AUB GROUP LIMITED — Director's Dealing 2020

Dec 17, 2020

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity:	AUB Group Limited (ASX: AUB)
ABN:	60 000 000 715

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Michael Emmett
Date of last notice	19 December 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		N/A
Date of change		18 December 2020
No. of securities held prior to change			76,029 200,000 276,029
		FY2020 3 Year Performance Options expiring 31 August 2026	76,029
		FY2020 5 Year Performance Options expiring 31 August 2028	200,000
		Total	276,029
Class		Unquoted Performance Options under the AUB Group Limited Long Term Incentive Plan.
Number acquired		78,795 FY2021 Performance Options subject to a 3 year performance period and expiring on 31 August 2027.
Number disposed		Nil

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		Nil consideration. Performance Options form part of Mr Emmett’s incentive arrangements.	Nil consideration. Performance Options form part of Mr Emmett’s incentive arrangements.
No. of securities held after change			76,029 200,000 78,795 354,824
		FY2020 3 Year Performance Options expiring 31 August 2026	76,029
		FY2020 5 Year Performance Options expiring 31 August 2028	200,000
		FY2021 3 Year Performance Options expiring 31 August 2027	78,795
		Total	354,824
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		Grant of Performance Options as long term incentive to Mr Emmett as approved by shareholders at the Company’s 2020 AGM.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

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