APPEN LIMITED — Major Shareholding Notification 2023

Dec 6, 2023

604 Page 1 of 3

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme APPEN LTD ACN/ARSN/ ABN 60 138 878 298

1. Details of substantial holder (1)

Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA There was a change in the interests of the 04/12/2023 substantial holder on The previous notice was given to the company on 31/10/2023 The previous notice was dated 27/10/2023

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power(5)	Person’s votes	Voting power(5)
Ordinary	14,195,263	9.05%	14,327,874	7.96%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

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Date of Person whose relevant Nature of change (6) Consideration given in Class and number of Person's votes
change interest changed relation to change (7) securities affected affected
See JPMORGAN CHASE 290,546 290,546
Appendix BANK,N.A Securities on Loan as Agent Lender See Appendix (Ordinary) (Ordinary)
See J.P. MORGAN Holder of securities subject to an obligation to 415,501 415,501
Appendix SECURITIES PLC return under a securities lending agreement See Appendix (Ordinary) (Ordinary)
See J.P. MORGAN Holder of securities subject to an obligation to 80,000 80,000
Appendix SECURITIES LLC return under a securities lending agreement See Appendix (Ordinary) (Ordinary)
J.P. MORGAN
See SECURITIES AUSTRALIA Holder of securities subject to an obligation to 461,361 461,361
Appendix LIMITED return under a securities lending agreement See Appendix (Ordinary) (Ordinary)
J.P. MORGAN
See SECURITIES AUSTRALIA Purchase and sales of securities in its 638,927 638,927
Appendix LIMITED capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
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604 Page 2 of 3

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

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Holder of relevant Registered Person entitled to be Nature of relevant interest (6) Class and Person's votes
interest holder of registered as holder number of
securities (8) securities
JPM Nominees Various Borrowers
JPMORGAN CHASE BANK,N.A Australia Pty Limited under the Securities Lending Agreement Securities on Loan as Agent Lender 1,936,029 (Ordinary) 1,936,029 (Ordinary)
J.P. MORGAN JPM Nominees JPM Nominees Holder of securities subject to an 3,343,187 3,343,187
SECURITIES PLC Australia Pty Limited Australia Pty Limited obligation to return under a securities lending agreement (Ordinary) (Ordinary)
JPM Nominees Purchase and sales of securities
J.P. MORGAN J.P. MORGAN 97 97
SECURITIES PLC Australia Pty Limited SECURITIES PLC in its capacity as Principal/Proprietary (Ordinary) (Ordinary)
J.P. MORGAN Holder of securities subject to an 3,495,846 3,495,846
SECURITIES LLC Citi Australia Citi Australia obligation to return under a (Ordinary) (Ordinary)
securities lending agreement
J.P. MORGAN
SECURITIES Ecapital J.P. MORGAN Purchase and sales of securities 2,538,148 2,538,148
AUSTRALIA LIMITED Nominees Pty Ltd SECURITIES AUSTRALIA LIMITED in its capacity as Principal/Proprietary (Ordinary) (Ordinary)
J.P. MORGAN
SECURITIES Ecapital Ecapital Nominees Holder of securities subject to an 3,014,567 3,014,567
AUSTRALIA LIMITED Nominees Pty Ltd Pty Ltd obligation to return under a securities lending agreement (Ordinary) (Ordinary)
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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
J.P. MORGAN SECURITIES PLC	Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES LLC	Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A.	Subsidiary of JPMorgan Chase & Co.

6. Addresses

The addresses of persons named in this form are as follows:

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Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
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Signature

re
print name sign here	Vasim Pathan capacity Compliance Officer
	date 06/12/2023

