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AUB GROUP LIMITED Major Shareholding Notification 2009

Sep 6, 2009

64456_rns_2009-09-06_8fd3bfff-d96d-4765-b54d-f8e5f52c577c.pdf

Major Shareholding Notification

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FORM 604

Corporations Act 2001 Section 671B

Notice of change of interests of Substantial Holder

To: Austbrokers Holdings Limited ACN/ARSN: 000 000 715

1. Details of substantial holder

Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA), and its subsidiaries

There was a change in the interests of the substantial holder on 02/09/2009 The previous notice was given to the company on 27/06/2008 The previous notice was dated 24/06/2008

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities Previous Notice Present Notice
Person's votes Voting Power Person's votes Voting Power
Fully paid ordinary shares 2,662,465 5.31% 1,990,469 3.96%

For the securities (if any) listed below see NOTE 1 at the end of this form

Class of securities Previous Notice Present Notice
Person's votes Voting Power Person's votes Voting Power
Fully paid ordinary shares 1,037,307 2.07% see note 1 at the end of 1,146,462 2.28% see note 1 at the end of
this form this form
For the securities (if any) listed below see NOTE 2 at the end of this form
Class of securities Previous Notice Present Notice
Person's votes Voting Power Person's votes Voting Power
Fully paid ordinary shares 0 0.00% see note 2 at the end of 0 0.00% see note 2 at the end of
this form this form
Class of securities Previous Notice Present Notice
Person's votes Voting Power Person's votes Voting Power
Grand TOTAL 3,699,772 7.38% 3,136,931 6.24%

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial shareholder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant Nature of change Consideration given in Class and number of Person's votes affected
interest changed relation to change securities affected
See annexure “B” to this
notice.

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant Registered holder of Person entitled to be Nature of relevant interest Class and number Person's votes
interest securities registered as holder of Shares
Colonial First State Citicorp Nominees Pty Power to exercise voting rights pursuant to 1,990,469 Fully 1,990,469
Investment Limited (1) Limited position held as the responsible entity of a paid ordinary
managed investment scheme shares
Colonial First State Citicorp Nominees Pty Power to exercise voting rights pursuant to 1,146,462 Fully 1,146,462
Investment Limited (3) Limited position held as the responsible entity of a paid ordinary
managed investment scheme shares* See note
1 on the last page
of this form.
Grand Total 3,136,931

5. Changes in association

The persons who have become associates(2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of Association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address Colonial First State Investment Limited (1) Level 29, 52 Martin Place, Sydney NSW 2000 Colonial First State Investment Limited (3) Level 29, 52 Martin Place, Sydney NSW 2000

7. Signature

NOTE 1--(This note is relevant to section 2 3 4 and 5)

The relevant interests in these securitites are /were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by external managers (unrelated to the Commonwealth Bank Group) to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission has granted certain relief to CFS and its related bodies corporate for these holdings from the provisions of Chapter 6 of the Corporations Act in relation to the acquisition of such securities.

NOTE 2--(This note is relevant to section 2 3 4 and 5)

452 Capital Pty Ltd ("452 Capital") is the investment manager in relation to the securities. Exercise of voting and disposal powers by 452 Capital is subject to any client direction. Capital 121 has a relevant interest in more than 20% of the shares in 452 Capital by virtue of the Exclusivity Agreement attached as Annexure A and therefore, by virtue of s608(3)(a) has a deemed relevant interest in the securities.

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................................................................................. John Damien Hatton – Company Secretary

Dated the 7 day of September 2009.

Annexure A

This is the annexure mark A referred to in Form 604, Notice of change of interests of Substantial Holder of Commonwealth Bank of Australia ACN 123 123 124 and certain other companies dated 02/09/2009

