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APPEN LIMITED Major Shareholding Notification 2022

Aug 2, 2022

64403_rns_2022-08-02_4ccebb58-ef5e-40b5-9e1c-ea93e5f4898c.pdf

Major Shareholding Notification

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603 GUIDE page 1/2 19 March 2010

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme Appen Ltd ACN/ARSN ACN 138 878 298 1. Details of substantial holder (1) Name NORGES BANK ACN/ARSN (if applicable) N/A The holder became a substantial holder on 29/07/2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Ordinary 6,331,721 6,331,721 5.13%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Norges Bank Central Bank managing
monies on behalf of
Government of Norway with
discretionary powers
Ordinary Shares
6,331,721

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number
of securities
Norges Bank Citicorp Nominees
Pty Limited
Norges Bank Ordinary
4,653,142
Norges Bank J.P. Morgan
Nominees
Australia Ltd
Norges Bank Ordinary
1,678,579

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9)
Cash/ Non Cash
Class and number of
securities
Please see
appendix A
Please see
appendix A
Please see
appendix A
Please see
appendix A
Please see
appendix A

603 GUIDE page 2/2 19 March 2010

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
NORGES BANK CENTRAL BANK

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
NORGES BANK BANKPLASSEN 2, PO BOX 1179, 0107, OSLO,
NORWAY

Signature

print name
sign here
Philippe Chiaroni
Capacity :Business & Regulatory Compliance
date02/08/2022

603 GUIDE page 2/2 19 March 2010

Form 603 – Appendix A

Corporations Act 2001 Section 671B

Notice of initial substantial holder

Date of
change
Person whose relevant
interest changed
Nature of
change (6)
Consideration
given in relation
Currency Class of
securities
affected
Person’s votes
affected
05/04/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 523,339
06/04/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 69,619
07/04/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -202,000
08/04/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -377,236
21/04/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 47,617
26/04/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -16,000
28/04/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -49,999
02/05/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 1
03/05/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 27,163
11/05/2022 Norges Bank Buy 6.5049 AUD Common Stock 35,340
12/05/2022 Norges Bank Buy 6.3620 AUD Common Stock 41,046
12/05/2022 Norges Bank Buy 6.3600 AUD Common Stock 20,844
13/05/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -24,999
16/05/2022 Norges Bank Buy 6.9444 AUD Common Stock 300,000
18/05/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 60,834
26/05/2022 Norges Bank Sell 8.1609 AUD Common Stock -1,268,382
03/06/2022 Norges Bank Buy 6.3745 AUD Common Stock 400,000
06/06/2022 Norges Bank Buy 6.2070 AUD Common Stock 500,000
16/06/2022 Norges Bank Buy 5.6224 AUD Common Stock 300,000
20/06/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 13,620
21/06/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 1,234,464
22/06/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -851,634
23/06/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 788,634
27/06/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -4
28/06/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 4
29/06/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -31,311
30/06/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -602,030
01/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 619,717
04/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 4
06/07/2022 Norges Bank Buy 6.2918 AUD Common Stock 250,000
07/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -57,766
08/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -73,158
11/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -24,402
12/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -18,842
13/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -600,593
14/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 572,333
15/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -6,984
18/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 432
19/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -86,966
20/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 86,220

603 GUIDE page 2/2 19 March 2010

21/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -48,020
22/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 36,510
25/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 18,999
26/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -94,044
27/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 358,863
28/07/2022 Norges Bank Collateral Shares Returned N/A AUD Common Stock -18,294
29/07/2022 Norges Bank Collateral Shares Received N/A AUD Common Stock 399,827