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Ambu

Major Shareholding Notification Jun 1, 2022

3353_mrq_2022-06-01_763df758-31cf-45a5-b2fc-e7850e55c268.pdf

Major Shareholding Notification

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Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be uploaded at http://oasm.finanstilsynet.dk)
The boxes in sections (1-6) and section $(8)$ in the standard form must always be filled out.
Then, please fill out the sections in the standard form for the relevant type of financial instrument.
$\cdot$ For notification regarding shares go to section (7.1) in the standard form.
• For notification regarding financial instruments in accordance with section 39(2)(1) of the Capital Markets Act,
go to section (7.2) in the standard form.
• For notification regarding financial instruments in accordance with section 39(2)(2) of the Capital Markets Act,
go to section (7.3) in the standard form.
In case of proxy voting, fill out section (9) in the standard form.
1. Identity of the issuer': AMBU A/S
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights or share capital
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights or share capital
Other (please specify)":
3. Details of person subject to the notification obligation
Name: Bank of America Corporation Address: 1209 Orange Street, Corporation Trust
Center, Wilmington DE 19801
National ID-numberiv: 2927442 Email address: [email protected]
4. Full name of shareholder (if different from 3.) v :
5. Date on which the threshold was crossed or reached vi : 22/04/2022
Voting rights:
Voting rights attached to
shares in %
(total of 7.1.A)
Voting rights through
financial instruments in %
$(total of 7.2.A + 7.3.B)$
Total of both in %
$(7.1.A + 7.2.A + 7.3.A)$
Resulting situation on
the date on which
threshold was crossed
or reached
N/A N/A N/A
Position of
previous
notification (if
applicable)
N/A N/A N/A
Share capital:
Share capital attached to
shares in %
(total of 7.1.B)
Share capital through
financial instruments in %
$(total of 7.2.B + 7.3.B)$
Total of both in %
$(7.1.B + 7.2.B + 7.3.B)$
Resulting situation on
the date on which
threshold was crossed
or reached
0.193% 4.941% 5.134%
Position of previous
notification
(if
applicable)
N/A N/A N/A
O.A INFORMATION ON THE ISSUED
Total number of voting rights of issuervil 13,230,539
Total share capital in issuervi 13,230,539

7.1 Shares according to section 38 of the Capital Markets Act

7.1.A: Voting rights attached to shares

ISIN code Number of voting rights
Voting rights which the
Voting rights which the % of voting rights
person subject to the
notification obligation
holds directly or
indirectlyviii
(Sect. 38(1) of the Capital
Markets Act)
person subject to the
notification obligation
is entitled to acquire.
dispose of or exercise
(Sect. 38(2) of the Capital
Markets Act)
Voting rights which
the person subject to
the
notification obligation
holds directly or
indirectlyviii
(Sect. 38(1) of the Capital
Markets Act)
Voting rights which the
person subject to the
notification obligation is
entitled to acquire,
dispose of or exercise
(Sect. 38(2) of the Capital Markets
Act)
SUBTOTAL 7.1.A
ISIN code Number of sharesvill
(Sect. 38(1) of the Capital Markets Act)
% of shares
(Sect. 38(1) of the Capital Markets Act)
DK0060946788 496,826 0.193%
SUBTOTAL 7.1.B 496,826 0.193%
7.2.A: Voting rights attached to financial instruments according to section 39(2)(1) of the Capital Markets Act
Type of financial
instrument
Expiration
date $i\mathbf{x}$
Exercise/conversion
period x
Number of voting rights that
may be acquired if the
instrument is
exercised/converted
% of voting rights
SUBTOTAL 7.2.A

7.2.B: Share capital attached to financial instruments according to section 39(2)(1) of the Capital Markets Act

Type of financial
instrument
Expiration
date ix
Exercise/conversion
period x
Number of shares that may
be acquired if the
instrument is
exercised/converted
% of share capital
Right to Recall N/A N/A 3,268,016 1.268%
Right of Use N/A N/A 50,623 0.020%
SUBTOTAL 7.2.B 3,318,639 1.288%

$\alpha$

$\mathcal{K}$

$\tilde{\kappa}$

7.3 Financial Instruments with similar economic effect acc. to sect. 39(2)(2) of the Capital Markets Act

7.3.A: Voting rights attached to financial instruments according to section 39(2)(2) of the Capital Markets Act

Type of financial
instrument
Expiration
date ix
Exercise/conversion
periodx
Physical or
cash
settlement xi
Number of
voting rights
% of voting rights
SUBTOTAL
7.3.A
7.3.B: Share capital attached to financial instruments according to section 39(2)(2) of the Capital Markets Act
Type of
financial
instrument
Expiration dateix Exercise/conversion
period x
Physical or
cash
settlement xi
Number of shares % of share capital
Swaps 16/05/2022 N/A Cash 1,123,276 0.436
Swaps 15/06/2022 $-N/A$ Cash 538,829 0.209
Swaps 30/06/2022 N/A Cash 47,715 0.019
Swaps 15/07/2022 N/A Cash 115,078 0.045
Swaps 18/07/2022 N/A Cash 18,135 0.007
Swaps 29/07/2022 N/A Cash 1,145,002 0.444
Swaps 12/09/2022 N/A Cash 407,484 0.158
Swaps 21/09/2022 N/A Cash 45 0.000
Swaps 25/10/2022 N/A Cash 4,780 0.002
Swaps 01/11/2022 N/A Cash 522,384 0.203
Swaps 16/11/2022 N/A Cash 946,889 0.367
Swaps 25/01/2023 N/A Cash 8,167 0.003
Swaps 31/01/2023 N/A Cash 42,924 0.017
Swaps 15/02/2023 N/A Cash 876,568 0.340
Swaps 21/02/2023 N/A Cash 16,151 0.006
Swaps 27/02/2023 N/A Cash 736 0.000
Swaps 28/02/2023 N/A Cash 84,307 0.033
Swaps 27/03/2023 N/A Cash 2,612 0.001
Swaps 28/04/2023 N/A Cash 2,428,050 0.942
Swaps 25/05/2023 N/A Cash 263 0.000
Swaps 24/07/2023 N/A Cash 249,256 0.097
Swaps 08/08/2023 N/A Cash 592,545 0.230
Swaps 25/08/2023 N/A Cash 1,956 0.001
Swaps 25/09/2023 N/A Cash 2,735 0.001
Swaps 25/10/2023 N/A Cash 4,486 0.002
Swaps 31/10/2023 N/A Cash 228,443 0.089
Swaps 27/12/2023 N/A Cash 6,258 0.002
SUBTOTAL
7.3.B
9,415,074 3.653
8. Chain of controlled undertakings (please tick the appropriate box):
The person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any undertaking(s) with holdings in the (underlying) issuer .xii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are
effectively held starting with the ultimate controlling natural person or legal entity:
Namexiv Total voting rights if more than 5% Total share capital if more than 5%
Bank of America Corporation
NB Holdings Corporation
BofAML Jersey Holdings Limited
BofAML EMEA Holdings 2 Limited
ML UK Capital Holdings Limited
Merrill Lynch International
Bank of America Corporation
NB Holdings Corporation
BAC North America Holding Company
Bank of America, National Association
Bank of America Corporation
NB Holdings Corporation
BofA Securities, Inc

10. Additional informationxv:

Kade

Date, place and signature 26/04/2022, United Kingdom,

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