APPEN LIMITED — Major Shareholding Notification 2018

Sep 13, 2018

Corporations Law Section 671B

Notice of ceasing to be a substantial holder

Form 605

To: Company Name/Scheme APPEN LIMITED

ACN/ARSN

138 878 298

1. Details of substantial holder (1)

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on

The previous notice was given to the company on

The previous notice was dated

12 September 2018 7 September 2018 5 September 2018

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of Change (4)	Consideration given in relation to change (5)	Class (6) and Number of securities affected	Person’s votes affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
N/A	N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/

SIGNATURE

Print Name: Sign Here: Print Name: Sign Here:	Serene Peh Capacity: Authorised signatory
	Date: 14 September 2018
	Philip Alexander Capacity: Authorised signatory
	Date: 14 September 2018

Contact details for this notice:

----------------------------------------------------Serene Peh Compliance & Operational Risk Control (T) +65 6495 5283

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APX - Appendix A
Date of change Person whose relevant interest changed Nature of Change Consideration given in Number of securities Class
relation to change
06-Sep-18 UBS Securities Australia Ltd Buy 1,058,946 74,602 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 154 11 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 2,988,000 200,000 Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 209 (14) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 597 (40) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 761 (51) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 1,343 (90) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 1,358 (91) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 1,850 (124) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 1,850 (124) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 2,044 (137) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 15,590 (1,045) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 17,440 (1,169) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 15 (1) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 104 (7) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 194 (13) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 224 (15) Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 98 7 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 182 13 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 210 15 Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 507,540 (35,884) Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 889,529 62,553 Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 884,318 (62,854) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 27,880 (1,945) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 263,464 (18,762) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 7,204 (516) Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 26,186 1,850 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 141,092 10,086 Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 134,078 (9,561) Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 400,467 28,322 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 37,754 2,595 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 348,766 24,481 Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 53,599 (3,787) Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 13,905 979 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 105,170 7,422 Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 43,801 (3,075) Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 39,236 2,800 Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 94,625 (6,644) Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 22,762 1,600 Ordinary
06-Sep-18 UBS Securities Australia Ltd Buy 1,718 122 Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 129,059 (9,154) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 980 (70) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 2,495 (177) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 3,912 (280) Ordinary
06-Sep-18 UBS Securities Australia Ltd Sell 1,120,080 (80,000) Ordinary
06-Sep-18 UBS AG London Branch Stock received N/A 22,631 Ordinary
06-Sep-18 UBS AG, Australia Branch Stock received N/A 18,000 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 1,673 123 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 14 1 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 27 2 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 879,542 64,907 Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 1,226,450 (89,950) Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 96 (7) Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 22,726 (1,654) Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 149,245 (10,902) Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 127,691 9,343 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 639 47 Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 544,800 (39,903) Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 601,073 44,178 Ordinary
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07-Sep-18 UBS Securities Australia Ltd Sell 238,229 (17,492) Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 284,852 20,972 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 3,264 240 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 163,771 12,085 Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 127,884 (9,399) Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 5,961 438 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 5,537 407 Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 13,343 (1,000) Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 64,501 4,749 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 173,177 12,728 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 2,555 189 Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 125,868 (9,257) Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 80,939 6,000 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 54 4 Ordinary
07-Sep-18 UBS Securities Australia Ltd Buy 13,832 1,016 Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 28,171 (2,068) Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 269,728 (20,000) Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 4,122,000 (300,000) Ordinary
07-Sep-18 UBS Securities Australia Ltd Sell 544,436 (40,000) Ordinary
07-Sep-18 UBS AG London Branch Stock received N/A 3,450 Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 14 1 Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 42 (3) Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 42 (3) Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 12,172 902 Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 141,319 10,472 Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 673,099 47,335 Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 664,751 (46,360) Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 187,670 (13,348) Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 31,740 (2,256) Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 174,200 12,241 Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 177,992 (12,472) Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 1,668 (117) Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 3,722 261 Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 56 (4) Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 6,362 463 Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 8,397 (586) Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 22,237 1,566 Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 7,335 517 Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 5,600 393 Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 5,774 406 Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 354,874 24,979 Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 450,099 (31,554) Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 117,552 8,273 Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 7,197 (504) Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 41,220 (3,000) Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 14,013 (982) Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 19,765 1,382 Ordinary
10-Sep-18 UBS Securities Australia Ltd Buy 12,427 884 Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 6,599 (471) Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 11,675 (819) Ordinary
10-Sep-18 UBS Securities Australia Ltd Sell 114,130 (8,000) Ordinary
10-Sep-18 UBS AG London Branch Stock received N/A 2,125 Ordinary
10-Sep-18 UBS AG, Australia Branch Stock returned N/A (10,239) Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 14 1 Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 28 2 Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 57 4 Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 127 (9) Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 174,504 12,044 Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 560,997 (38,280) Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 685 (47) Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 450,954 (30,806) Ordinary
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11-Sep-18 UBS Securities Australia Ltd Sell 4,105 (280) Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 192,418 13,139 Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 155,095 (10,600) Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 548,457 37,409 Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 31,019 (2,118) Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 243,364 16,584 Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 269,001 (18,311) Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 161 11 Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 14,051 993 Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 2,334 160 Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 22,186 (1,521) Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 1,457 100 Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 5,876 400 Ordinary
11-Sep-18 UBS Securities Australia Ltd Buy 14,961 1,022 Ordinary
11-Sep-18 UBS Securities Australia Ltd Sell 6,685 (456) Ordinary
11-Sep-18 UBS AG London Branch Stock returned N/A (3,631) Ordinary
11-Sep-18 UBS AG, Australia Branch Stock received N/A 15,223 Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 14 (1) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 72 (5) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 579,372 (39,919) Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 388,827 27,130 Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 53,957 (3,768) Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 14 1 Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 101 (7) Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 759,589 52,919 Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 300,755 (20,779) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 491,493 (34,274) Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 229,187 15,977 Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 30,636 (2,123) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 184,267 (12,882) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 105,825 (7,389) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 1,354 (94) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 14,305 (992) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 607 (41) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 372,815 (25,918) Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 51,855 3,624 Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 44,110 (3,000) Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 43,350 3,000 Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 459 32 Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 343 24 Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 3,766 (262) Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 26,363 (1,841) Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 13,386 933 Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 5,289 367 Ordinary
12-Sep-18 UBS Securities Australia Ltd Sell 600,432 (42,000) Ordinary
12-Sep-18 UBS Securities Australia Ltd Buy 127,987 8,953 Ordinary
12-Sep-18 UBS AG London Branch Stock received N/A 4,200 Ordinary
12-Sep-18 UBS AG, Australia Branch Stock received N/A 18,211 Ordinary
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