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AMBEV S.A. — Regulatory Filings 2017
Dec 8, 2017
30093_ffr_2017-12-08_aefc64ba-557a-41ba-ab1f-9f6cb6f2ac1b.zip
Regulatory Filings
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6-K 1 ambevsacvm358nov2017_6k1.htm AMBEVSACVM358NOV2017_6K1 ambevsacvm358nov2017_6k1.htm - Generated by SEC Publisher for SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the
Securities Exchange Act of 1934
For the month of December, 2017
Commission File Number 1565025
AMBEV S.A.
(Exact name of registrant as specified in its charter)
AMBEV S.A.
(Translation of Registrant's name into English)
Rua Dr. Renato Paes de Barros, 1017 - 3rd Floor 04530-000 São Paulo, SP Federative Republic of Brazil
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F _
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes _ No X_
INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In November 2017:
( X ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002. (1)
( ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
| Company Name: Ambev S.A. | |||||||
|---|---|---|---|---|---|---|---|
| Name: Ambev S.A. | CPF/CNPJ: 07.526.557/0001-00 | ||||||
| Qualification: Outstanding Shares in Treasury | |||||||
| Initial Balance | |||||||
| Securities / Derivatives | Securities Characteristics (2) | Quantity | % | ||||
| Same Class and Type | Total | ||||||
| Shares | Common | 9,655,277 | 0.0614 | 0.0614 | |||
| Transac tions in the month | |||||||
| Securities / Derivatives | Securities Characteristics (2) | Intermediary | Operation | Day | Quantity | Price | Volume (R$) (3) |
| Shares | Common | Direct with the Company | Conversion in ADRs | 03 | 120,850 | 0.00 | 0.00 |
| Shares | Common | Direct with the Company | Conversion in ADRs | 17 | 261,000 | 0.00 | 0.00 |
| Shares | Common | Direct with the Company | Conversion in ADRs | 29 | 78,890 | 0.00 | 0.00 |
| Total Conversion ADRs (Out) | 460,740 | 0.00 | |||||
| Shares | Common | Direct with the Company | Exerc Options | 13 | 42,325 | 3.12096 | 132,094.63 |
| Shares | Common | Direct with the Company | Exerc Options | 13 | 45,175 | 9.35960 | 422,819.93 |
| Shares | Common | Direct with the Company | Exerc Options | 13 | 25,385 | 11.97200 | 303,909.22 |
| Shares | Common | Direct with the Company | Exerc Options | 20 | 25,385 | 11.97200 | 303,909.22 |
| Shares | Common | Direct with the Company | Exerc Options | 22 | 59,750 | 1.29648 | 77,464.68 |
| Shares | Common | Direct with the Company | Exerc Options | 22 | 46,000 | 3.12096 | 143,564.16 |
| Shares | Common | Direct with the Company | Exerc Options | 23 | 43,900 | 1.09284 | 47,975.68 |
| Shares | Common | Direct with the Company | Exerc Options | 30 | 30,125 | 9.35960 | 281,957.95 |
| Shares | Common | Direct with the Company | Exerc Options | 30 | 63,465 | 11.97200 | 759,802.98 |
| Shares | Common | Direct with the Company | Exerc Options | 30 | 77,665 | 17.19800 | 1,335,682.67 |
| Total Sell | 459,175 | 3,809,181.12 | |||||
| Shares | Common | Direct with the Company | Plan of Shares Acquisition | 13 | 42,474 | 20.22 | 858,824.28 |
| Shares | Common | Direct with the Company | Plan of Shares Acquisition | 20 | 14,796 | 20.54 | 303,909.84 |
| Shares | Common | Direct with the Company | Plan of Shares Acquisition | 21 | 30,000 | 20.81 | 624,300.00 |
| Shares | Common | Direct with the Company | Plan of Shares Acquisition | 30 | 115,636 | 20.56 | 2,377,476.16 |
| Total Buy | 202,906 | 4,164,510.28 | |||||
| Final Balance | |||||||
| Securities / Derivatives | Securities Characteristics (2) | Quantity | % | ||||
| Same Class and Type | Total | ||||||
| Shares | Common | 8,938,268 | 0.0569 | 0.0569 |
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price .
INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In November 2017:
( X ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002. (1)
( ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
| Company Name: Ambev S.A. | |||||||
|---|---|---|---|---|---|---|---|
| Name: Ambev S.A. | CPF/CNPJ: 07.526.557/0001-00 | ||||||
| Qualification: Outstanding Shares in Treasury | |||||||
| Initial Balance | |||||||
| Securities / Derivatives | Securities Characteristics (2) | Quantity | % | ||||
| Same Class and Type | Total | ||||||
| ADR (*) | Common | 0 | 0.0000 | 0.0000 | |||
| Transac tions in the month | |||||||
| Securities / Derivatives | Securities Characteristics (2) | Intermediary | Operation | Day | Quantity | Price USD | Volume (USD) (3) |
| ADR (*) | Common | Direct with the Company | Conversion in ADRs | 03 | 120,850 | 0.00 | 0.00 |
| ADR (*) | Common | Direct with the Company | Conversion in ADRs | 17 | 261,000 | 0.00 | 0.00 |
| ADR (*) | Common | Direct with the Company | Conversion in ADRs | 29 | 78,890 | 0.00 | 0.00 |
| Total Conversion ADRs (In) | 460,740 | 0.00 | |||||
| ADR (*) | Common | Direct with the Company | Plan of Shares Acquisition | 29 | 76,135 | 6.30 | 479,647.35 |
| Total Buy | 76,135 | 479,647.35 | |||||
| ADR (*) | Common | Direct with the Company | Exerc Options | 03 | 36,900 | 0.000000 | 0.00 |
| ADR (*) | Common | Direct with the Company | Exerc Options | 03 | 44,475 | 1.130456 | 50,277.03 |
| ADR (*) | Common | Direct with the Company | Exerc Options | 03 | 39,475 | 2.234470 | 88,205.70 |
| ADR (*) | Common | Direct with the Company | Exerc Options | 17 | 59,250 | 1.248396 | 73,967.46 |
| ADR (*) | Common | Direct with the Company | Exerc Options | 17 | 110,500 | 0.000000 | 0.00 |
| ADR (*) | Common | Direct with the Company | Exerc Options | 17 | 53,350 | 1.130456 | 60,309.83 |
| ADR (*) | Common | Direct with the Company | Exerc Options | 17 | 37,900 | 2.234470 | 84,686.41 |
| ADR (*) | Common | Direct with the Company | Exerc Options | 29 | 155,025 | 3.094000 | 479,647.35 |
| Total Sell | 536,875 | 837,093.78 | |||||
| Final Balance | |||||||
| Securities / Derivatives | Securities Characteristics (2) | Quantity | % | ||||
| Same Class and Type | Total | ||||||
| ADR (*) | Common | 0 | 0.0000 | 0.0000 |
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price .
(*) Each ADR is equivalent to 1 (one) share.
INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In November 2017:
( X ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002. (1)
( ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
| Subsidiary Name: Ambev Luxembourg S.À.R.L. | |||||||
|---|---|---|---|---|---|---|---|
| Qualification: Position – Total Return Swap | |||||||
| Transac tions in the month | |||||||
| Securities / Derivatives | Securities Characteristics (1) | Intermediary | Operation | Day | Quantity (**) | Price USD | Volume (USD) (2) |
| Swap | Swap referenced in Shares | N/A | Total Return Swap Conclusion | 06 (*) | 1,215,000 | 20.5670 | 24,988,905.00 |
| Swap | Swap referenced in Shares | N/A | Total Return Swap Conclusion | 08 (*) | 221,000 | 20.0475 | 4,430,497.50 |
| Swap | Swap referenced in Shares | N/A | Total Return Swap Conclusion | 10 (*) | 291,500 | 20.0330 | 5,839,619.50 |
| Total operation | 1,727,500 | 35,259,022.00 |
(1) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(2) Quantity multiplied by price .
(*) In accordance with the Circular Letter/CVM/SEP/Nº07/2017, date information of the total return swap conclusion and not the date of the financial settlement of the transaction.
() The reported quantity is not actually related to a purchase or sale, but an economic exposure arising from the conclusion of a swap agreement on a consolidated basis, in accordance with the Circular Letter/CVM/SEP/Nº07/2017.**
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: December 8, 2017
| AMBEV S.A. | |
|---|---|
| By: | /s/ Ricardo Rittes de Oliveira Silva |
| Ricardo Rittes de Oliveira Silva Chief Financial and Investor Relations Officer |