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AMBEV S.A. — Regulatory Filings 2018
Nov 9, 2018
30093_ffr_2018-11-09_23ced88f-6d50-452b-872e-36dd9580f392.zip
Regulatory Filings
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6-K 1 ambevsacvm358oct18_6k.htm AMBEVSACVM358OCT18_6K ambevsacvm358oct18_6k.htm - Generated by SEC Publisher for SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the
Securities Exchange Act of 1934
For the month of November, 2018
Commission File Number 1565025
AMBEV S.A.
(Exact name of registrant as specified in its charter)
AMBEV S.A.
(Translation of Registrant's name into English)
Rua Dr. Renato Paes de Barros, 1017 - 3rd Floor 04530-000 São Paulo, SP Federative Republic of Brazil
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F _
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes _ No X_
CONSOLIDATED FORM
Management and Related Persons’ Transactions of Securities Issued by the Company
Article 11 - CVM Instruction # 358/2002
From October 1 st to 31 th , 2018 the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002 (1) :
| Company Name: Ambev S.A. — Group and Related Persons | ( ) Board of Directors | ( X ) Management | ( ) Fiscal Council | ( ) Technical and Consulting Committees |
|---|---|---|---|---|
| Initial Balance — Securities / Derivatives | Securities Characteristics (2) | Quantity | % | |
|---|---|---|---|---|
| Same Class and Type | Total | |||
| Shares | Common | 5,629,331 | 0.0358 | 0.0358 |
| ADR | Common | 368,949 | 0.0023 | 0.0023 |
| Transac tions in the month — Securities / Derivatives | Securities Characteristics (2) | Intermediary | Operation | Day | Quantity | Price | Volume (3) |
|---|---|---|---|---|---|---|---|
| Shares | Common | Itaú Corretora | Sell | 02 | 1,500 | R$ 18.04 | R$ 27,060.00 |
| Shares | Common | Itaú Corretora | Sell | 02 | 8,500 | R$ 18.05 | R$ 153,425.00 |
| Shares | Common | Itaú Corretora | Sell | 05 | 1,100 | R$ 17.60 | R$ 19,360.00 |
| Total Sell | 11,100 | R$ 199,845.00 |
| Final Balance — Securities / Derivatives | Securities Characteristics (2) | Quantity | % | |
|---|---|---|---|---|
| Same Class and Type | Total | |||
| Shares | Common | 5,618,231 | 0.0357 | 0.0357 |
| ADR | Common | 368,949 | 0.0023 | 0.0023 |
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
Note: These consolidated data must have information by group: Directors, Management (which have not been included in the Board of Directors), etc.
Each ADR is equivalent to 1 (one) share.
CONSOLIDATED FORM
Management and Related Persons’ Transactions of Securities Issued by the Company
Article 11 - CVM Instruction # 358/2002
From October 1 st to 31 th , 2018 the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002 (1) :
| Company Name: Ambev S.A. — Group and Related Persons | ( X ) Board of Directors | ( ) Management | ( ) Fiscal Council | ( ) Technical and Consulting Committees |
|---|---|---|---|---|
| Initial Balance — Securities / Derivatives | Securities Characteristics (2) | Quantity | % | |
|---|---|---|---|---|
| Same Class and Type | Total | |||
| Shares | Common | 34,051,768 | 0.2166 | 0.2166 |
| ADR | Common | 1,915,501 | 0.0122 | 0.0122 |
| Securities Lending (y) | Common | 190,000 | ||
| Put Option | OPVABEV1931 (*) | 500,000 | ||
| Put Option | OPVABEV1944 (**) | 500,000 | ||
| Put Option | OPVABEV316 (***) | 500,000 | ||
| Put Option | OPVABEV3182 (****) | 500,000 | ||
| Call Option | OPCABEV2318 (*) | -500,000 | ||
