominees Limited	-2,606	-22,411.60	Ordinary
13/03/2015	National Nominees Limited	-827	-7,112.20	Ordinary
13/03/2015	National Nominees Limited	-07	-60.20	Ordinary
13/03/2015	National Nominees Limited	-93	-799.80	Ordinary
13/03/2015	National Nominees Limited	-7,688	-66,116.80	Ordinary

Page 8 of 13

13/03/2015	National Nominees Limited	-450	-3,870.00	Ordinary
13/03/2015	National Nominees Limited	-583	-5,013.80	Ordinary
13/03/2015	National Nominees Limited	-5,840	-50,224.00	Ordinary
13/03/2015	National Nominees Limited	-970	-8,342.00	Ordinary
13/03/2015	National Nominees Limited	-795	-6,837.00	Ordinary
13/03/2015	National Nominees Limited	-3,970	-34,142.00	Ordinary
13/03/2015	National Nominees Limited	-1,926	-16,563.60	Ordinary
13/03/2015	National Nominees Limited	-2,018	-17,354.80	Ordinary
13/03/2015	National Nominees Limited	-183	-1,573.80	Ordinary
13/03/2015	National Nominees Limited	-1,123	-9,657.80	Ordinary
13/03/2015	National Nominees Limited	-1,226	-10,543.60	Ordinary
13/03/2015	National Nominees Limited	-68	-584.80	Ordinary
13/03/2015	National Nominees Limited	-4,485	-38,571.00	Ordinary
13/03/2015	National Nominees Limited	-11,831	-101,746.60	Ordinary
13/03/2015	National Nominees Limited	-12,194	-104,868.40	Ordinary
13/03/2015	National Nominees Limited	-660	-5,676.00	Ordinary
13/03/2015	National Nominees Limited	-1,020	-8,772.00	Ordinary
13/03/2015	National Nominees Limited	-520	-4,472.00	Ordinary
13/03/2015	National Nominees Limited	-670	-5,762.00	Ordinary
13/03/2015	National Nominees Limited	-3,160	-27,176.00	Ordinary
13/03/2015	National Nominees Limited	-10,929	-93,989.40	Ordinary
13/03/2015	National Nominees Limited	-437	-3,758.20	Ordinary
13/03/2015	National Nominees Limited	-4,435	-38,141.00	Ordinary
13/03/2015	National Nominees Limited	-650	-5,590.00	Ordinary
13/03/2015	National Nominees Limited	-628	-5,400.80	Ordinary
13/03/2015	National Nominees Limited	-315	-2,709.00	Ordinary
13/03/2015	National Nominees Limited	-511	-4,394.60	Ordinary
13/03/2015	National Nominees Limited	-650	-5,590.00	Ordinary
13/03/2015	National Nominees Limited	-293	-2,519.80	Ordinary
13/03/2015	National Nominees Limited	-167	-1,436.20	Ordinary
13/03/2015	National Nominees Limited	-1,268	-10,904.80	Ordinary
13/03/2015	National Nominees Limited	-38	-326.80	Ordinary
13/03/2015	National Nominees Limited	-1,371	-11,790.60	Ordinary
13/03/2015	National Nominees Limited	-3,118	-26,814.80	Ordinary
13/03/2015	National Nominees Limited	-144	-1,238.40	Ordinary
13/03/2015	National Nominees Limited	-3,338	-28,706.80	Ordinary
13/03/2015	National Nominees Limited	-2,880	-24,768.00	Ordinary
13/03/2015	National Nominees Limited	-2,104	-18,094.40	Ordinary
13/03/2015	National Nominees Limited	-436	-3,749.60	Ordinary
13/03/2015	National Nominees Limited	-334	-2,872.40	Ordinary
13/03/2015	National Nominees Limited	-129	-1,109.40	Ordinary
13/03/2015	National Nominees Limited	-155	-1,333.00	Ordinary
13/03/2015	National Nominees Limited	-2,019	-17,363.40	Ordinary
13/03/2015	National Nominees Limited	-02	-17.20	Ordinary
13/03/2015	National Nominees Limited	-2,095	-18,017.00	Ordinary
	Total	-94,027	-805,095.16	Ordinary
	BT Investment Management (Fund Services)
	Limited Total :	474,501	4,205,268.83

