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APPEN LIMITED Major Shareholding Notification 2025

Feb 12, 2025

64403_rns_2025-02-12_04c9b583-7307-458b-ab49-28413f05c560.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B Notice of ceasing to be a substantial holder

To: Company Name/Scheme Appen Limited ACN/ARSN 138 878 298

1. Details of substantial holder (1)

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on 11 February 2025 The previous notice was given to the company on 10 February 2025 The previous notice was dated 04 February 2025

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of Change
(4)
Consideration
given in
relation to
change (5)
Class (6) and
Number of
securities affected
Person’s
votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name: Florian Naef Capacity: Authorised signatory Sign Here: Date: 13 February 2025 Print Name: Dominic Eichrodt Capacity: Authorised signatory Date: 13 February 2025 Sign Here:

Contact details for this notice:

--------------------------------------------------------------Florian Naef Group Compliance, Regulatory & Governance (T) + 852 3712 4687 ---------------------------------------------------------------

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APX - Appendix A
Date of change Person whose relevant interest changed Nature of Change Consideration given in relation to change Number of securities Class
05-Feb-25 UBS Securities Australia Ltd Buy 3,196 1,105 Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 2,226,059 764,623 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 1,744,956 (605,450) Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 58,096 (20,278) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 25,650 9,000 Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 5,606 1,967 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 36,040 (12,514) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 27,390 9,530 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 65,001 (22,569) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 3,869,604 1,343,559 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 3,953,269 (1,370,347) Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 206,249 (71,200) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 205,365 71,200 Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 191,655 65,620 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 5,766 (2,009) Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 25,074 (8,726) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 26 9 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 213,908 (74,054) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 223,123 77,133 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 8,528 (2,961) Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 56,348 (19,635) Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 129,023 (45,015) Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 141,054 (48,864) Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 24,313 (8,442) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 18,504 6,434 Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 24,482 8,442 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 34,546 (11,995) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 1,772,597 614,082 Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 137,242 47,663 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 1,886,706 (653,513) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 120,870 42,016 Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 148,363 (51,772) Ordinary
05-Feb-25 UBS Securities Australia Ltd Sell 279,108 (97,267) Ordinary
05-Feb-25 UBS Securities Australia Ltd Buy 2,295 796 Ordinary
05-Feb-25 UBS Switzerland AG Right to borrow N/A (8,557) Ordinary
05-Feb-25 UBS AG Singapore Branch Right to borrow N/A (15,152) Ordinary
06-Feb-25 UBS AG London Branch Sell 12,139 (4,186) Ordinary
06-Feb-25 UBS AG London Branch Sell 8,013 (2,763) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 792 (275) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 1,642,608 568,445 Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 2,305,634 (805,862) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 327,275 (117,113) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 7,101 (2,545) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 14,817 5,092 Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 323 (111) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 10,518 3,627 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 241,091 85,717 Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 55,225 (19,583) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 4,000,021 1,409,755 Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 4,370,098 (1,530,038) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 561,938 (201,896) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 836,933 (297,766) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 283,255 96,674 Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 1,311 (468) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 19,255 (6,874) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 642,130 (226,670) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 744,157 262,601 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 8,261 2,961 Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 7,733 (2,665) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 120,475 (42,734) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 28,363 10,166 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 93,190 33,120 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 21,772 7,624 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 37,117 13,311 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 32,618 11,092 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 83,661 28,456 Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 219,830 (78,770) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 101,929 (36,217) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 17,412 (6,088) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 128,742 45,611 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 1,406,036 492,407 Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 1,486,286 (517,100) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 249,592 89,122 Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 77,214 27,677 Ordinary
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06-Feb-25 UBS Securities Australia Ltd Sell 22,324 (7,857) Ordinary
06-Feb-25 UBS Securities Australia Ltd Sell 45,008 (15,851) Ordinary
