ArrowMark Financial Corp. — Director's Dealing 2013

Nov 6, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: StoneCastle Financial Corp. (BANX)
CIK: 0001578987
Period of Report: 2013-11-06

Reporting Person: Shilowitz George (Director, President, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4000	Indirect

Footnotes

F1: 4,000 Common Shares are owned by StoneCastle Asset Management LLC. George Shilowitz is a Managing Partner of Stone Castle Partners, LLC which is the 100% owner of StoneCastle Asset Management LLC, and is a Manager of StoneCastle Asset Management LLC, and has the power to direct voting and investment in the shares owned by StoneCastle Asset Management LLC. Mr. Shilowitz disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.