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APPEN LIMITED — Major Shareholding Notification 2022
Nov 21, 2022
64403_rns_2022-11-21_3070aa1f-8fc0-4697-bf0b-b16351ebc9da.pdf
Major Shareholding Notification
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603 GUIDE page 1/2 19 March 2010
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Appen LtdACN/ARSNACN 138 878 2981. Details of substantial holder (1) NameNORGES BANKACN/ARSN (if applicable)N/AThe holder became a substantial holder on18/11/2022
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
Ordinary |
6,250,981 |
6,250,981 |
5.06% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
Norges Bank |
Central Bank managingmonies on behalf ofGovernment of Norway withdiscretionary powers |
Ordinary Shares6,250,981 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
Norges Bank |
Citicorp NomineesPty Limited |
Norges Bank |
Ordinary4,903,142 |
Norges Bank |
J.P. MorganNomineesAustralia Ltd |
Norges Bank |
Ordinary1,347,839 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) Cash/ Non Cash |
Class and number of securities |
|
|---|---|---|---|---|
Please seeappendix A |
Please seeappendix A |
Please seeappendix A |
Please seeappendix A |
Please seeappendix A |
603 GUIDE page 2/2 19 March 2010
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
| f persons named in this form are as follows: | |
|---|---|
| Name | Address |
NORGES BANK |
BANKPLASSEN 2, PO BOX 1179, 0107, OSLO,NORWAY |
Signature
| print name sign here |
Stanislav BoiadjievCapacity : Business & Regulatory Compliance |
|---|---|
date21/11/2022 |
|
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| Person whose relevant | Nature of | Consideration | Class of securities | |||
| Date of change | Currency | Person’s votes affected | ||||
| interest changed | change (6) | given in relation | affected | |||
| 19/07/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -86,966 |
| 20/07/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 86,220 |
| 21/07/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -48,020 |
| 22/07/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 36,510 |
| 25/07/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 18,999 |
| 26/07/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -94,044 |
| 27/07/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 358,863 |
| 28/07/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -18,294 |
| 29/07/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 399,827 |
| 01/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 38,356 |
| 02/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -167,637 |
| 03/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -502,124 |
| 04/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 1,427,642 |
| 05/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 122,244 |
| 08/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 94,569 |
| 09/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -405,939 |
| 10/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 416,502 |
| 11/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 276,191 |
| 12/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -793,051 |
| 16/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -239,576 |
| 17/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 154,250 |
| 18/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -149,855 |
| 22/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -28,568 |
| 23/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 45,676 |
| 24/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -32,207 |
| 25/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 45,385 |
| 26/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -196,740 |
| 29/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -70,769 |
| 30/08/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 37,744 |
| 31/08/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -1,216,796 |
| 01/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 14,223 |
| 02/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -5,190 |
| 06/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -20,414 |
| 07/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 187,689 |
| 08/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -223,717 |
| 09/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 375,169 |
| 12/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -438,385 |
| 12/09/2022 | Norges Bank |
Buy | 3.8988 | AUD | Common Stock | 250,000 |
| 13/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 16,016 |
| 14/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 13,311 |
|---|---|---|---|---|---|---|
| 15/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -1,698 |
| 16/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -27,094 |
| 19/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -5,519 |
| 20/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 408,294 |
| 21/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 100,926 |
| 22/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -40,918 |
| 23/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 63,434 |
| 26/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 23,571 |
| 27/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 12,263 |
| 28/09/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -100,378 |
| 29/09/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 51,927 |
| 03/10/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -76,341 |
| 04/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 90,103 |
| 05/10/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -99,961 |
| 06/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 100,459 |
| 07/10/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -453,516 |
| 10/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 1,268 |
| 11/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 85,163 |
| 12/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 407,401 |
| 13/10/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -58,275 |
| 14/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 6,501 |
| 17/10/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -204,706 |
| 18/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 25,841 |
| 19/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 47,108 |
| 20/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 843,239 |
| 21/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 35,148 |
| 24/10/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -460,726 |
| 25/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 512,306 |
| 26/10/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -277,812 |
| 27/10/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -1,131,229 |
| 28/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 875,133 |
| 31/10/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 3,715 |
| 01/11/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -829,423 |
| 02/11/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 817,471 |
| 03/11/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 499,839 |
| 04/11/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -91,552 |
| 07/11/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -73,742 |
| 08/11/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -30,896 |
| 09/11/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -455,901 |
| 10/11/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 3,582 |
| 11/11/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 550,063 |
| 14/11/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -65,599 |
| 15/11/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -319,829 |
| 16/11/2022 | Norges Bank |
Collateral Shares Returned | N/A | AUD | Common Stock | -139,098 |
| 17/11/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 10,512 |
| 18/11/2022 | Norges Bank |
Collateral Shares Received | N/A | AUD | Common Stock | 264,207 |