Page 9 of 13

BT Investment Management (Institutional) Limited

Date	Registered Company	Quantity	Consideration	Class of Securities
15/01/2015	National Australia Bank Limited	35	348.95	Ordinary
22/01/2015	National Australia Bank Limited	463	4,611.48	Ordinary
23/01/2015	National Australia Bank Limited	9,766	85,061.86	Ordinary
23/01/2015	National Australia Bank Limited	56,850	495,732.00	Ordinary
23/01/2015	National Australia Bank Limited	66,325	578,354.00	Ordinary
	Total	133,439	1,164,108.29	Ordinary
	BT Investment Management (Institutional) Limited
	Total :	133,439	1,164,108.29

Page 10 of 13

ANNEXURE B

This is the annexure ‘B’ (being 3 pages) referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities

Tim Hartin – Company Secretary, Westpac Banking Corporation – 14/05/2015

Westpac Banking Corporation	Australia	Reinventure Fund ILP	Australia
1925 (Commercial) Pty Limited	Australia	RMS Warehouse Trust 2007-1	Australia
1925 (Industrial) Pty Limited	Australia	Sallmoor Pty Limited	Australia
1925 Advances Pty Limited	Australia	Securitor Financial Group Limited	Australia
A.G.C. (Pacific) Limited	Papua New Guinea	Seed Pool Trust No. 2	Australia
Advance Asset Management Limited	Australia	Series 2007-1G WST Trust	Australia
Altitude Administration Pty Limited	Australia	Series 2008-1M WST Trust	Australia
Altitude Rewards Pty Limited	Australia	Series 2009-1 WST Trust	Australia
Aotearoa Financial Services Limited	New Zealand	Series 2011-1 WST Trust	Australia
Ascalon Capital Managers (Asia) Limited	Hong Kong	Series 2011-2 WST Trust	Australia
Ascalon Capital Managers Limited	Australia	Series 2011-3 WST Trust	Australia
Ascalon Funds Seed Pool Trust	Australia	Series 2012-1 WST Trust	Australia
Asgard Capital Management Limited	Australia	Series 2013-1 WST Trust	Australia
Asgard Wealth Solutions Limited	Australia	Series 2013-2 WST Trust	Australia
Australian Loan Processing Security Company Pty Ltd	Australia	Series 2014-1 WST Trust	Australia
Australian Loan Processing Security Trust	Australia	Series 2014-2 WST Trust	Australia
Bella Trust No. 2	Australia	SIE-Lease (Australia) Pty Limited	Australia
Bella Trust	Australia	SIE-Lease (New Zealand) Pty Limited	New Zealand
Belliston Pty Limited	Australia	Sixty Martin Place (Holdings) Pty Limited	Australia
Bill Acceptance Corporation Pty Limited	Australia	St.George Business Finance Pty Limited	Australia
BT (Queensland) Pty Limited	Australia	St.George Custodial Pty Limited	Australia
BT Australia Pty Limited	Australia	St.George Equity Finance Limited	Australia
BT Financial Group (NZ) Limited	New Zealand	St.George Finance Holdings Limited	Australia
BT Financial Group Pty Limited	Australia	St.George Finance Limited	Australia
BT Funds Management (NZ) Limited	New Zealand	St.George Life Limited	Australia
BT Funds Management Limited	Australia	St.George Motor Finance Limited	Australia
BT Funds Management No.2 Limited	Australia	St.George Security Holdings Pty Limited	Australia
BT Investment Management (Fund Services) Limited	Australia	Sydney Capital Corp Inc.	USA
BT Investment Management (Institutional) Limited	Australia	Tavarua Funding Trust IV	USA
BT Investment Management Limited	Australia	Teuton Pty Limited	Australia
BT Long Term Income Fund	Australia	The Home Mortgage Company Limited	New Zealand
BT Portfolio Services Limited	Australia	The Mortgage Company Pty Limited	Australia
BT Private Nominees Pty Limited	Australia	The Warehouse Financial Services Limited	New Zealand
BT Securities Limited	Australia	Value Nominees Pty Limited	Australia
BT Short Term Income Fund	Australia	W2 Investments Pty Limited	Australia
BTIM UK Limited	UK	Waratah Receivables Corp Pty Limited	Australia
Canning Park Capital Pte. Ltd	Australia	Waratah Securities Australia Limited	Australia
Capital Corporate Finance Limited	Australia	Westpac (NZ) Investments Limited	New Zealand
Capital Finance (NZ) Limited	Australia	Westpac Administration Pty Limited	Australia

