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Alight, Inc. / Delaware — Director's Dealing 2024
Feb 7, 2024
31761_dirs_2024-02-07_60f7a6f9-271d-4880-8d4d-37bfdf29ee12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alight, Inc. / Delaware (ALIT)
CIK: 0001809104
Period of Report: 2024-02-05
Reporting Person: Rooney Katie J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-05 | Class A Common Stock | S | 7100 | $9.0045 | Disposed | 2999434 | Direct |
| 2024-02-06 | Class A Common Stock | S | 9576 | $9.062 | Disposed | 2989858 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class V Common Stock | 69620 | Indirect |
Footnotes
F1: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.
F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.00 to $9.04. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Includes restricted stock units scheduled to vest in the future and shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.
F4: The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.00 to $9.10. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Shares of Class V common stock do not represent economic interests in the Issuer. Except as provided in the Issuer's Certificate of Incorporation or as required by applicable law, Class V common stock will be entitled to one vote per share on all matters to be voted on by Issuer's stockholders generally. Upon exchange of Class A Units of Alight Holding Company, LLC ("Alight Holdings") that are held by the reporting person, an equal number of shares of the Issuer's Class V common stock will be cancelled for no consideration.