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Aptech Ltd. Legal Proceedings Report 2021

Apr 30, 2021

60838_rns_2021-04-30_091c103d-c09d-4700-8fcc-274a0a043c20.pdf

Legal Proceedings Report

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Aptech Limited Regd. office: Aptech House A-65, MIDC, Moroi, Andheri (E), Mumbai - 400 093. T: 91 22 2827 2300 F: 91 22 2827 2399 www aptech-worldwide corn

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April 30, 2021

To, BSE Limited 25[th] Floor, P J Towers, Dalal Street, Mumbai – 400 001 Scrip Code: 532475 Email: [email protected]

To,

National Stock Exchange of India Limited Exchange Plaza, Plot no. C/1, G Block, Bandra-Kurla Complex Bandra (E), Mumbai - 400 051. Symbol: APTECHT Email: [email protected]

Dear Sir/Madam,

Sub: Disclosure of Order passed by the Adjudicating Officer of Securities Exchange Board of India.

The Adjudicating Officer of SEBI has imposed a monetary penalty of Rs 1 Crore on the Company on April 28, 2021 for alleged failure to close the trading window as prescribed under SEBI (Prohibition of Insider Trading) Regulations, 2015. The matter pertains to the strategic alliance entered between Aptech and Montana International Pre-school Pvt Ltd which was informed by way of a Press Release issued by Aptech in September 2016.

The Order is available on the SEBI website (www.sebi.gov.in). The Company will take appropriate legal advice in this regard and shall keep the investors informed about the developments.

This is for your information and records.

Yours faithfully

For Aptech Limited

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A K Biyani Company Secretary & Compliance Officer Membership No.: F8378

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