| Call Option | OPCABEV2411 (**) | -500,000 | ||
| Call Option | OPCABEV32284 (***) | -500,000 | ||
| Call Option | OPCABEV3245 (****) | -500,000 |
| Transac tions in the month — Securities / Derivatives | Securities Characteristics (2) | Intermediary | Operation | Day | Quantity | Price | Volume (3) |
|---|---|---|---|---|---|---|---|
| Put Option | OPVABEV1931 (*) | JP Morgan | Sell | (x) | 500,000 | R$ 0.81 | R$ 405,000.00 |
| Put Option | OPVABEV1944 (**) | JP Morgan | Sell | (x) | 500,000 | R$ 0.72 | R$ 360,000.00 |
| Call Option | OPCABEV2318 (*) | JP Morgan | Buy | (x) | 500,000 | R$ 0.60 | R$ -300,000.00 |
| Call Option | OPCABEV2411 (**) | JP Morgan | Buy | (x) | 500,000 | R$ 0.30 | R$ -150,000.00 |
| Put Option | OPVABEV316 (***) | JP Morgan | Sell | 10 | 500,000 | R$ 0.0660 | R$ 33,000.00 |
| Put Option | OPVABEV3182 (****) | JP Morgan | Sell | 10 | 500,000 | R$ 0.2960 | R$ 148,000.00 |
| Call Option | OPCABEV32284 (***) | JP Morgan | Buy | 10 | 500,000 | R$ 0.01 | R$ -5,000.00 |
| Call Option | OPCABEV3245 (****) | JP Morgan | Buy | 10 | 500,000 | R$ 0.01 | R$ -5,000.00 |
| Final Balance — Securities / Derivatives | Securities Characteristics (2) | Quantity | % | |
|---|---|---|---|---|
| Same Class and Type | Total | |||
| Shares | Common | 34,051,768 | 0.2166 | 0.2166 |
| ADR | Common | 1,915,501 | 0.0122 | 0.0122 |
| Securities Lending (y) | Common | 190,000 | ||
| Put Option | OPVABEV1931 (*) | 0 | ||
| Put Option | OPVABEV1944 (**) | 0 | ||
| Put Option | OPVABEV316 (***) | 0 | ||
| Put Option | OPVABEV3182 (****) | 0 | ||
| Call Option | OPCABEV2318 (*) | 0 | ||
| Call Option | OPCABEV2411 (**) | 0 | ||
| Call Option | OPCABEV32284 (***) | 0 | ||
| Call Option | OPCABEV3245 (****) | 0 |
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
Note: These consolidated data must have information by group: Directors, Management (which have not been included in the Board of Directors), etc.
Each ADR is equivalent to 1 (one) share.
(*) Maturity on August 5, 2019.
() Maturity on May 13, 2019.**
() Maturity on May 22, 2019.*
() Maturity on March 29, 2019.
(y) Maturity on August 8, 2019.
(x) Operations settled on July 6, 2018 not previously reported.
CONSOLIDATED FORM
Management and Related Persons’ Transactions of Securities Issued by the Company
Article 11 - CVM Instruction # 358/2002
From October 1 st to 31 th , 2018 the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002 (1) :
| Company Name: Ambev S.A. — Group and related persons | ( ) Board of Directors | ( ) Management | ( X ) Fiscal Council | ( ) Technical and Consulting Committees |
|---|---|---|---|---|
| Initial Balance — Securities / Derivatives | Securities Characteristics (2) | Quantity | % | |
|---|---|---|---|---|
| Same Class and Type | Total | |||
| Shares | Common | 7,225 | 0.0000 | 0.0000 |
| Final Balance — Securities / Derivatives | Securities Characteristics (2) | Quantity | % | |
|---|---|---|---|---|
| Same Class and Type | Tot al | |||
| Shares | Common | 7,225 | 0.0000 | 0.0000 |
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
Note: These consolidated data must have information by group: Directors, Management (which have not been included in the Board of Directors), etc.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: November 9, 2018
| AMBEV S.A. | |
|---|---|
| By: | /s/ Fernando Mommensohn Tennenbaum |
| Fernando Mommensohn Tennenbaum Chief Financial and Investor Relations Officer |