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APPEN LIMITED — Major Shareholding Notification 2022
Aug 7, 2022
64403_rns_2022-08-07_af07ecb9-1421-476d-bdff-e86500ebbb75.pdf
Major Shareholding Notification
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604 GUIDE page 1/2 13 March 2000
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Appen Ltd
ACN/ARSN ACN 138 878 298
1. Details of substantial holder (1)
Name NORGES BANK ACN/ARSN (if applicable) N/A
There was a change in the interests of the substantial holder on 03/08/2022 The previous notice was given to the company on 02/08/2022 The previous notice was dated 02/08/2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person’s votes | Voting power(5) | Person’s votes | Voting power(5) | |
Ordinary |
6,331,721 |
5.13% |
5,700,316 |
4.62% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
SeeAppendix |
SeeAppendix |
SeeAppendix |
SeeAppendix |
SeeAppendix |
SeeAppendix |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
Norges Bank |
CiticorpNominees PtyLimited |
NorgesBank |
Central Bank managingmonies on behalf ofGovt. of Norway withdiscretionary powers |
Ordinary4,653,142 |
4,653,142 |
Norges Bank |
CiticorpNominees PtyLimited |
NorgesBank |
Central Bank managingmonies on behalf ofGovt. of Norway withdiscretionary powers |
Ordinary1,047,174 |
1,047,174 |
9585838_1
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
NORGES BANK |
CENTRAL BANK |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
NORGES BANK |
BANKPLASSEN 2, PO BOX 1179, 0107, OSLO, NORWAY |
Signature
print name Philippe Chiaroni Capacity Advisor – Regulatory Compliance sign here date 05/08/2022
604 page 2/2 15 July 2001
Form 604 – Appendix A
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation |
Currency | Class of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 01/08/2022 | Norges Bank | Collateral Shares Received |
N/A | AUD | Common Stock | 38,356 |
| 02/08/2022 | Norges Bank | Collateral Shares Returned |
N/A | AUD | Common Stock | -167,637 |
| 03/08/2022 | Norges Bank | Collateral Shares Returned |
N/A | AUD | Common Stock | -502,124 |