John Damien Hatton – Company Secretary

SCHEDULE ASB Bank Limited ASB Capital Limited ASB Capital No.2 Limited ASB Group (Life) Limited ASB Holdings Limited Avanteos Investments Ltd (ACN 096 259 979) Avanteos Pty Limited (ACN 066 862 97) Burdekin Investments Limited CBA (Delaware) Finance Incorporated CBA (Europe) Finance Limited CBA Asia Limited CBA Capital Trust 1 CBA Capital Trust II CBA Funding (NZ) Limited CBA Funding Trust 1 CBA Investments Limited (ACN 000 835 423) CBA NZ Holding Limited CBA USD Funding Limited CBCL Australia Limited CBFC Leasing Pty Limited(ACN 008 520 965) CBFC Limited (ACN 008 519 462) CFS Managed Property Limited(ACN 006 464 428) CMG Asia Life Holdings Limited Collateral Leasing Pty Limited(ACN 002 681 218) Colonial AFS Services Pty Limited (ACN 083 514 667) Colonial Fiji Life Limited Colonial Finance Limited (ACN 067 105 435) Colonial First State (UK) Holdings Limited Colonial First State Asset Management (Australia) Limited (ACN 114 194 311) Colonial First State Group Limited (ACN 004 405 556) Colonial First State Investments (NZ) Limited Colonial First State Investments Limited (ACN 002 348 352) Colonial First State Property Limited (ACN 085 313 926) Colonial First State Property Management Pty Ltd (ACN 101 504 045) Colonial First State Property Retail Trust Colonial Holding Company Limited (ACN 074 706 782) CommBank Europe Limited CommBankManConsult(Asia)Co Ltd CommCapital S.a.r.l CommInternational Limited Commonwealth Financial Planning Limited(ACN 003 900 169) Commonwealth Insurance Holdings Limited (ACN 088 327 959) Commonwealth Insurance Limited (ACN 067 524 216) Commonwealth Managed Investments Limited (ACN 084 098 180) Commonwealth Securities Limited ( ACN 067 254 399) CommTrading Limited Copacabana Beach Pty Ltd(ACN 123 047 978) Crystal Avenue Pty Limited(ACN 123 019 956) CTB Australia Limited D Compartment ABI Lux Co eCommlegal Pty Ltd Financial Wisdom Limited(ACN 006 646 108) First State (HK) LLC First State Investment Holdings (Singapore) Ltd First State Investment Managers ( Asia) Limited (ACN 054 571 701) First State Investments (Cayman) Limited Fringe Pty Ltd (ACN 078 791 901) FS Investments (Bermuda) Ltd Greenwood Lending Pty Ltd(ACN 112 461 131) Group Treasury Services NZ Limited(ACN 1761530) GT Funding No6 Ltd Partnership(NSWLP 00000537) GT Investments No 3 Pty Ltd(ACN 126 767 931) GT Operating No.2 Pty Limited(ACN 100 915 517) GT Operating No4 Pty Ltd(ACN 121 276 088) Harboard Beach Pty Ltd(ACN 123 178 450) Hemisphere Lane Pty Ltd(ACN 100 915 400) Homepath Pty Limited (ACN 081 986 530) IWL Limited(ACN 078 119 212) Jacques Martin Administration and Consulting Pty Limited(ACN 006 787 748) Kiwi Income Properties Limited Kiwi Property Management Limited Lily Pty Ltd(ACN 124 503 117) Loft No 3 Pty Ltd(ACN 118 488 234) Luca Limited Partnership M-Land Pty Ltd(ACN 106 099 923) Medallion Series Trust 2006 1G Medallion Trust Series 2003-1G Medallion Trust Series 2004-1G Medallion Trust Series 2005-1G Medallion Trust Series 2005-2G Medallion Trust Series 2007 4P Medallion Trust Series 2007 5P Medallion Trust Series 2007-1G Medallion Trust Series 2008-1R MIS Funding No1 Pty Limited(ACN 119 268 905) National Bank of Fiji Limited Newport Limited Padang Pty Ltd(ACN 106 099 496) Pavillion and Park Limited PERLS II Trust (ARSN 107 133 488) PERLS III Trust (formally Preferred Capital Limited ) Pontoon (Funding)PLC Prime Investment Entity Limited(ACN 065 915 139) PT Astra CMG Life PT Bank Commonwealth Securitisation Advisory Services Pty Ltd(ACN 064 133 946) Series 2001-IG Medallion Trust Series 2002-IG Medallion Trust Share Investments Pty Limited(ACN 010 035 837) SHIELD Series 21 SHIELD Series 50 Sovereign Group Limited Sovereign Limited Sparad (No. 24) Pty Limited ( ACN 057 975 087) Watermark Limited

End of Annexure A

Annexure B

This is the annexure mark B referred to in Form 604, Notice of change of interests of Substantial Holderof Commonwealth Bank of Australia ACN 123 123 124 and certain other companies dated 02/09/2009

John Damien Hatton – Company Secretary

Colonial First State Investment Limited (3)