06-Feb-25 UBS Securities Australia Ltd Buy 11,960 4,309 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 2,615,720 900,457 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 1,273,178 (439,135) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 683,138 232,118 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 446,583 (151,617) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 39,359 13,297 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 63,025 (22,601) Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 10,103 (3,570) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 17,714 6,406 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 7,211 2,436 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 10,220 3,542 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 25,969 (8,941) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 4,539,756 1,562,181 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 2,700,942 (922,456) Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 603,560 (217,821) Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 6,274 (2,296) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 517,045 176,622 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 125,065 42,140 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 130 (44) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 52,011 17,535 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 13,897 4,695 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 19,247 6,491 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 9,321 3,230 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 67,613 23,779 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 21,260 (7,158) Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 73,269 (25,506) Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 211,567 (71,472) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 544,530 185,028 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 68,608 23,090 Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 1,589,140 550,255 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 390,757 (138,717) Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 43,949 (15,804) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 274,808 94,604 Ordinary
07-Feb-25 UBS Securities Australia Ltd Sell 2,562 (920) Ordinary
07-Feb-25 UBS Securities Australia Ltd Buy 42 15 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 4,307 (1,423) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 1,282,312 424,711 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 1,774,166 (592,091) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 21,280 7,000 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 33,217 (11,222) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 18,432 6,269 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 8,152 (2,772) Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 8,047 (2,728) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 10,428 3,547 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 63,214 (21,046) Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 23,851 (7,946) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 7,832 2,646 Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 2,839,905 942,480 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 2,780,594 (925,541) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 497,527 164,307 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 72,720 (24,321) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 116,227 38,808 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 57,433 (19,196) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 247 82 Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 1,528 507 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 53,462 (17,951) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 1,438 477 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 380,437 (126,596) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 448,849 149,023 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 72,990 (24,300) Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 17,571 (5,936) Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 118,971 (39,754) Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 31,626 (10,523) Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 54,922 (18,215) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 34,850 11,791 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 83,862 (28,101) Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 103,865 (35,073) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 109,149 36,076 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 1,364,542 (453,581) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 4,410 1,505 Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 469,506 156,783 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 148,147 (49,367) Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 117,299 38,879 Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 8,120 2,711 Ordinary
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10-Feb-25 UBS Securities Australia Ltd Buy 86,170 28,449 Ordinary
10-Feb-25 UBS Securities Australia Ltd Buy 23,228 7,635 Ordinary
10-Feb-25 UBS Securities Australia Ltd Sell 46,332 (15,332) Ordinary
10-Feb-25 UBS AG Singapore Branch Collateral received N/A 7,499 Ordinary
10-Feb-25 UBS AG Singapore Branch Collateral received N/A 15,152 Ordinary
10-Feb-25 UBS Switzerland AG Collateral received N/A 8,557 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 350 (117) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 983,022 333,572 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 1,841,873 (626,950) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 2,920 (1,000) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 20,703 7,090 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 45,325 (15,065) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 8,730 2,907 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 21,133 (7,202) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 325,082 (111,100) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 3,353,978 1,139,711 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 3,995,379 (1,359,046) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 846,578 (289,289) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 11,697 3,992 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 102,896 (34,553) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 83,037 28,371 Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 776,312 263,532 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 919,084 (315,251) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 1,305 (447) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 29,637 (10,097) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 29,019 (9,851) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 791 271 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 52,840 (17,911) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 130,231 (44,440) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 99,873 34,203 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 304,947 (104,376) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 62,920 21,493 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 26,035 (8,870) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 951,278 325,344 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 1,364,750 (464,360) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 164,016 56,157 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 324,097 (110,532) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 4,723 (1,559) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 321 110 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 186 (63) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 126 (43) Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 3,797 (1,296) Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 7,996 2,743 Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 52,026 17,740 Ordinary
11-Feb-25 UBS Securities Australia Ltd Buy 26,313 8,957 Ordinary
11-Feb-25 UBS Securities Australia Ltd Sell 22,823 (7,817) Ordinary
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