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AMERICAN STATES WATER CO Director's Dealing 2012

Aug 16, 2012

31443_dirs_2012-08-16_1917781d-5821-4ffd-a15b-c2855873e81f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN STATES WATER CO (AWR)
CIK: 0001056903
Period of Report: 2012-08-14

Reporting Person: GALLAGHER JAMES B (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-08-14 Common Shares M 4320 $33.73 Acquired 14211.0432 Direct
2012-08-14 Common Shares M 4302 $38.62 Acquired 18513.0432 Direct
2012-08-14 Common Shares M 2887 $34.11 Acquired 21400.0432 Direct
2012-08-14 Common Shares M 6200 $34.57 Acquired 27600.0432 Direct
2012-08-14 Common Shares M 1874 $33.36 Acquired 29474.0432 Direct
2012-08-14 Common Shares S 100 $44.30 Disposed 29374.0432 Direct
2012-08-14 Common Shares S 200 $44.33 Disposed 29174.0432 Direct
2012-08-14 Common Shares S 100 $44.34 Disposed 29074.0432 Direct
2012-08-14 Common Shares S 300 $44.36 Disposed 28774.0432 Direct
2012-08-14 Common Shares S 300 $44.37 Disposed 28474.0432 Direct
2012-08-14 Common Shares S 300 $44.38 Disposed 28174.0432 Direct
2012-08-14 Common Shares S 200 $44.39 Disposed 27974.0432 Direct
2012-08-14 Common Shares S 300 $44.40 Disposed 27674.0432 Direct
2012-08-14 Common Shares S 100 $44.41 Disposed 27574.0432 Direct
2012-08-14 Common Shares S 200 $44.42 Disposed 27374.0432 Direct
2012-08-14 Common Shares S 300 $44.43 Disposed 27074.0432 Direct
2012-08-14 Common Shares S 649 $44.44 Disposed 26425.0432 Direct
2012-08-14 Common Shares S 721 $44.45 Disposed 25704.0432 Direct
2012-08-14 Common Shares S 600 $44.46 Disposed 25104.0432 Direct
2012-08-14 Common Shares S 1000 $44.47 Disposed 24104.0432 Direct
2012-08-14 Common Shares S 1704 $44.48 Disposed 22400.0432 Direct
2012-08-14 Common Shares S 400 $44.49 Disposed 22000.0432 Direct
2012-08-14 Common Shares S 1500 $44.50 Disposed 20500.0432 Direct
2012-08-14 Common Shares S 1900 $44.51 Disposed 18600.0432 Direct
2012-08-14 Common Shares S 200 $44.52 Disposed 18400.0432 Direct
2012-08-14 Common Shares S 500 $44.53 Disposed 17900.0432 Direct
2012-08-14 Common Shares S 500 $44.54 Disposed 17400.0432 Direct
2012-08-14 Common Shares S 500 $44.55 Disposed 16900.0432 Direct
2012-08-14 Common Shares S 700 $44.56 Disposed 16200.0432 Direct
2012-08-14 Common Shares S 600 $44.57 Disposed 15600.0432 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-08-14 Employee Stock Options (Right to Buy) $33.73 M 4320 Disposed 2016-01-29 Common Shares (4320) Direct
2012-08-14 Employee Stock Options (Right to Buy) $38.62 M 4302 Disposed 2017-01-01 Common Shares (4302) Direct
2012-08-14 Employee Stock Options (Right to Buy) $34.11 M 2887 Disposed 2018-01-27 Common Shares (2887) Direct
2012-08-14 Employee Stock Options (Right to Buy) $34.57 M 6200 Disposed 2019-01-29 Common Shares (6200) Direct
2012-08-14 Employee Stock Options (Right to Buy) $33.36 M 1874 Disposed 2020-01-31 Common Shares (1874) Direct