604 Page 3 of 3

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 14,195,263
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,711) 0.90 $ 32,139.90
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (482) 0.91 $ 436.21
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,498 0.93 $ 4,166.35
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120) 0.90 $ 108.00
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32,117 0.93 $ 29,711.02
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 0.92 $ 2,748.65
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 0.92 $ 916.62
30-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 50,000 - $ -
30-Oct-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (560,000) - $ -
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 299 0.91 $ 272.09
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,787 0.90 $ 7,037.50
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,000) 0.91 $ 1,823.21
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,000) 0.91 $ 15,427.94
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 0.91 $ 910.78
31-Oct-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 17,341 - $ -
31-Oct-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (12,220) - $ -
01-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,567 0.90 $ 15,748.10
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,080 0.95 $ 3,887.68
02-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,048 0.98 $ 2,981.93
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,641) 1.05 $ 4,884.92
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 325 1.04 $ 336.38
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,543 1.06 $ 1,631.19
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,000) 1.04 $ 5,207.93
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,000) 1.04 $ 9,361.44
03-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,000) 1.04 $ 4,151.71
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 645 1.07 $ 686.93
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 1.06 $ 518.87
06-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 878 1.05 $ 925.37
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 653 1.04 $ 677.84
07-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.05 $ 2,095.28
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 391 1.05 $ 408.60
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,420 1.04 $ 5,630.12
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,939 1.03 $ 18,545.25
08-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 314 1.04 $ 327.21
08-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 55,000 - $ -
09-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
10-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,240 0.95 $ 18,343.03
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,093 0.93 $ 26,932.09
13-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 0.95 $ 947.57
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,564 0.93 $ 43,467.63
14-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 0.93 $ 927.37
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,915 1.00 $ 7,940.39
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,936 1.00 $ 14,946.44
15-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 0.98 $ 984.93
15-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1) - $ -
15-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1 - $ -
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,574 1.01 $ 1,589.74
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,870 1.01 $ 2,903.62
16-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,000 1.02 $ 3,045.52
16-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,208 1.02 $ 4,277.60
17-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 1.02 $ 1,015.82
20-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (600,000) - $ -
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,722 0.96 $ 1,660.45
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,099 0.97 $ 6,861.28
20-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000 0.95 $ 949.74
21-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 11,486 - $ -
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (554) 0.63 $ 349.02
23-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,662 0.62 $ 25,778.45
23-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - $ -
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,022 0.61 $ 8,619.74
24-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,069) 0.61 $ 5,533.34
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,433 0.61 $ 880.12
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,822 0.61 $ 22,628.52
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 76,080 0.62 $ 46,801.75
27-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,000) 0.61 $ 18,272.04
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 10,621 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 27,816 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 65,753 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 82,192 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 41,597 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 68,493 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 6,933 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 8,963 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 9,967 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 18,278 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 2,308 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow 2,582 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 13,699 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 82,191 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 108,050 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 389 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 4,717 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 54,795 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 29,041 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 362 - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 4,751 - $ -
28-Nov-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,004) - $ -
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,077 0.65 $ 697.24
28-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,934 0.65 $ 3,188.47
28-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 209 - $ -
28-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (209) - $ -
28-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 37 - $ -
28-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (37) - $ -
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,922 0.63 $ 2,461.31
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,142 0.63 $ 719.46
29-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,000) 0.63 $ 12,615.62
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (300,000) - $ -
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (50,000) - $ -
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (15,008) - $ -
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (355,689) - $ -
30-Nov-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (106,000) - $ -
30-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 16,603 - $ -
30-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 739 - $ -
30-Nov-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 22,658 - $ -
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 130,949 0.60 $ 79,056.92
01-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,000) 0.61 $ 12,218.38
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,068 - $ -
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,278 - $ -
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (333,971) - $ -
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,698 - $ -
01-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 346,416 - $ -
04-Dec-23 J.P. MORGAN SECURITIES LLC Equity Borrow 80,000 - $ -
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 118,263 0.62 $ 73,607.60
04-Dec-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 128,963 0.61 $ 79,021.69
04-Dec-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (209) - $ -
Balance at End of relevant period 14,327,874
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1/1

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice	filed with ASX.
Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Limited (Borrower)
Transfer date	Settlement Date 10-Nov-2023 04-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice	filed with ASX.
Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Australian Master Securities Lending Agreement (“AMSLA”)
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower)
Transfer date	Settlement Date 24-Oct-2023 21-Nov-2023 04-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower)
Transfer date	Settlement Date 26-May-2023 29-May-2023 11-Jul-2023 17-Jul-2023 09-Aug-2023 13-Nov-2023 16-Nov-2023 28-Nov-2023 01-Dec-2023 04-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Institutional Account Agreement
Parties to agreement	JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and GOLDMAN SACHS BANK USA ( AGENCY LENDING AS AGENT),State Street Bank and Trust Co (As Agent), BROWN BROTHERS HARRIMAN & CO(AS AGENT)(herein referred to as “JPMS”). “ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time to time.
Transfer date	Settlement date: 06-Apr-2023 22-Jun-2023 21-Jul-2023 09-Oct-2023 3-Nov-2023
Holder of voting rights	JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this, please note that the Company has the right to recall equivalent securities if it wishes to exercise its votingrights in respect of the securities.
Are there any restriction on voting rights	Yes
If yes, detail	JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the Companyand the Companyholds the votingrights.
Scheduled return date(if any)	N/A. There is no term to the loan of securities.
Does the borrower have the right to **return early? **	Yes.
If yes, detail	JPMS has the right to return all and any securities or equivalent securities early at any time.
Does the lender have the right to recall **early? **	Yes.
Ifyes, detail	The Companyhas the right to recall all or anyequivalent securities on demand.
Will the securities be returned on settlement?	Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the loan of securities.
If yes, detail any exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copyof the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: **	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	BARCLAYS CAPITAL SECURITIES LIMITED ("lender") and J.P. Morgan Securities Plc ("borrower")
Transfer date	Settlement date 29-Nov-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originallydelivered. The borrower must return the

	securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, J.P. Morgan Securities Plc will give a copy of the GMSLA to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: **	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Overseas Securities Lender’s Agreement (“OSLA”)
Parties to agreement	The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) (“lender”), J.P. Morgan Securities Plc (“borrower”)
Transfer date	Settlement date 25-Oct-2023 04-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on

	the exchange. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

shareholding notice filed	with ASX.
**Date: **	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Overseas Securities Lender's Agreement ("OSLA")
Parties to agreement	J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")
Transfer date	Settlement Date 12-Apr-2023 09-Aug-2023 31-Aug-2023 07-Sep-2023 22-Sep-2023 27-Sep-2023 11-Oct-2023 04-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.

Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of **relevant interests: **	04-Dec-2023
Schedule
Type of agreement	Overseas Securities Lending Agreement (“OSLA”)
Parties to agreement	CREDIT SUISSE (SWITZERLAND) LTD (formerly Credit Suisse (Schweiz) AG) ('lender'), J.P. MORGAN SECURITIES PLC ('borrower)
Transfer date	Settlement Date 24-May-2023
Holder of voting rights	Party holding the securities has voting rights for those securities
Are there any restriction on voting rights	Yes
If yes, detail	Each party undertakes that where it holds securities of the same description as any securities borrowed by it or transferred to it by way of collateral at the time when a right to vote arises in respect of such securities, it will use its best endeavours to arrange for the voting rights attached to such securities to be exercised in accordance with the instructions of the lender or borrower (as the case may be) provided always that each party shall use its best endeavours to notify the other of its instructions in writing no later than seven business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties, and that the party concerned shall not be obliged so to exercise the votes in respect of securities greater than the number so lent or transferred to it. For the avoidance of doubt, the parties agree that subject as hereinbefore provided any voting rights attaching to the relevant securities, equivalent securities, collateral and/or equivalent collateral shall be exercisable by the persons in whose name they are registered or where in bearer form, the persons by or on behalf of whom they are held, and not necessarily the borrower or lender (as the case may be).
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Subject to the terms of the relevant borrowing request, the borrower shall be entitled at any time to terminate a particular loan of securities and to redeliver all and any equivalent securities due and outstanding to the lender in accordance with the lender's instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Subject to the set-off and event of default provisions, the lender may call for the redelivery of all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange through which the relevant borrowed securities were originally delivered.

Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	Absent default, there are no exceptions.
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: **	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender")
Transfer date	Settlement date 30-Mar-2023 20-Apr-2023 10-May-2023 27-Oct-2023 4-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have the right to recall early?	Yes

If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Overseas Securities Lender’s Agreement (“OSLA”)
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”)
Transfer date	Settlement date 28-Mar-2023 26-May-2023 25-Jul-2023 01-Sep-2023 04-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes

If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Australian Master Securities LendingAgreement("AMSLA")
Parties to agreement	Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”)
Transfer date	Settlement Date 12-Apr-2023 16-May-2023 25-Jul-2023 04-Dec-2023 05-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA
Scheduled return date (if any)	None
Does the borrower have **the right to return early? **	Yes
If yes, detail	Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Australian Master Securities Lending Agreement ("AMSLA")
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower')
Transfer date	Settlement Date 01-Sep-2023 31-Oct-2023 04-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exception
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Australian Master Securities Lending Agreement ("AMSLA")
Parties to agreement	National Australia Bank Limited ('lender'), J.P. Morgan Securities Australia Limited ('borrower)
Transfer date	Settlement Date 11-Oct-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA.
Scheduled return date (if any)	None
Does the borrower have **the right to return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: **	06-Dec-2023
Company’s name:	APPEN LTD
ISIN:	AU000000APX3
Date of change of relevant interests:	04-Dec-2023
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited ("borrower")
Transfer date	Settlement Date 25-Jul-2023 11-Sep-2023 11-Oct-2023 04-Dec-2023
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between theparties.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes

If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.