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ASSOCIATE GLOBAL PARTNERS LIMITED — Director's Dealing 2022
Sep 18, 2022
64401_rns_2022-09-18_56c5853b-e190-4dc1-8d74-645f796062c0.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Contango Asset Management Limited (the “Company”)
ABN 56 080 277 998
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| We (the entity) give ASX the followingthe director for the purposes of section | information under listing rule 3.19A.2 and as agent for205G of the Corporations Act. |
|---|---|
| Name of Director | Martin Francis Switzer |
| Date of last notice | 7 April 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect interest |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Martin Switzer has the following indirectinterests:1. In holdings of Ordinary Shares held viacontrolled entity Barcom Holdings Pty Ltd(ACN 613 555 847)2. As a director of the corporate trustee and abeneficiary of the superannuation fund, inholdingsofOrdinarySharesheldviacontrolled entity Hopewell Super Fund3. As Trustee, in Ordinary Shares held jointlyby Peter William Switzer, Maureen ElizabethSwitzer and Martin Francis Switzer ATFSwitzer Family Super Fund4. As a director of the corporate trustee and abeneficiary of the discretionary trust, thatholds shares in Switzer Financial Group PtyLtd ACN 112 294 649. |
| Date of change | 16 September 2022 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | 7,313,440 Ordinary Shares held in theCompany:130,303 Ordinary Shares held directly byMartin Francis Switzer196,502 Ordinary Shares held indirectly (viacontrolled entity Barcom Holdings Pty LtdACN 613 555 847)168,150 Ordinary Shares held indirectly (viacontrolled entity Hopewell Super Fund)651,817 Ordinary Shares held jointly by PeterWilliam Switzer, Maureen Elizabeth Switzerand Martin Francis Switzer ATF SwitzerFamily Super Fund6,166,668 Ordinary Shares held indirectly viaSwitzer Financial Group Pty LtdUnits held in listed funds managed byCompany’s subsidiary (Responsibleentity):7,300 units - Hopewell Super Fund - WCMQuality Global Growth Fund10,000 units - Switzer Family Super Fund -WCM Quality Global Growth Fund62,450 units - Switzer Family Super Fund –Switzer Dividend Growth Fund |
|---|---|
| Class | Ordinary SharesUnits |
| Number acquired | Ordinary Shares25,000 – Barcom Holdings Pty25,000– Hopewell Super Fund65,000 - Switzer Family Super Fund |
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | $0.45 per share- 25,000 – Barcom HoldingsPty$0.45 per share 25,000– Hopewell SuperFund$0.46 per share 65,000 - Switzer FamilySuper Fund |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change 7,428,440 Ordinary Shares held in the Company : 130,303 Ordinary Shares held directly by Martin Francis Switzer 221,502 Ordinary Shares held indirectly (via controlled entity Barcom Holdings Pty Ltd ACN 613 555 847) 193,150 Ordinary Shares held indirectly (via controlled entity Hopewell Super Fund 716,817 Ordinary Shares held jointly by Peter William Switzer, Maureen Elizabeth Switzer and Martin Francis Switzer ATF Switzer Family Super Fund 6,166,668 Ordinary Shares held indirectly via Switzer Financial Group Pty Ltd Units held in listed funds managed by Company’s subsidiary (Responsible entity): 7,300 units - Hopewell Super Fund - WCM Quality Global Growth Fund 10,000 units - Switzer Family Super Fund - WCM Quality Global Growth Fund 62,450 units - Switzer Family Super Fund – Switzer Dividend Growth Fund Nature of change On-market trade Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
| Interest acquired | N/A |
|---|---|
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | N/A |
| If prior written clearance was provided, on what date was thisprovided? | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011