Alpha Cognition Inc. — Director's Dealing 2024

Nov 13, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alpha Cognition Inc. (ACOG)
CIK: 0001655923
Period of Report: 2024-11-12

Reporting Person: HAVENS JOHN PRENTISS (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	268925	Direct
Common Shares	10000	Indirect
Common Shares	1080	Indirect
Common Shares	1235	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Share Options	$5.21	2031-12-20	Common Shares (9600)		Direct
Common Share Options	$5.21	2032-05-31	Common Shares (4000)		Direct
Common Share Options	$4.12	2033-06-08	Common Shares (16000)		Direct

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2: Options are fully vested.

F3: Converted from Canadian exercise price of C$7.00 at C$1.3439=USD$1.00.

F4: 12.5% vested on June 8, 2023, and the remaining 87.5% vests in equal monthly installments until January 30, 2026.

F5: Converted from Canadian exercise price of C$5.50 at C$1.3358=USD$1.00.