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Alpha Cognition Inc. Director's Dealing 2024

Nov 13, 2024

34153_dirs_2024-11-12_01ec1771-1256-459e-9dc9-6961b88f4fa0.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alpha Cognition Inc. (ACOG)
CIK: 0001655923
Period of Report: 2024-11-12

Reporting Person: BAKSHI RAJEEV KUMAR (N/A)

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 5042 Direct
Common Shares 6801 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Share Options $5.21 2031-12-20 Common Shares (8000) Direct
Common Share Options $5.21 2032-05-31 Common Shares (4000) Direct
Common Share Options $4.12 2033-06-08 Common Shares (13200) Direct

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: Options are fully vested.

F3: Converted from Canadian exercise price of C$7.00 at C$1.3439=USD$1.00.

F4: 12.5% vested on June 8, 2023, and the remaining 87.5% vests in equal monthly installments on the 30th day of each month
until January 30, 2026.

F5: Converted from Canadian exercise price of C$5.50 at C$1.3358=USD$1.00.