Page 11 of 13

Capital Finance Australia Limited	Australia	Westpac Administration 2 Limited	Australia
Capital Finance New Zealand Limited	Australia	Westpac Administration 3 Limited	Australia
Capital Fleetlease Limited	Australia	Westpac Administration 4 Limited	Australia
Capital Motor Finance Limited	Australia	Westpac Altitude Rewards Trust	Australia
Capital Rent Group Limited	New Zealand	Westpac Americas Inc.	USA
Castlereagh Trust	Australia	Westpac Asian Lending Pty Limited	Australia
CBA Limited	Australia	Westpac Bank of Tonga	Tonga
Challenge Limited	Australia	Westpac Bank Samoa Limited	Samoa
			Papua New
Core Infrastructure Income Feeder 1 L P	UK	Westpac Bank-PNG-Limited	Guinea
Core Infrastructure Income Feeder 2 L P	UK	Westpac Capital Holdings Inc.	USA
Core Infrastructure Income Master L P	UK	Westpac Capital Markets Holding Corp.	USA
Crusade ABS Series 2012 - 1 Trust	Australia	Westpac Capital Markets LLC	USA
Crusade ABS Series 2013 - 1 Trust	Australia	Westpac Capital Trust IV	USA
Crusade ABS Series 2015 - 1 Trust	Australia	Westpac Capital-NZ-Limited	New Zealand
Crusade CP Management Pty Limited	Australia	Westpac Cash PIE Fund	Australia
Crusade CP No.1 Pty Limited	Australia	Westpac Cook Cove Trust I	Australia
Crusade CP Trust No. 52	Australia	Westpac Cook Cove Trust II	Australia
Crusade CP Trust No. 53	Australia	Westpac Covered Bond Trust	Australia
Crusade CP Trust No. 55	Australia	Westpac Custodian Nominees Pty Limited	Australia
Crusade CP Trust No. 56	Australia	Westpac Debt Securities Pty Limited	Australia
Crusade CP Trust No. 57	Australia	Westpac Delta LLC	USA
Crusade CP Trust No. 58	Australia	Westpac Direct Equity Investments Pty Limited	Australia
Crusade Euro Trust 1E of 2006	Australia	Westpac Equipment Finance (No.1) Pty Limited	Australia
Crusade Euro Trust 1E of 2007	Australia	Westpac Equipment Finance Limited	Australia
Crusade Global Trust 1 of 2006	Australia	Westpac Equity Holdings Pty Limited	Australia
Crusade Global Trust 1 of 2007	Australia	Westpac Equity Investments NZ Limited	New Zealand
Crusade Global Trust 2 of 2005	Australia	Westpac Equity Pty Limited	Australia
Crusade Global Trust 2 of 2006	Australia	Westpac Europe Limited	UK
Crusade Management Limited	Australia	Westpac Finance (HK) Limited	Hong Kong
Crusade Trust 1A of 2005	Australia	Westpac Financial Consultants Limited	Australia
Crusade 2P Trust of 2008	Australia	Westpac Financial Holdings Pty Limited	Australia
Danaby Pty Limited	Australia	Westpac Financial Services Group Limited	Australia
Data Republic Pty Limited	Australia	Westpac Financial Services Group-NZ-Limited	New Zealand
eQR Securities Pty. Limited	Australia	Westpac Financial Services Limited	Australia
Europe Infrastructure Debt LP	UK	Westpac Funds Financing Holdco Pty Limited	Australia
G.C.L. Investments Pty Limited	Australia	Westpac Funds Financing Pty Limited	Australia
General Credit Holdings Pty Limited	Australia	Westpac General Insurance Limited	Australia
General Credits Pty Limited	Australia	Westpac General Insurance Services Limited	Australia
Halcyon Securities Pty Limited	Australia	Westpac Global Capital Markets Pty Limited	Australia
Hastings Advisers LLC	USA	Westpac Group Investment-NZ-Limited	New Zealand
Hastings Forestry Investments Limited	New Zealand	Westpac Group Investments Australia Pty Limited	Australia
Hastings Forests Australia Pty Limited	Australia	Westpac Holdings-NZ-Limited	New Zealand
Hastings Funds Management (UK) Limited	Singapore	Westpac Investment Capital Corporation	USA
Hastings Funds Management (USA) Inc.	UK	Westpac Investment Vehicle No.2 Pty Limited	Australia
Hastings Funds Management Asia Pty. Limited	USA	Westpac Investment Vehicle No.3 Pty Limited	Australia
Hastings Funds Management Limited	Australia	Westpac Investment Vehicle Pty Limited	Australia

