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ArrowMark Financial Corp. — Director's Dealing 2023
May 8, 2023
33872_dirs_2023-05-08_493dacb3-8d05-4cf0-94fa-6259adb8b033.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ArrowMark Financial Corp. (BANX)
CIK: 0001578987
Period of Report: 2023-05-05
Reporting Person: Staggs Dana (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-05 | Common Stock | P | 2000 | $15.025 | Acquired | 5501 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $15.40. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
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