AI assistant
Sending…
AMERICAN STATES WATER CO — Director's Dealing 2012
Aug 16, 2012
31443_dirs_2012-08-16_1917781d-5821-4ffd-a15b-c2855873e81f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN STATES WATER CO (AWR)
CIK: 0001056903
Period of Report: 2012-08-14
Reporting Person: GALLAGHER JAMES B (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-14 | Common Shares | M | 4320 | $33.73 | Acquired | 14211.0432 | Direct |
| 2012-08-14 | Common Shares | M | 4302 | $38.62 | Acquired | 18513.0432 | Direct |
| 2012-08-14 | Common Shares | M | 2887 | $34.11 | Acquired | 21400.0432 | Direct |
| 2012-08-14 | Common Shares | M | 6200 | $34.57 | Acquired | 27600.0432 | Direct |
| 2012-08-14 | Common Shares | M | 1874 | $33.36 | Acquired | 29474.0432 | Direct |
| 2012-08-14 | Common Shares | S | 100 | $44.30 | Disposed | 29374.0432 | Direct |
| 2012-08-14 | Common Shares | S | 200 | $44.33 | Disposed | 29174.0432 | Direct |
| 2012-08-14 | Common Shares | S | 100 | $44.34 | Disposed | 29074.0432 | Direct |
| 2012-08-14 | Common Shares | S | 300 | $44.36 | Disposed | 28774.0432 | Direct |
| 2012-08-14 | Common Shares | S | 300 | $44.37 | Disposed | 28474.0432 | Direct |
| 2012-08-14 | Common Shares | S | 300 | $44.38 | Disposed | 28174.0432 | Direct |
| 2012-08-14 | Common Shares | S | 200 | $44.39 | Disposed | 27974.0432 | Direct |
| 2012-08-14 | Common Shares | S | 300 | $44.40 | Disposed | 27674.0432 | Direct |
| 2012-08-14 | Common Shares | S | 100 | $44.41 | Disposed | 27574.0432 | Direct |
| 2012-08-14 | Common Shares | S | 200 | $44.42 | Disposed | 27374.0432 | Direct |
| 2012-08-14 | Common Shares | S | 300 | $44.43 | Disposed | 27074.0432 | Direct |
| 2012-08-14 | Common Shares | S | 649 | $44.44 | Disposed | 26425.0432 | Direct |
| 2012-08-14 | Common Shares | S | 721 | $44.45 | Disposed | 25704.0432 | Direct |
| 2012-08-14 | Common Shares | S | 600 | $44.46 | Disposed | 25104.0432 | Direct |
| 2012-08-14 | Common Shares | S | 1000 | $44.47 | Disposed | 24104.0432 | Direct |
| 2012-08-14 | Common Shares | S | 1704 | $44.48 | Disposed | 22400.0432 | Direct |
| 2012-08-14 | Common Shares | S | 400 | $44.49 | Disposed | 22000.0432 | Direct |
| 2012-08-14 | Common Shares | S | 1500 | $44.50 | Disposed | 20500.0432 | Direct |
| 2012-08-14 | Common Shares | S | 1900 | $44.51 | Disposed | 18600.0432 | Direct |
| 2012-08-14 | Common Shares | S | 200 | $44.52 | Disposed | 18400.0432 | Direct |
| 2012-08-14 | Common Shares | S | 500 | $44.53 | Disposed | 17900.0432 | Direct |
| 2012-08-14 | Common Shares | S | 500 | $44.54 | Disposed | 17400.0432 | Direct |
| 2012-08-14 | Common Shares | S | 500 | $44.55 | Disposed | 16900.0432 | Direct |
| 2012-08-14 | Common Shares | S | 700 | $44.56 | Disposed | 16200.0432 | Direct |
| 2012-08-14 | Common Shares | S | 600 | $44.57 | Disposed | 15600.0432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-14 | Employee Stock Options (Right to Buy) | $33.73 | M | 4320 | Disposed | 2016-01-29 | Common Shares (4320) | Direct |
| 2012-08-14 | Employee Stock Options (Right to Buy) | $38.62 | M | 4302 | Disposed | 2017-01-01 | Common Shares (4302) | Direct |
| 2012-08-14 | Employee Stock Options (Right to Buy) | $34.11 | M | 2887 | Disposed | 2018-01-27 | Common Shares (2887) | Direct |
| 2012-08-14 | Employee Stock Options (Right to Buy) | $34.57 | M | 6200 | Disposed | 2019-01-29 | Common Shares (6200) | Direct |
| 2012-08-14 | Employee Stock Options (Right to Buy) | $33.36 | M | 1874 | Disposed | 2020-01-31 | Common Shares (1874) | Direct |
More from AMERICAN STATES WATER CO
Regulatory Filings
2026
May 21
Annual Report
2026
Apr 3
Proxy Solicitation & Information Statement
2026
Apr 3
Regulatory Filings
2026
Mar 27
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 20
Director's Dealing
2026
Feb 20
Director's Dealing
2026
Feb 20