Date Registered Company Transaction type Quantity Consideration
25 Jun 2008 Citicorp Nominees Pty Limited BUY 6100 25725
26 Jun 2008 Citicorp Nominees Pty Limited BUY 6218 26223
01 Jul 2008 Citicorp Nominees Pty Limited BUY 18500 77885
15 Jul 2008 Citicorp Nominees Pty Limited BUY 19000 76190
15 Jul 2008 Citicorp Nominees Pty Limited BUY 26000 104260
12 Sep 2008 Citicorp Nominees Pty Limited BUY 20000 80200
10 Oct 2008 Citicorp Nominees Pty Limited BUY 10000 38206
13 Oct 2008 Citicorp Nominees Pty Limited BUY 5000 19128
04 Nov 2008 Citicorp Nominees Pty Limited SELL -40000 -150400
24 Nov 2008 Citicorp Nominees Pty Limited BUY 2770 9896
09 Jan 2009 Citicorp Nominees Pty Limited BUY 28500 99873
09 Jan 2009 Citicorp Nominees Pty Limited SELL -28500 -99057
26 Feb 2009 Citicorp Nominees Pty Limited SELL -30000 -113640
26 Feb 2009 Citicorp Nominees Pty Limited SELL -26000 -98488
27 Feb 2009 Citicorp Nominees Pty Limited SELL -20000 -76148
03 Mar 2009 Citicorp Nominees Pty Limited SELL -13582 -50318
18 Mar 2009 Citicorp Nominees Pty Limited BUY 3364 12082
01 Apr 2009 Citicorp Nominees Pty Limited SELL -3105 -10862
01 Apr 2009 Citicorp Nominees Pty Limited SELL -95 -331
02 Apr 2009 Citicorp Nominees Pty Limited SELL -39905 -137108
02 Apr 2009 Citicorp Nominees Pty Limited SELL -3029 -10449
21 May 2009 Citicorp Nominees Pty Limited BUY 90000 343227
18 Jun 2009 Citicorp Nominees Pty Limited BUY 48350 188271
24 Jun 2009 Citicorp Nominees Pty Limited BUY 7900 30524
25 Jun 2009 Citicorp Nominees Pty Limited BUY 6500 25115
25 Jun 2009 Citicorp Nominees Pty Limited BUY 23000 88913
26 Jun 2009 Citicorp Nominees Pty Limited BUY 4204 16252
23 Jul 2009 Citicorp Nominees Pty Limited BUY 7950 31910
29 Jul 2009 Citicorp Nominees Pty Limited SELL -2239 -9465
12 Aug 2009 Citicorp Nominees Pty Limited SELL -6746 -29542
26 Aug 2009 Citicorp Nominees Pty Limited SELL -9231 -42987
27 Aug 2009 Citicorp Nominees Pty Limited SELL -1769 -8263
Total 109155 456822
Entity Total 109155 456822

Colonial First State Investment Limited (1)

Date Registered Company Transaction type Quantity Consideration
26 Jun 2008 Citicorp Nominees Pty Limited BUY 6091 25648
30 Jun 2008 Citicorp Nominees Pty Limited BUY 29726 125467
01 Jul 2008 Citicorp Nominees Pty Limited BUY 15472 64839
02 Jul 2008 Citicorp Nominees Pty Limited BUY 94496 397625
14 Jul 2008 Citicorp Nominees Pty Limited BUY 197000 795944
31 Jul 2008 Citicorp Nominees Pty Limited SELL -74899 -298982
15 Oct 2008 Citicorp Nominees Pty Limited SELL -100000 -384211
16 Oct 2008 Citicorp Nominees Pty Limited BUY 164502 623463
16 Oct 2008 Citicorp Nominees Pty Limited SELL -164502 -623463
29 Oct 2008 Citicorp Nominees Pty Limited BUY 162423 617207
29 Oct 2008 Citicorp Nominees Pty Limited SELL -164502 -625108
27 Feb 2009 Citicorp Nominees Pty Limited SELL -135397 -513190
10 Mar 2009 Citicorp Nominees Pty Limited SELL -75000 -265704
24 Mar 2009 Citicorp Nominees Pty Limited SELL -17560 -63086
06 Apr 2009 Citicorp Nominees Pty Limited BUY 22071 77668
14 Jul 2009 Citicorp Nominees Pty Limited SELL -15860 -62901
25 Aug 2009 Citicorp Nominees Pty Limited SELL -14108 -65932
26 Aug 2009 Citicorp Nominees Pty Limited SELL -53895 -252120
27 Aug 2009 Citicorp Nominees Pty Limited SELL -14882 -71359
28 Aug 2009 Citicorp Nominees Pty Limited SELL -257280 -1236938
31 Aug 2009 Citicorp Nominees Pty Limited SELL -45821 -221452
01 Sep 2009 Citicorp Nominees Pty Limited SELL -5920 -28317
02 Sep 2009 Citicorp Nominees Pty Limited SELL -220842 -1013270
Total -668687 -2998172
Date Registered Company Transaction type Quantity Consideration
26 Jun 2008 Citigroup Global Market Limited BUY 50 210
30 Jun 2008 Citigroup Global Market Limited BUY 245 1032
01 Jul 2008 Citigroup Global Market Limited BUY 128 536
14 Jul 2008 Citigroup Global Market Limited BUY 3000 12102
28 Aug 2008 Citigroup Global Market Limited BUY 2185 8104
29 Oct 2008 Citigroup Global Market Limited BUY 2079 7900
27 Feb 2009 Citigroup Global Market Limited SELL -2753 -10451
25 Aug 2009 Citigroup Global Market Limited SELL -112 -524
26 Aug 2009 Citigroup Global Market Limited SELL -428 -2005
27 Aug 2009 Citigroup Global Market Limited SELL -118 -567
28 Aug 2009 Citigroup Global Market Limited SELL -3687 -17754
31 Aug 2009 Citigroup Global Market Limited SELL -655 -3170
01 Sep 2009 Citigroup Global Market Limited SELL -85 -407
02 Sep 2009 Citigroup Global Market Limited SELL -3158 -14512
Total -3309 -19506
Entity Total -671996 -3017678
Grand Total -562841 -2560856

End of Annexure B