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ASSOCIATE GLOBAL PARTNERS LIMITED — Director's Dealing 2023
Nov 29, 2023
64401_rns_2023-11-29_40980b35-5576-4030-bd05-1108ae97d079.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Associate Global Partners Limited (the “Company”)
ABN 56 080 277 998
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Martin Francis Switzer |
|---|---|
| Date of last notice | 7 November 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect interest |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | 1. Barcom Holdings Pty Ltd (ACN 613 555847) - controlled entity2. Hopewell Super Fund – trustee andbeneficiary3. Switzer Family Super Fund – joint trusteeand beneficiary4. Switzer Financial Group Pty Ltd (ACN 112294 649) – trustee and beneficiary |
| Date of change | 24 November 2023 |
| No. of securities held prior to change | Ordinary Shares held in the Company:Directly held by Martin Switzer130,303Indirect holdings:7,620,280Total direct and indirect shares7,750,583Units held in listed funds managed by theCompany’s subsidiary (Responsibleentity) – all held indirectly:WCM Quality Global Growth Fund: 25,321unitsSwitzer Dividend Growth Fund: 62,450 units |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Ordinary Shares | Ordinary Shares | ||
|---|---|---|---|---|
| Number acquired | Ordinary Shares in the Company:Directly held by Martin Switzer: 521,718Indirect holdings: 1,266,356 | |||
| Number disposed | Nil | |||
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | $0.20 per share | |||
| No. of securities held after change | Ordinary Shares held in the Company:Directly held by Martin Switzer652,021Indirect holdings:8,886,636Total direct and indirect shares9538657 | |||
| ,, | ||||
| Units held in listed funds managed by theCompany’s subsidiary (Responsibleentity) – all held indirectly: | ||||
| WCM Quality Global Growth Fund: 25,321unitsSwitzer Dividend Growth Fund: 62,450 units | ||||
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back | Take up of entitlement, and top-up facility,underthestandardnon-renounceableentitlement offer announced on 30 October2023. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
| Interest acquired | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Interest disposed | N/A |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | N/A |
| If prior written clearance was provided, on what date was thisprovided? | N/A |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3