APPEN LIMITED — Capital/Financing Update 2023

Nov 30, 2023

Application for quotation of +securities

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Announcement Summary

Entity name

APPEN LIMITED

Announcement Type

New announcement

Date of this announcement

Friday December 01, 2023

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
APX	ORDINARY FULLY PAID	22,996,263	04/12/2023

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

APPEN LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 60138878298

1.3 ASX issuer code

APX

1.4 The announcement is

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New announcement

1.5 Date of this announcement

1/12/2023

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
21-Nov-2023 13:52	New - Proposed issue of securities -	An accelerated offer (institutional)
	APX	A placement or other type of issue

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

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Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

In addition to the shares for which quotation is now being sought, APX proposes to issue approximately 31,549,192 new shares under the retail component of the Entitlement Offer on 15 December 2023 (subject to reconciliation of shareholder entitlements and rounding).

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description APX : ORDINARY FULLY PAID

Issue date 4/12/2023

Issue details

Number of +securities to be quoted 11,553,236 Are the +securities being issued for a cash consideration? Yes

In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.55000000

Any other information the entity wishes to provide about the +securities to be quoted

No.

Institutional Securities

ASX +security code and description APX : ORDINARY FULLY PAID

Issue date

4/12/2023

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

11,443,027 Issue currency Issue price or consideration per +security AUD - Australian Dollar AUD 0.55000000

Any other information the entity wishes to provide about the +securities to be quoted No

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
APX : ORDINARY FULLY PAID	179,917,862

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
APXAB : PERFORMANCE RIGHTS	15,480,726
APXAE : ORDINARY FULLY PAID DEFERRED	42,992,219

Application for quotation of +securities

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