Page 12 of 13

Hastings Infrastructure 1 Limited	UK	Westpac Leasing Nominees-Vic.-Pty Limited	Australia
Hastings Infrastructure 2 Limited	UK	Westpac Lenders Mortgage Insurance Limited	Australia
Hastings Investment Capital LP	USA	Westpac Life Insurance Services Limited	Australia
Hastings Investment Management Pty Ltd	USA	Westpac Life-NZ-Limited	New Zealand
Hastings Investment Management (Europe) Ltd	UK	Westpac New Zealand Group Limited	New Zealand
Hastings Investments GP LLC	Australia	Westpac New Zealand Limited	New Zealand
Hastings Korea Company Limited	Korea	Westpac Nominees-NZ-Limited	New Zealand
Hastings Management Pty Limited	Australia	Westpac Notice saver PIE Fund	Australia
Hastings Private Equity Fund IIA Pty Limited	Australia	Westpac NZ Covered Bond Holdings Limited	New Zealand
Hickory Trust	Australia	Westpac NZ Covered Bond Limited	New Zealand
Hitton Pty Limited	Australia	Westpac NZ Operations Limited	New Zealand
HLT Custodian Trust	New Zealand	Westpac NZ Securitisation Holdings Limited	New Zealand
Infrastructure GP LLP	UK	Westpac NZ Securitisation Limited	New Zealand
Infrastructure GP 2 LLP	UK	Westpac NZ Securitisation No. 2 Limited	New Zealand
Infrastructure Research and Advisory Services Private
Limited	India	Westpac Overseas Holdings No. 2 Pty Limited	Australia
J O Hambro Capital Management Holdings Limited	UK	Westpac Overseas Holdings Pty Limited	Australia
J O Hambro Capital Management Limited	UK	Westpac Pacific Limited Partnership	Australia
JOHCM (Singapore) Pte Limited	Singapore	Westpac Properties Limited	Australia
JOHCM (USA) Inc	USA	Westpac RE Limited	Australia
Magnitude Group Pty Limited	Australia	Westpac Securities Administration Limited	Australia
MIF Custodian Trust	New Zealand	Westpac Securities Limited	Australia
Mortgage Management Pty Limited	Australia	Westpac Securities NZ Limited	New Zealand
Nationwide Management Pty Limited	Australia	Westpac Securitisation Holdings Pty Limited	Australia
Net Nominees Limited	Australia	Westpac Securitisation Management Pty Limited	Australia
North Ryde Office Trust	Australia	Westpac Singapore Limited	Singapore
Number 120 Limited	New Zealand	Westpac Structured Products Limited	Australia
Oniston Pty Limited	Australia	Westpac Superannuation Nominees-NZ-Limited	New Zealand
Partnership Pacific Pty Limited	Australia	Westpac Syndications Management Pty Limited	Australia
Partnership Pacific Securities Pty Limited	Australia	Westpac Term PIE Fund	New Zealand
Pashley Investments Pty Limited	Australia	Westpac TPS Trust	Australia
Qvalent Pty Limited	Australia	Westpac Unit Trust	Australia
RAMS Financial Group Pty Limited	Australia	Westpac USA Inc.	USA

Note: Westpac retains 59.6% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’

BT Investment Management Limited (59.6%) BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)

Australia Australia

Page 13 of 13