ArrowMark Financial Corp. — Director's Dealing 2014

Dec 12, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StoneCastle Financial Corp. (BANX)
CIK: 0001578987
Period of Report: 2014-12-10

Reporting Person: Henry Emil (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-12-10	Common Stock	P	100	$19.35	Acquired	100	Direct
2014-12-11	Common Stock	P	9900	$19.5073	Acquired	10000	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.10 to $19.60 inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp,, any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.